PATHSTONE FAMILY OFFICE, LLC

Family Office

CIK

1511137

Location

ENGLEWOOD, NJ

Portfolio Value

Large $12,583,670,179

Diversification

Diversified

Files via

PARAMETRIC PORTFOLIO ASSOCIATES LLC

Filing Date

Global Rank

#303 / 7,006 ▲ 164 · as of Sep 2023

Top Industry

Software - Infrastructure 10.5%

3Y Alpha vs SPY

-4.7%

Period ended 2 years ago

Filed Nov 8, 2023 · 2y

15 quarters · since Mar 2020

Clone Performance

Sep 2023–Apr 2024 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+11.9%

SPY

+14.5%

Annualised alpha

-4.7%

Max drawdown

−8.4%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends. Captured split ratios restate closes onto one basis; only an unusable ratio can exclude earlier closes for that listing. It tracks 99% of reported value on average across 2 quarters.PATHSTONE FAMILY OFFICE, LLC has stopped filing, so the simulation ends in Apr 2024 — where its last reported portfolio went stale — rather than trading that portfolio forward to today. Past performance does not predict future results.

Portfolio Concentration

1,319 tracked positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023

Top Position

22.0%

+3.8 pts

Top 5

47.4%

+2.2 pts

Top 10

59.1%

+0.5 pts

HHI

719

Diversified+139

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2023

Sector	% Portfolio	Value	Positions
Unclassified	59.7%	$7,510,017,488	118
Technology	12.2%	$1,538,108,709	197
Financial Services	6.5%	$814,573,942	199
Consumer Cyclical	5.3%	$661,272,264	146
Consumer Defensive	4.2%	$525,084,923	67
Healthcare	3.5%	$438,782,057	146
Communication Services	2.7%	$336,734,947	50
Industrials	2.6%	$327,246,882	177
Energy	1.7%	$215,680,070	59
Real Estate	0.6%	$77,436,229	64
Basic Materials	0.6%	$71,653,990	53
Utilities	0.5%	$67,078,678	43

Last Quarter's Activity

Export CSV

Sep 30, 2023 vs Jun 30, 2023

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAXJ	iShares MSCI All Country Asia ex Japan ETF	+25,754,163	36,915,416	$2,766,729,185
SPY	Spdr S&P 500 ETF Trust	+2,180,157	2,863,209	$1,223,964,583
VB	Vanguard Morningstar Small-Cap ETF	+1,958,716	4,454,514	$1,009,530,649
VIGI	Vanguard International Dividend Appreciation ETF	+1,626,584	1,719,657	$168,643,021
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	+1,543,078	1,581,240	$137,575,456
ANEW	ProShares MSCI Transformational Changes ETF	+1,378,572	1,547,961	$126,254,109
AAPL	Apple Inc.	+1,118,120	2,300,589	$393,883,842
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	+1,110,724	1,223,613	$73,723,200
BIL	State Street SPDR Bloomberg 1-3 Month T-Bill ETF	+1,091,112	1,108,767	$46,056,303
ECNS	iShares MSCI China Small-Cap ETF	+980,162	1,101,905	$74,940,061
MDY	Spdr S&P Midcap 400 ETF Trust	+961,212	963,113	$439,795,920
CMCSA	Comcast Corp	+935,573	1,088,505	$48,264,353
VEU	Vanguard FTSE All-World Ex-US ETF	+824,871	1,299,337	$57,583,642
BNDW	Vanguard Total World Bond ETF	+786,579	1,330,860	$89,398,939
SG	Sweetgreen, Inc.	+679,877	694,102	$8,155,698
STT	State Street Corp	+658,325	682,521	$23,188,849
FNDA	Schwab Fundamental U.S. Small Company ETF	+646,760	1,209,134	$0
VEA	Vanguard FTSE Developed Markets ETF	+635,707	4,732,735	$206,915,174
GOOGL	Alphabet Inc.	+528,975	1,213,411	$159,409,880
BAC	Bank Of America Corp /De/	+423,526	594,111	$16,266,759
DGX	Quest Diagnostics Inc	+323,065	336,521	$41,008,449
AMZN	Amazon Com Inc	+307,043	855,736	$108,781,160
ACSG	American Century Small Cap Growth Insights ETF	+306,514	864,443	$49,385,325
ABI	VictoryShares Pioneer Asset-Based Income ETF	+305,508	421,800	$21,575,904
PG	PROCTER & GAMBLE Co	+288,792	345,155	$50,344,308
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DCOR	Dimensional US Core Equity 1 ETF	−2,828,975	18,320,615	$496,825,366
CWI	State Street SPDR MSCI ACWI ex-US ETF	−269,129	4,212,003	$133,672,396
UBER	Uber Technologies, Inc	−74,959	1,054,754	$48,508,136
AMCR	Amcor plc	−68,923	1,413,338	$12,946,176
PGR	Progressive Corp/Oh/	−54,507	379,628	$52,882,180
BKF	iShares MSCI BIC ETF	−41,055	891,778	$40,650,811
JBGS	JBG SMITH Properties	−28,734	39,647	$573,295
LUMN	Lumen Technologies, Inc.	−21,978	24,303	$34,510
TJX	Tjx Companies Inc /De/	−15,959	663,369	$58,960,236
APP	AppLovin Corp	−15,110	9,557	$381,897
STNE	StoneCo Ltd.	−14,460	400,542	$4,273,783
HOOD	Robinhood Markets, Inc.	−11,670	18,548	$181,955
CHPT	ChargePoint Holdings, Inc.	−10,911	22,850	$113,564
MRSH	Marsh & Mclennan Companies, Inc.	−9,936	164,564	$31,316,529
SENS	Senseonics Holdings, Inc.	−9,000	511,000	$308,644
—		−8,643	4,360	$0
LYG	Lloyds Banking Group plc	−8,160	26,090	$55,571
MWA	Mueller Water Products, Inc.	−8,026	14,561	$184,633
ABNB	Airbnb, Inc.	−7,650	34,044	$4,671,177
BUD	Anheuser-Busch InBev SA/NV	−5,765	14,746	$815,453
PACB	Pacific Biosciences Of California, Inc.	−4,628	12,231	$102,128
SKM	Sk Telecom Co Ltd	−4,294	48,494	$1,040,681
PBI	Pitney Bowes Inc /De/	−3,681	24,689	$74,560
EXTR	Extreme Networks Inc	−3,458	37,895	$917,437
BOX	Box Inc	−3,111	11,489	$278,148
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AAPD	Direxion Shares ETF Trust Direxion Daily AAPL Bear 1X ETF	742,380	$18,861,360
KRNT	Kornit Digital Ltd.	886,701	$16,767,515
ACLO	TCW AAA CLO ETF	103,209	$5,148,064
BTT	BlackRock Municipal 2030 Target Term Trust	218,931	$4,249,450
ACYN	FT Vest Laddered Autocallable Barrier & Income ETF	49,419	$4,114,379
GBDC	GOLUB CAPITAL BDC, Inc.	250,447	$3,674,057
XLB	State Street Materials Select Sector SPDR ETF	93,636	$2,888,833
BN	BROOKFIELD Corp /ON/	78,094	$2,442,003
AGIX	KraneShares Trust KraneShares Public-Private AI & Technology ETF	75,537	$2,181,651
ENB	Enbridge Inc	60,840	$2,019,279
FTAI	FTAI Aviation Ltd.	53,864	$1,914,865
VCHY	Vanguard U.S. High-Yield Corporate Bond Index ETF	36,296	$1,716,074
ACES	ALPS Clean Energy ETF	37,459	$1,458,793
AIRR	First Trust RBA American Industrial Renaissance ETF	56,666	$1,404,183
PSA	Public Storage	4,922	$1,297,045
IP	International Paper Co /New/	32,705	$1,160,046
AD	Array Digital Infrastructure, Inc.	25,000	$1,074,250
NET	Cloudflare, Inc.	16,775	$1,057,496
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	11,791	$993,155
WEC	Wec Energy Group, Inc.	11,781	$948,959
J	Jacobs Solutions Inc.	6,043	$824,869
EIX	Edison International	12,400	$784,796
TSN	Tyson Foods, Inc.	15,331	$774,062
EXR	Extra Space Storage Inc.	6,344	$771,303
AAAA	Amplius Aggressive Asset Allocation ETF	28,968	$756,729
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
MRCY	Mercury Systems Inc	9,399	$325,111
EMO	ClearBridge Energy Midstream Opportunity Fund Inc.	9,200	$274,712
OVV	Ovintiv Inc.	7,114	$270,829
DY	Dycom Industries Inc	2,202	$250,257
BGS	B&G Foods, Inc.	17,034	$237,113
KT	Kt Corp	20,000	$226,000
GTLB	Gitlab Inc.	4,407	$225,241
TXG	10x Genomics, Inc.	3,912	$218,446
JACK	Jack In The Box Inc	2,179	$212,517
DB	Deutsche Bank Aktiengesellschaft	19,900	$209,547
CAR	Avis Budget Group, Inc.	899	$205,574
PHI	PLDT Inc.	8,600	$200,982
ACKY	VistaShares Target 15 ACKtivist Distribution ETF	6,528	$200,213
FHB	First Hawaiian, Inc.	10,903	$196,363
AVA	Avista Corp	4,864	$191,009
CII	BlackRock Enhanced Large Cap Core Fund, Inc.	10,000	$185,100
OUT	OUTFRONT Media Inc.	11,571	$181,896
EEFT	Euronet Worldwide, Inc.	1,541	$180,867
CCOI	Cogent Communications Holdings, Inc.	2,302	$154,901
IRS	Irsa Investments & Representations Inc	11,000	$89,320
PGEN	Precigen, Inc.	38,434	$44,199
BTG	B2gold Corp	10,358	$36,978
BNGO	Bionano Genomics, Inc.	50,000	$30,500
AAAD	PGIM AAA CLO Aggregate Duration ETF	18,046	$0
—		5,307	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,319 tracked positions · $12,583,670,179 total · filing declares 1,659 positions · $13,115,259,982 · as of Sep 30, 2023

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,319 positions by value · page 1 of 27

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Added	36,915,416	+25,754,163	$2,766,729,185	+132.1%	21.99%
SPY	Spdr S&P 500 ETF Trust PUT + SHARES	Added	2,863,209	+2,180,157	$1,223,964,583	+304.2%	9.73%
VB	Vanguard Morningstar Small-Cap ETF PUT + SHARES	Added	4,454,514	+1,958,716	$1,009,530,649	+117.3%	8.02%
DCOR	Dimensional US Core Equity 1 ETF	Reduced	18,320,615	-2,828,975	$496,825,366	−17.0%	3.95%
MSFT	Microsoft Corp Technology	Added	1,462,153	+279,571	$461,674,809	+14.6%	3.67%
MDY	Spdr S&P Midcap 400 ETF Trust	Added	963,113	+961,212	$439,795,920	+48207.6%	3.49%
AAPL	Apple Inc. Technology	Added	2,300,589	+1,118,120	$393,883,842	+71.7%	3.13%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	304,986	+239,420	$268,299,112	+72.7%	2.13%
VEA	Vanguard FTSE Developed Markets ETF	Added	4,732,735	+635,707	$206,915,174	+9.4%	1.64%
VIGI	Vanguard International Dividend Appreciation ETF	Added	1,719,657	+1,626,584	$168,643,021	+1698.6%	1.34%
KO	Coca Cola Co Consumer Defensive	Added	3,006,906	+243,649	$168,326,597	+1.2%	1.34%
GOOGL	Alphabet Inc. Communication Services	Added	1,213,411	+528,975	$159,409,880	+93.6%	1.27%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	Added	1,581,240	+1,543,078	$137,575,456	+4124.5%	1.09%
CWI	State Street SPDR MSCI ACWI ex-US ETF	Reduced	4,212,003	-269,129	$133,672,396	−9.5%	1.06%
ANEW	ProShares MSCI Transformational Changes ETF	Added	1,547,961	+1,378,572	$126,254,109	+1419.6%	1.00%
LOW	Lowes Companies Inc Consumer Cyclical	Added	528,852	+26,287	$109,916,599	−3.1%	0.87%
AMZN	Amazon Com Inc Consumer Cyclical	Added	855,736	+307,043	$108,781,160	+52.1%	0.86%
KDP	Keurig Dr Pepper Inc. Consumer Defensive	Added	3,159,283	+123,889	$99,738,564	+5.1%	0.79%
TSLA	Tesla, Inc. Consumer Cyclical	Added	367,636	+52,144	$91,989,879	+11.4%	0.73%
BNDW	Vanguard Total World Bond ETF	Added	1,330,860	+786,579	$89,398,939	+130.5%	0.71%
QQQ	Invesco Qqq Trust, Series 1 PUT + SHARES	Added	248,479	+217,115	$89,022,571	+668.3%	0.71%
NVDA	Nvidia Corp Technology	Added	188,560	+101,034	$82,021,714	+121.5%	0.65%
EFOR	Everforth Inc Technology	Added	919,155	+792	$75,076,580	+8.1%	0.60%
ECNS	iShares MSCI China Small-Cap ETF	Added	1,101,905	+980,162	$74,940,061	+485.4%	0.60%
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	Added	1,223,613	+1,110,724	$73,723,200	+1230.4%	0.59%
VIG	Vanguard Dividend Appreciation ETF	Added	601,190	+200,030	$65,289,917	+27.8%	0.52%
PAA	Plains All American Pipeline LP Energy	Added	3,867,152	+89,124	$59,244,768	+11.2%	0.47%
TJX	Tjx Companies Inc /De/ Consumer Cyclical	Reduced	663,369	-15,959	$58,960,236	+2.4%	0.47%
VEU	Vanguard FTSE All-World Ex-US ETF	Added	1,299,337	+824,871	$57,583,642	+169.0%	0.46%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	98,573	+8,485	$55,689,802	+14.8%	0.44%
PGR	Progressive Corp/Oh/ Financial Services	Reduced	379,628	-54,507	$52,882,180	−8.0%	0.42%
SLAB	Silicon Laboratories Inc. Technology	Added	438,779	+787	$50,850,098	−26.4%	0.40%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	345,155	+288,792	$50,344,308	+488.6%	0.40%
ACSG	American Century Small Cap Growth Insights ETF	Added	864,443	+306,514	$49,385,325	+46.9%	0.39%
UBER	Uber Technologies, Inc Technology	Reduced	1,054,754	-74,959	$48,508,136	−0.5%	0.39%
CMCSA	Comcast Corp Communication Services	Added	1,088,505	+935,573	$48,264,353	+659.6%	0.38%
BIL	State Street SPDR Bloomberg 1-3 Month T-Bill ETF	Added	1,108,767	+1,091,112	$46,056,303	+2643.5%	0.37%
DGX	Quest Diagnostics Inc Healthcare	Added	336,521	+323,065	$41,008,449	+2068.2%	0.33%
BKF	iShares MSCI BIC ETF	Reduced	891,778	-41,055	$40,650,811	+8.8%	0.32%
HD	Home Depot, Inc. Consumer Cyclical	Added	128,747	+53,405	$38,902,193	+66.2%	0.31%
MRK	Merck & Co., Inc. Healthcare	Added	374,273	+149,093	$38,531,405	+48.3%	0.31%
EDV	Vanguard World Funds Extended Duration ETF	Added	366,890	+273,349	$37,813,646	+237.5%	0.30%
MA	Mastercard Inc Financial Services	Added	92,436	+54,021	$36,596,336	+142.2%	0.29%
JNJ	Johnson & Johnson Healthcare	Added	231,738	+145,667	$36,093,193	+153.3%	0.29%
MAR	Marriott International Inc /Md/ Consumer Cyclical	Added	182,496	+8,245	$35,871,413	+12.1%	0.29%
META	Meta Platforms, Inc. Communication Services	Added	119,138	+68,035	$35,766,418	+143.9%	0.28%
JPM	Jpmorgan Chase & Co Financial Services	Added	236,172	+174,527	$34,249,663	+282.0%	0.27%
V	Visa Inc. Financial Services	Added	141,217	+60,991	$32,481,322	+70.5%	0.26%
UNH	Unitedhealth Group Inc Healthcare	Added	62,932	+27,083	$31,729,685	+84.1%	0.25%
MRSH	Marsh & Mclennan Companies, Inc. Financial Services	Reduced	164,564	-9,936	$31,316,529	−4.6%	0.25%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.