USCA RIA LLC

CIK

1525212

Location

HOUSTON, TX

Portfolio Value

Mid $1,532,380,500

Diversification

Diversified

Filing Date

Global Rank

#1,244 / 6,044 ▲ 3 · as of Jun 2021

Top Industry

Drug Manufacturers - General 8.2%

Period ended 5 years ago

Filed Jul 28, 2021 · 5y

6 quarters · since Mar 2020

Portfolio Concentration

447 tracked positions · as of Jun 30, 2021 · Δ vs Mar 31, 2021

Top Position

3.3%

−1.6 pts

Top 5

11.9%

−1.0 pts

Top 10

20.1%

−0.4 pts

HHI

Diversified−9

Portfolio Trend

6 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	20.6%	$315,835,184	72
Financial Services	15.0%	$229,571,270	87
Technology	14.5%	$222,336,232	47
Healthcare	9.7%	$149,167,680	37
Energy	7.8%	$119,947,181	33
Consumer Defensive	7.6%	$115,845,972	23
Industrials	6.5%	$99,903,107	34
Consumer Cyclical	5.9%	$90,650,967	34
Communication Services	4.4%	$67,462,187	17
Basic Materials	3.4%	$51,943,564	30
Utilities	2.5%	$38,337,651	14
Real Estate	2.0%	$31,379,505	19

Last Quarter's Activity

Export CSV

Jun 30, 2021 vs Mar 31, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BTG	B2gold Corp	+529,607	574,207	$2,417,411
AIRR	First Trust RBA American Industrial Renaissance ETF	+188,161	200,572	$9,173,040
DCOR	Dimensional US Core Equity 1 ETF	+114,126	136,059	$5,253,553
VTRS	Viatris Inc	+91,842	111,974	$1,600,108
—		+81,580	204,146	$0
EVGO	EVgo Inc.	+64,795	149,810	$0
ARKD	ARK DIET Q1 Buffer ETF	+54,016	335,385	$37,106,806
PFE	Pfizer Inc	+52,362	504,526	$19,757,238
MUX	McEwen Inc.	+50,000	156,900	$216,522
FCX	Freeport-Mcmoran Inc	+33,334	62,195	$2,308,056
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	+30,315	380,822	$26,497,023
T	At&T Inc.	+27,985	456,683	$13,143,360
LAND	GLADSTONE LAND Corp	+27,406	128,899	$3,101,309
AQB	Aquabounty Technologies Inc	+26,600	224,875	$1,205,330
PLTR	Palantir Technologies Inc.	+25,890	265,891	$7,008,886
—		+21,799	200,274	$0
VALE	Vale S.A.	+21,192	54,666	$1,246,931
BKF	iShares MSCI BIC ETF	+19,921	99,418	$5,604,059
COP	Conocophillips	+19,043	33,006	$2,010,065
PSFE	Paysafe Ltd	+18,800	183,750	$2,225,212
CNQ	CANADIAN NATURAL RESOURCES Ltd	+17,843	217,452	$7,889,160
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+17,474	44,148	$5,304,823
AGNG	Global X Funds Global X Aging Population ETF	+16,969	112,481	$2,582,754
VZ	Verizon Communications Inc	+16,477	239,723	$13,431,679
CCJ	Cameco Corp	+15,300	61,925	$1,187,721
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAXJ	iShares MSCI All Country Asia ex Japan ETF	−288,957	472,437	$51,096,536
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	−128,547	68,484	$3,623,459
LUMN	Lumen Technologies, Inc.	−58,169	40,726	$553,466
C	Citigroup Inc	−38,296	112,737	$7,976,142
MET	Metlife Inc	−37,840	86,698	$5,188,875
RTX	RTX Corp	−36,600	150,657	$12,852,548
F	Ford Motor Co	−34,800	25,862	$384,309
AXTA	Axalta Coating Systems Ltd.	−28,225	46,025	$1,403,302
BP	Bp PLC	−22,788	39,134	$1,033,920
PM	Philip Morris International Inc.	−21,328	52,780	$5,231,025
VEA	Vanguard FTSE Developed Markets ETF	−19,410	14,505	$747,297
ABI	VictoryShares Pioneer Asset-Based Income ETF	−15,933	27,982	$2,306,523
BMY	Bristol Myers Squibb Co	−15,719	76,998	$5,145,006
WMT	Walmart Inc.	−14,921	55,062	$7,764,848
RXT	Rackspace Technology, Inc.	−14,126	113,024	$2,216,400
PRU	Prudential Financial Inc	−13,661	40,194	$4,118,679
ORCL	Oracle Corp	−13,632	132,213	$10,291,459
CARR	CARRIER GLOBAL Corp	−12,703	4,413	$214,471
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	−12,076	264,798	$12,325,367
ARVR	First Trust Indxx Metaverse ETF	−11,842	29,956	$1,745,108
AAAP	Pacer Barings CLO Market Flex ETF	−9,560	157,108	$6,136,231
GPC	Genuine Parts Co	−7,832	30,348	$3,838,111
WMB	Williams Companies, Inc.	−7,831	116,467	$3,092,198
VCRM	Vanguard Core Tax-Exempt Bond ETF	−7,698	12,082	$668,134
DLY	DoubleLine Yield Opportunities Fund	−7,545	85,741	$1,714,820
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SO	Southern Co	45,246	$2,737,835
BIDU	Baidu, Inc.	7,976	$1,626,306
STX	Seagate Technology Holdings plc	13,150	$1,156,279
COIN	Coinbase Global, Inc.	3,490	$884,017
LESL	Leslie's, Inc.	31,040	$853,289
MQY	Blackrock Muniyield Quality Fund, Inc.	50,503	$845,925
XYZ	Block, Inc.	3,290	$802,102
CLF	Cleveland-Cliffs Inc.	36,022	$776,634
CARG	CarGurus, Inc.	28,045	$735,620
BNDC	FlexShares Core Select Bond Fund	7,795	$447,978
MPT	Medical Properties Trust Inc	20,733	$416,733
HRL	Hormel Foods Corp /De/	8,531	$407,355
APA	APA Corp	18,726	$405,043
PENN	PENN Entertainment, Inc.	5,250	$401,572
TMUS	T-Mobile US, Inc.	2,614	$378,585
OXY	Occidental Petroleum Corp /De/	11,615	$363,201
SLAB	Silicon Laboratories Inc.	2,154	$330,100
SCM	Stellus Capital Investment Corp	25,600	$322,304
RBLX	Roblox Corp	3,000	$269,940
ETSY	Etsy Inc	1,300	$267,592
VICI	Vici Properties Inc.	8,495	$263,514
SOFI	SoFi Technologies, Inc.	13,000	$249,210
ILMN	Illumina, Inc.	500	$236,604
UBER	Uber Technologies, Inc	4,663	$233,709
BKNG	Booking Holdings Inc.	106	$231,937
No positions match the current search.

Sold Out

Positions the filer fully exited

10 positions

Ticker	Company	Shares	Value
IGI	Western Asset Investment Grade Opportunity Trust Inc.	111,173	$2,380,213
ACI	Albertsons Companies, Inc.	110,475	$2,106,758
JDVI	John Hancock Disciplined Value International Select ETF	39,945	$1,352,537
VIGI	Vanguard International Dividend Appreciation ETF	11,597	$1,172,340
AADR	AdvisorShares Dorsey Wright ADR ETF	21,336	$904,646
MRNA	Moderna, Inc.	5,375	$703,856
OTIS	Otis Worldwide Corp	8,394	$574,569
MCO	Moodys Corp /De/	762	$227,540
NDAQ	Nasdaq, Inc.	1,500	$221,189
—		3,060	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

447 tracked positions · $1,532,380,500 total · filing declares 570 positions · $1,648,242,000 · as of Jun 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 447 positions by value · page 1 of 9

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Reduced	472,437	-288,957	$51,096,536	−27.0%	3.33%
ARKD	ARK DIET Q1 Buffer ETF	Added	335,385	+54,016	$37,106,806	+21.3%	2.42%
AAPL	Apple Inc. Technology	Added	256,682	+8,631	$35,155,166	+16.0%	2.29%
MSFT	Microsoft Corp Technology	Reduced	116,269	-943	$31,497,272	+14.0%	2.06%
VB	Vanguard Morningstar Small-Cap ETF	Added	159,235	+5,594	$27,734,084	+11.3%	1.81%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	Added	380,822	+30,315	$26,497,023	+17.1%	1.73%
EPD	Enterprise Products Partners L.P. Energy	Added	1,091,540	+4,456	$26,338,860	+10.0%	1.72%
QQQ	Invesco Qqq Trust, Series 1	Added	69,445	+5,434	$24,613,391	+20.5%	1.61%
AMZN	Amazon Com Inc Consumer Cyclical	Added	7,044	+1,174	$24,232,487	+33.4%	1.58%
SPY	Spdr S&P 500 ETF Trust	Added	55,503	+6,205	$23,758,614	+21.6%	1.55%
CSCO	Cisco Systems, Inc. Technology	Reduced	400,940	-3,812	$21,249,820	+1.5%	1.39%
JPM	Jpmorgan Chase & Co Financial Services	Added	130,738	+5,047	$20,334,988	+6.3%	1.33%
PFE	Pfizer Inc Healthcare	Added	504,526	+52,362	$19,757,238	+20.6%	1.29%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	51,361	+1,509	$19,712,449	+16.1%	1.29%
ABBV	AbbVie Inc. Healthcare	Added	162,927	+4,977	$18,352,097	+7.4%	1.20%
JNJ	Johnson & Johnson Healthcare	Added	109,956	+2,106	$18,114,151	+2.2%	1.18%
CVX	Chevron Corp Energy	Added	167,952	+1,717	$17,591,292	+1.0%	1.15%
INTC	Intel Corp Technology	Added	268,288	+11,940	$15,061,688	−8.2%	0.98%
BAC	Bank Of America Corp /De/ Financial Services	Added	347,272	+1,778	$14,318,024	+7.1%	0.93%
EMR	Emerson Electric Co Industrials	Added	144,624	+7,977	$13,918,613	+12.9%	0.91%
GOOGL	Alphabet Inc. Communication Services	Reduced	15,326	-2	$13,490,889	+17.1%	0.88%
VZ	Verizon Communications Inc Communication Services	Added	239,723	+16,477	$13,431,679	+3.5%	0.88%
T	At&T Inc. Communication Services	Added	456,683	+27,985	$13,143,360	+1.3%	0.86%
V	Visa Inc. Financial Services	Added	55,225	+422	$12,912,709	+11.3%	0.84%
RTX	RTX Corp Industrials	Reduced	150,657	-36,600	$12,852,548	−11.2%	0.84%
KO	Coca Cola Co Consumer Defensive	Added	233,926	+4,003	$12,657,735	+4.4%	0.83%
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	Reduced	264,798	-12,076	$12,325,367	+9.3%	0.80%
IBM	International Business Machines Corp Technology	Added	83,710	+4,630	$12,271,048	+16.4%	0.80%
XOM	ExxonMobil Holdings Corp Energy	Added	188,349	+8,210	$11,881,054	+18.1%	0.78%
HD	Home Depot, Inc. Consumer Cyclical	Added	36,696	+197	$11,701,987	+5.0%	0.76%
ACYN	FT Vest Laddered Autocallable Barrier & Income ETF	Added	89,223	+11,415	$10,639,590	+13.5%	0.69%
EOG	Eog Resources Inc Energy	Added	124,125	+3,645	$10,356,990	+18.5%	0.68%
ORCL	Oracle Corp Technology	Reduced	132,213	-13,632	$10,291,459	+0.6%	0.67%
FAB	First Trust Multi Cap Value AlphaDEX Fund	Added	127,648	+13,577	$10,026,021	+16.0%	0.65%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	72,450	+1,800	$9,775,678	+2.2%	0.64%
DOW	Dow Inc. Basic Materials	Added	151,629	+10,353	$9,595,083	+6.2%	0.63%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	40,890	-190	$9,445,181	+2.6%	0.62%
VLO	Valero Energy Corp/Tx Energy	Added	120,885	+2,353	$9,438,700	+11.2%	0.62%
AIRR	First Trust RBA American Industrial Renaissance ETF	Added	200,572	+188,161	$9,173,040	+4476.5%	0.60%
PYPL	PayPal Holdings, Inc. Financial Services	Added	30,549	+913	$8,904,422	+23.7%	0.58%
CMCSA	Comcast Corp Communication Services	Added	155,797	+1,658	$8,883,536	+6.5%	0.58%
MA	Mastercard Inc Financial Services	Added	24,271	+540	$8,861,099	+4.9%	0.58%
KMI	Kinder Morgan, Inc. Energy	Added	485,506	+6,802	$8,850,774	+11.0%	0.58%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	22,140	-2,661	$8,760,133	+0.2%	0.57%
MO	Altria Group, Inc. Consumer Defensive	Added	177,538	+5,154	$8,465,011	−4.0%	0.55%
UNH	Unitedhealth Group Inc Healthcare	Reduced	20,730	-4,857	$8,301,121	−12.8%	0.54%
NVS	Novartis AG Healthcare	Added	90,427	+1,716	$8,250,559	+8.8%	0.54%
TGT	Target Corp Consumer Defensive	Reduced	34,092	-474	$8,241,400	+20.4%	0.54%
QCOM	Qualcomm Inc/De Technology	Reduced	55,859	-352	$7,983,926	+7.1%	0.52%
C	Citigroup Inc Financial Services	Reduced	112,737	-38,296	$7,976,142	−27.4%	0.52%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.