High Falls Advisors, Inc

CIK

1569139

Location

ROCHESTER, NY

Portfolio Value

Small $491,511,921

Diversification

Highly concentrated

Filing Date

Global Rank

#3,567 / 8,818 ▼ 78 · as of Dec 2025

Top Industry

Consumer Electronics 33.6%

3Y Alpha vs SPY

-3.1%

Period ended 8 months ago

Filed Feb 18, 2026 · 7mo

24 quarters · since Mar 2020

Clone Performance

Sep 2023–Jul 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+56.8%

SPY

+69.0%

Annualised alpha

-3.1%

Max drawdown

−13.6%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends. Captured split ratios restate closes onto one basis; only an unusable ratio can exclude earlier closes for that listing. It tracks 100% of reported value on average across 11 quarters.High Falls Advisors, Inc has stopped filing, so the simulation ends in Jul 2026 — where its last reported portfolio went stale — rather than trading that portfolio forward to today. Past performance does not predict future results.

Portfolio Concentration

67 tracked positions · as of Dec 31, 2025 · Δ vs Sep 30, 2025

Top Position

67.9%

+1.0 pts

Top 5

87.7%

+1.6 pts

Top 10

91.8%

+0.9 pts

HHI

4,784

Highly concentrated+141

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2025

Sector	% Portfolio	Value	Positions
Unclassified	91.0%	$447,285,549	32
Technology	5.6%	$27,588,981	12
Financial Services	1.2%	$5,998,280	6
Industrials	0.8%	$3,930,882	4
Consumer Cyclical	0.4%	$1,750,153	3
Consumer Defensive	0.2%	$1,211,987	2
Communication Services	0.2%	$1,136,210	2
Healthcare	0.2%	$1,125,314	3
Energy	0.2%	$993,166	1
Utilities	0.1%	$491,399	2

Last Quarter's Activity

Export CSV

Dec 31, 2025 vs Sep 30, 2025

Added To

Positions the filer increased

21 positions

Ticker	Company	Δ Shares	Shares	Value
BAI	iShares A.I. Innovation and Tech Active ETF	+72,362	1,295,113	$60,692,135
AAXJ	iShares MSCI All Country Asia ex Japan ETF	+32,258	3,335,703	$333,597,353
AFK	VanEck Africa Index ETF	+7,870	8,623	$471,371
BCLO	iShares BBB-B CLO Active ETF	+6,611	229,193	$11,981,996
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	+4,002	8,325	$465,457
CGGR	Capital Group Growth ETF	+1,561	12,440	$553,206
FAAA	Fidelity AAA CLO ETF	+1,269	26,609	$1,214,032
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	+1,223	5,172	$220,792
XOM	ExxonMobil Holdings Corp	+682	8,253	$993,166
CGGO	Capital Group Global Growth Equity ETF	+606	9,251	$320,547
CGBL	Capital Group Core Balanced ETF	+429	10,064	$355,561
GLDM	World Gold Trust	+367	6,968	$594,858
STEW	SRH Total Return Fund, Inc.	+124	13,240	$245,469
ORCL	Oracle Corp	+70	3,540	$689,981
GE	General Electric Co	+31	1,069	$329,284
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+20	4,030	$1,224,676
PEG	Public Service Enterprise Group Inc	+17	3,464	$278,159
WEC	Wec Energy Group, Inc.	+11	2,022	$213,240
CAT	Caterpillar Inc	+2	5,344	$3,061,417
GOOGL	Alphabet Inc.	+2	2,686	$841,810
GLW	Corning Inc /Ny	+1	5,785	$506,534
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
VCRM	Vanguard Core Tax-Exempt Bond ETF	−8,531	124,241	$6,248,079
FBCG	Fidelity Blue Chip Growth ETF	−5,396	38,151	$1,837,251
BKF	iShares MSCI BIC ETF	−4,973	19,969	$2,656,195
PLTR	Palantir Technologies Inc.	−4,700	1,202	$213,655
AAPL	Apple Inc.	−4,188	54,654	$14,858,236
LAKE	Lakeland Industries Inc	−3,466	30,235	$267,277
CGUS	Capital Group Core Equity ETF	−3,033	11,926	$479,782
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	−2,928	15,678	$1,876,499
QQQ	Invesco Qqq Trust, Series 1	−2,895	6,605	$4,057,517
AOA	iShares Core 80/20 Aggressive Allocation ETF	−2,287	23,508	$1,798,623
FNDA	Schwab Fundamental U.S. Small Company ETF	−2,102	4,900	$221,529
IAU	Ishares Gold Trust	−2,073	122,904	$9,976,117
STT	State Street Corp	−1,301	5,086	$278,560
KO	Coca Cola Co	−1,300	3,601	$251,745
SPY	Spdr S&P 500 ETF Trust	−1,050	4,377	$2,984,763
JPM	Jpmorgan Chase & Co	−902	5,827	$1,877,575
PAYX	Paychex Inc	−741	4,951	$555,403
JNJ	Johnson & Johnson	−513	1,150	$237,992
ABBV	AbbVie Inc.	−425	1,226	$280,128
NVDA	Nvidia Corp	−401	18,193	$3,392,994
MSFT	Microsoft Corp	−399	6,955	$3,363,577
ECNS	iShares MSCI China Small-Cap ETF	−393	4,576	$390,589
VB	Vanguard Morningstar Small-Cap ETF	−276	2,396	$438,339
V	Visa Inc.	−199	6,648	$2,331,520
LMT	Lockheed Martin Corp	−183	702	$339,536
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
IVZ	Invesco Ltd.	2,470	$294,720
GEV	GE Vernova Inc.	307	$200,645
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
DE	Deere & Co	1,450	$663,027
ACSG	American Century Small Cap Growth Insights ETF	2,655	$319,762
MRK	Merck & Co., Inc.	3,405	$285,781
IBM	International Business Machines Corp	946	$266,923
PG	PROCTER & GAMBLE Co	1,659	$254,905
HD	Home Depot, Inc.	590	$239,062
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

67 tracked positions · $491,511,921 total · filing declares 144 positions · $493,632,632 · as of Dec 31, 2025

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 67 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Added	3,335,703	+32,258	$333,597,353	+3.2%	67.87%
BAI	iShares A.I. Innovation and Tech Active ETF	Added	1,295,113	+72,362	$60,692,135	+6.6%	12.35%
AAPL	Apple Inc. Technology	Reduced	54,654	-4,188	$14,858,236	−0.8%	3.02%
BCLO	iShares BBB-B CLO Active ETF	Added	229,193	+6,611	$11,981,996	+2.2%	2.44%
IAU	Ishares Gold Trust	Reduced	122,904	-2,073	$9,976,117	+9.7%	2.03%
VCRM	Vanguard Core Tax-Exempt Bond ETF	Reduced	124,241	-8,531	$6,248,079	−6.0%	1.27%
QQQ	Invesco Qqq Trust, Series 1	Reduced	6,605	-2,895	$4,057,517	−28.9%	0.83%
NVDA	Nvidia Corp Technology	Reduced	18,193	-401	$3,392,994	−2.2%	0.69%
MSFT	Microsoft Corp Technology	Reduced	6,955	-399	$3,363,577	−11.7%	0.68%
CAT	Caterpillar Inc Industrials	Added	5,344	+2	$3,061,417	+20.1%	0.62%
SPY	Spdr S&P 500 ETF Trust	Reduced	4,377	-1,050	$2,984,763	−17.4%	0.61%
BKF	iShares MSCI BIC ETF	Reduced	19,969	-4,973	$2,656,195	−22.4%	0.54%
V	Visa Inc. Financial Services	Reduced	6,648	-199	$2,331,520	−0.3%	0.47%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	5,827	-902	$1,877,575	−11.5%	0.38%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	Reduced	15,678	-2,928	$1,876,499	−18.2%	0.38%
FBCG	Fidelity Blue Chip Growth ETF	Reduced	38,151	-5,396	$1,837,251	−6.8%	0.37%
AOA	iShares Core 80/20 Aggressive Allocation ETF	Reduced	23,508	-2,287	$1,798,623	−7.0%	0.37%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	4,030	+20	$1,224,676	+9.4%	0.25%
FAAA	Fidelity AAA CLO ETF	Added	26,609	+1,269	$1,214,032	+4.8%	0.25%
MDY	Spdr S&P Midcap 400 ETF Trust	Reduced	1,902	-100	$1,147,438	−3.8%	0.23%
XOM	ExxonMobil Holdings Corp Energy	Added	8,253	+682	$993,166	+16.3%	0.20%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	4,213	-136	$972,444	+1.8%	0.20%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	430	-50	$970,436	−2.5%	0.20%
WMT	Walmart Inc. Consumer Defensive	Held	8,619	0	$960,242	+8.1%	0.20%
AVGO	Broadcom Inc. Technology	Reduced	2,651	-156	$917,511	−0.9%	0.19%
MU	Micron Technology Inc Technology	Held	3,146	0	$897,899	+70.6%	0.18%
GOOGL	Alphabet Inc. Communication Services	Added	2,686	+2	$841,810	+28.9%	0.17%
ORCL	Oracle Corp Technology	Added	3,540	+70	$689,981	−29.3%	0.14%
LLY	ELI LILLY & Co Healthcare	Reduced	565	-48	$607,194	+29.8%	0.12%
GLDM	World Gold Trust	Added	6,968	+367	$594,858	+17.9%	0.12%
ARM	Arm Holdings PLC /Uk Technology	Held	5,400	0	$590,274	−22.7%	0.12%
ABI	VictoryShares Pioneer Asset-Based Income ETF	Reduced	3,757	-21	$572,890	+0.8%	0.12%
PAYX	Paychex Inc Technology	Reduced	4,951	-741	$555,403	−23.0%	0.11%
CGGR	Capital Group Growth ETF	Added	12,440	+1,561	$553,206	+15.8%	0.11%
BAB	Invesco Taxable Municipal Bond ETF	Reduced	14,290	-26	$545,381	−1.9%	0.11%
TSLA	Tesla, Inc. Consumer Cyclical	Held	1,135	0	$510,432	+1.1%	0.10%
GLW	Corning Inc /Ny Technology	Added	5,785	+1	$506,534	+6.8%	0.10%
CGUS	Capital Group Core Equity ETF	Reduced	11,926	-3,033	$479,782	−18.9%	0.10%
GLD	Spdr Gold Trust	Held	1,206	0	$477,949	+11.5%	0.10%
AFK	VanEck Africa Index ETF	Added	8,623	+7,870	$471,371	+91.8%	0.10%
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	Added	8,325	+4,002	$465,457	+98.8%	0.09%
VB	Vanguard Morningstar Small-Cap ETF	Reduced	2,396	-276	$438,339	−3.2%	0.09%
ECNS	iShares MSCI China Small-Cap ETF	Reduced	4,576	-393	$390,589	−15.6%	0.08%
INTU	Intuit Inc. Technology	Held	571	0	$378,241	−3.0%	0.08%
CGDV	Capital Group Dividend Value ETF	Held	8,232	0	$359,244	+3.8%	0.07%
CGBL	Capital Group Core Balanced ETF	Added	10,064	+429	$355,561	+6.3%	0.07%
LMT	Lockheed Martin Corp Industrials	Reduced	702	-183	$339,536	−23.1%	0.07%
GE	General Electric Co Industrials	Added	1,069	+31	$329,284	+5.5%	0.07%
CGGO	Capital Group Global Growth Equity ETF	Added	9,251	+606	$320,547	+8.5%	0.07%
IVZ	Invesco Ltd. Financial Services	NEW	2,470	NEW	$294,720	NEW	0.06%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.