PFM Asset Management LLC

CIK

1715304

Location

Harrisburg, PA

Portfolio Value

Mid $5,204,944,582

Diversification

Highly concentrated

Filing Date

Global Rank

#560 / 6,028 ▲ 59 · as of Sep 2021

Period ended 4 years ago

Filed Nov 12, 2021 · 4y

7 quarters · since Mar 2020

Portfolio Concentration

10 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

62.8%

−2.5 pts

Top 5

99.0%

+0.1 pts

Top 10

100.0%

0.0 pts

HHI

4,454

Highly concentrated−272

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	100.0%	$5,204,944,582	10

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

4 positions

Ticker	Company	Δ Shares	Shares	Value
AAXJ	iShares MSCI All Country Asia ex Japan ETF	+7,764,215	17,407,112	$991,066,652
VB	Vanguard Morningstar Small-Cap ETF	+1,527,945	14,718,377	$3,268,362,796
VXUS	Vanguard Total International Stock ETF	+448,770	8,439,432	$533,878,468
ECNS	iShares MSCI China Small-Cap ETF	+6,135	155,991	$14,967,336
No positions match the current search.

Trimmed

Positions the filer reduced

4 positions

Ticker	Company	Δ Shares	Shares	Value
EVMT	Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF	−8,113,768	248,372	$5,228,230
VIG	Vanguard Dividend Appreciation ETF	−58,558	184,800	$18,808,944
ASHR	Xtrackers Harvest CSI 300 China A-Shares ETF	−13,934	400,397	$15,935,800
VEU	Vanguard FTSE All-World Ex-US ETF	−6,487	106,886	$14,289,589
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	4,009,999	$342,253,414
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

10 tracked positions · $5,204,944,582 total · filing declares 29 positions · $5,363,049,000 · as of Sep 30, 2021

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VB	Vanguard Morningstar Small-Cap ETF CALL	Added	14,718,377	+1,527,945	$3,268,362,796	+10.8%	62.79%
AAXJ	iShares MSCI All Country Asia ex Japan ETF CALL + SHARES	Added	17,407,112	+7,764,215	$991,066,652	+22.9%	19.04%
VXUS	Vanguard Total International Stock ETF CALL	Added	8,439,432	+448,770	$533,878,468	+1.7%	10.26%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF CALL	NEW	4,009,999	NEW	$342,253,414	NEW	6.58%
VIG	Vanguard Dividend Appreciation ETF CALL	Reduced	184,800	-58,558	$18,808,944	−24.1%	0.36%
ASHR	Xtrackers Harvest CSI 300 China A-Shares ETF	Reduced	400,397	-13,934	$15,935,800	−2.7%	0.31%
ECNS	iShares MSCI China Small-Cap ETF CALL	Added	155,991	+6,135	$14,967,336	+4.5%	0.29%
VEU	Vanguard FTSE All-World Ex-US ETF CALL	Reduced	106,886	-6,487	$14,289,589	−7.6%	0.27%
EVMT	Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF CALL	Reduced	248,372	-8,113,768	$5,228,230	−96.9%	0.10%
AOA	iShares Core 80/20 Aggressive Allocation ETF CALL	Held	1,332	0	$153,353	−0.4%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.