Financial Advocates Investment Management

CIK

1730293

Location

OLYMPIA, WA

Portfolio Value

Micro $62,388,626

Diversification

Diversified

Filing Date

Global Rank

#6,634 / 8,045 ▼ 4061 · as of Sep 2025

Top Industry

Consumer Electronics 54.3%

3Y Alpha vs SPY

+33.6%

Period ended 11 months ago

Filed Nov 6, 2025 · 10mo

23 quarters · since Mar 2020

Clone Performance

Sep 2023–Apr 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+193.7%

SPY

+52.7%

Annualised alpha

+33.6%

Max drawdown

−19.8%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends. Captured split ratios restate closes onto one basis; only an unusable ratio can exclude earlier closes for that listing. It tracks 99% of reported value on average across 10 quarters.Financial Advocates Investment Management has stopped filing, so the simulation ends in Apr 2026 — where its last reported portfolio went stale — rather than trading that portfolio forward to today. Past performance does not predict future results.

Portfolio Concentration

33 tracked positions · as of Sep 30, 2025 · Δ vs Jun 30, 2025

Top Position

29.1%

+19.8 pts

Top 5

62.4%

+27.6 pts

Top 10

78.0%

+31.1 pts

HHI

1,243

Diversified+922

Portfolio Trend

23 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2025

Sector	% Portfolio	Value	Positions
Unclassified	46.4%	$28,921,852	15
Technology	35.8%	$22,308,290	4
Communication Services	7.6%	$4,741,456	3
Financial Services	4.4%	$2,714,462	4
Consumer Cyclical	3.9%	$2,448,864	3
Consumer Defensive	0.9%	$544,270	1
Industrials	0.8%	$480,072	2
Energy	0.4%	$229,360	1

Last Quarter's Activity

Export CSV

Sep 30, 2025 vs Jun 30, 2025

Added To

Positions the filer increased

3 positions

Ticker	Company	Δ Shares	Shares	Value
BAI	iShares A.I. Innovation and Tech Active ETF	+16,537	25,502	$871,148
PSLV	Sprott Physical Silver Trust	+2,700	105,499	$1,656,334
AOA	iShares Core 80/20 Aggressive Allocation ETF	+342	71,608	$6,311,529
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CGDV	Capital Group Dividend Value ETF	−256,854	20,045	$842,491
NVDA	Nvidia Corp	−235,258	8,160	$1,522,492
AAPL	Apple Inc.	−150,768	71,372	$18,173,452
SPY	Spdr S&P 500 ETF Trust	−63,527	5,931	$3,951,113
AMZN	Amazon Com Inc	−51,734	6,391	$1,403,271
MSFT	Microsoft Corp	−48,206	4,562	$2,362,887
SLV	iShares Silver Trust	−48,163	57,484	$2,435,597
TSLA	Tesla, Inc.	−40,407	1,830	$813,837
GLD	Spdr Gold Trust	−32,721	21,837	$7,762,398
GOOGL	Alphabet Inc.	−31,080	11,338	$2,759,440
CGGO	Capital Group Global Growth Equity ETF	−21,512	21,959	$750,339
IAU	Ishares Gold Trust	−17,248	13,084	$952,122
QQQ	Invesco Qqq Trust, Series 1	−15,110	1,102	$661,607
VB	Vanguard Morningstar Small-Cap ETF	−14,261	4,100	$1,042,548
V	Visa Inc.	−13,676	1,431	$488,514
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	−6,699	7,294	$731,077
BRK-B	Berkshire Hathaway Inc	−6,057	711	$357,448
VEU	Vanguard FTSE All-World Ex-US ETF	−5,378	10,030	$715,841
RTX	RTX Corp	−4,717	1,397	$233,760
META	Meta Platforms, Inc.	−4,699	2,343	$1,720,652
ORCL	Oracle Corp	−4,389	887	$249,459
COST	Costco Wholesale Corp /New	−3,701	588	$544,270
VIG	Vanguard Dividend Appreciation ETF	−2,692	2,350	$507,106
IBIT	iShares Bitcoin Trust ETF	−1,774	5,113	$332,345
CTAS	Cintas Corp	−1,736	1,200	$246,312
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
PHM	Pultegroup Inc/Mi/	1,754	$231,756
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
AXON	Axon Enterprise, Inc.	15,324	$12,687,352
SHOP	Shopify Inc.	49,679	$5,730,472
MSTR	Strategy Inc	13,011	$5,259,436
BIBL	Inspire 100 ETF	124,690	$5,153,437
CAT	Caterpillar Inc	13,193	$5,121,654
PLTR	Palantir Technologies Inc.	30,829	$4,202,609
LLY	ELI LILLY & Co	5,144	$4,009,902
JPM	Jpmorgan Chase & Co	13,604	$3,943,935
VEA	Vanguard FTSE Developed Markets ETF	68,420	$3,900,624
CVX	Chevron Corp	21,913	$3,137,722
ABBV	AbbVie Inc.	16,633	$3,087,417
AVGO	Broadcom Inc.	10,503	$2,895,151
UNP	Union Pacific Corp	11,187	$2,573,904
PG	PROCTER & GAMBLE Co	12,900	$2,055,228
BIV	Vanguard Intermediate-Term Bond ETF	26,079	$2,016,949
CRWD	CrowdStrike Holdings, Inc.	3,956	$2,014,830
TPHD	Timothy Plan High Dividend Stock ETF	51,410	$1,943,298
AMD	Advanced Micro Devices Inc	13,469	$1,911,251
TSM	Taiwan Semiconductor Manufacturing Co Ltd	8,361	$1,893,682
CSCO	Cisco Systems, Inc.	27,031	$1,875,410
PHYS	Sprott Physical Gold Trust	73,199	$1,855,594
CRM	Salesforce, Inc.	6,593	$1,797,845
FISV	Fiserv Inc	10,187	$1,756,340
CARR	CARRIER GLOBAL Corp	23,551	$1,723,697
BROS	Dutch Bros Inc.	24,110	$1,648,400
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

33 tracked positions · $62,388,626 total · filing declares 104 positions · $177,875,804 · as of Sep 30, 2025

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	71,372	-150,768	$18,173,452	−60.1%	29.13%
GLD	Spdr Gold Trust	Reduced	21,837	-32,721	$7,762,398	−53.3%	12.44%
AOA	iShares Core 80/20 Aggressive Allocation ETF	Added	71,608	+342	$6,311,529	+6.2%	10.12%
SPY	Spdr S&P 500 ETF Trust	Reduced	5,931	-63,527	$3,951,113	−90.8%	6.33%
GOOGL	Alphabet Inc. Communication Services	Reduced	11,338	-31,080	$2,759,440	−63.2%	4.42%
SLV	iShares Silver Trust	Reduced	57,484	-48,163	$2,435,597	−29.7%	3.90%
MSFT	Microsoft Corp Technology	Reduced	4,562	-48,206	$2,362,887	−91.0%	3.79%
META	Meta Platforms, Inc. Communication Services	Reduced	2,343	-4,699	$1,720,652	−66.9%	2.76%
PSLV	Sprott Physical Silver Trust Financial Services	Added	105,499	+2,700	$1,656,334	+31.6%	2.65%
NVDA	Nvidia Corp Technology	Reduced	8,160	-235,258	$1,522,492	−96.0%	2.44%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	6,391	-51,734	$1,403,271	−89.0%	2.25%
VXUS	Vanguard Total International Stock ETF	Reduced	14,356	-1,074	$1,054,591	−1.1%	1.69%
VB	Vanguard Morningstar Small-Cap ETF	Reduced	4,100	-14,261	$1,042,548	−76.0%	1.67%
IAU	Ishares Gold Trust	Reduced	13,084	-17,248	$952,122	−49.7%	1.53%
BAI	iShares A.I. Innovation and Tech Active ETF	Added	25,502	+16,537	$871,148	+236.8%	1.40%
CGDV	Capital Group Dividend Value ETF	Reduced	20,045	-256,854	$842,491	−92.3%	1.35%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	1,830	-40,407	$813,837	−93.9%	1.30%
CGGO	Capital Group Global Growth Equity ETF	Reduced	21,959	-21,512	$750,339	−46.0%	1.20%
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	Reduced	7,294	-6,699	$731,077	−47.8%	1.17%
VEU	Vanguard FTSE All-World Ex-US ETF	Reduced	10,030	-5,378	$715,841	−30.9%	1.15%
QQQ	Invesco Qqq Trust, Series 1	Reduced	1,102	-15,110	$661,607	−92.6%	1.06%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	588	-3,701	$544,270	−87.2%	0.87%
VIG	Vanguard Dividend Appreciation ETF	Reduced	2,350	-2,692	$507,106	−50.9%	0.81%
V	Visa Inc. Financial Services	Reduced	1,431	-13,676	$488,514	−90.9%	0.78%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	711	-6,057	$357,448	−89.1%	0.57%
IBIT	iShares Bitcoin Trust ETF	Reduced	5,113	-1,774	$332,345	−21.2%	0.53%
NFLX	Netflix Inc Communication Services	Reduced	218	-1,584	$261,364	−89.2%	0.42%
ORCL	Oracle Corp Technology	Reduced	887	-4,389	$249,459	−78.4%	0.40%
CTAS	Cintas Corp Industrials	Reduced	1,200	-1,736	$246,312	−62.4%	0.39%
RTX	RTX Corp Industrials	Reduced	1,397	-4,717	$233,760	−73.8%	0.37%
PHM	Pultegroup Inc/Mi/ Consumer Cyclical	NEW	1,754	NEW	$231,756	NEW	0.37%
MPC	Marathon Petroleum Corp Energy	Reduced	1,190	-647	$229,360	−24.8%	0.37%
MA	Mastercard Inc Financial Services	Reduced	373	-1,719	$212,166	−82.0%	0.34%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.