Omega Financial Group, LLC

Registered adviser

CIK

1767982

Location

Santa Barbara, CA

Portfolio Value

Small $299,218,045

Diversification

Highly concentrated

Filing Date

Global Rank

#4,971 / 8,827 ▼ 35 · as of Jun 2026

Top Industry

Credit Services 29.6%

Period ended 38 days ago

Filed Oct 29, 2026 · 9d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 164147

Roster of Nov 1, 2026

Regulatory AUM

$552,413,654

Main clients

Individuals and high net worth (98% of AUM)

Private funds on Schedule D 7.B.(1)

As filed Feb 23, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$552,413,654	Individuals and high net worth (98%)
Mar 2025 to Feb 2026	$480,234,372	Individuals and high net worth (98%)
Mar 2024 to Feb 2025	$409,659,109	Individuals and high net worth (98%)
May 2023 to Feb 2024	$372,102,638	Individuals and high net worth (97%)
Mar 2023 to Apr 2023	$372,102,638	Individuals and high net worth (97%)
Mar 2022 to Feb 2023	$373,259,185	Individuals and high net worth (97%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 93.1% of the book (60%+)

Turnover

Low turnover

9.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 23.9 quarters (12+), a floor since 77.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 88.4%; sector active share 79.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

96 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

60.7%

−2.7 pts

Top 5

84.2%

−2.2 pts

Top 10

91.6%

−1.5 pts

HHI

3,884

Highly concentrated−323

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	89.6%	$268,197,037	65
Financial Services	3.7%	$10,975,150	7
Technology	3.4%	$10,151,516	7
Communication Services	1.3%	$3,987,185	3
Consumer Cyclical	0.9%	$2,734,233	5
Consumer Defensive	0.3%	$925,815	1
Industrials	0.2%	$713,269	3
Basic Materials	0.2%	$668,204	2
Healthcare	0.2%	$546,809	2
Energy	0.1%	$318,827	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
APH	Amphenol Corp	+13,563	26,824	$2,261,263
ISTB	iShares Core 1-5 Year USD Bond ETF	+6,336	350,018	$16,538,350
AGG	iShares Core U.S. Aggregate Bond ETF	+6,138	222,691	$21,053,207
BNDX	Vanguard Total International Bond ETF	+5,860	161,252	$7,557,881
SCHD	Schwab U.S. Dividend Equity ETF	+4,836	23,113	$751,865
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	+3,424	359,019	$8,110,239
SUB	iShares Short-Term National Muni Bond ETF	+2,872	24,826	$2,595,310
VNQ	VANGUARD REAL ESTATE INDEX FUND	+2,552	211,426	$18,950,112
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	+2,394	97,285	$8,837,369
IBND	State Street(R) SPDR(R) Bloomberg International Corporate Bond ETF	+815	16,420	$490,629
EEMS	iShares Trust	+694	77,625	$0
AAPL	Apple Inc.	+351	9,667	$3,219,304
QCOM	Qualcomm Inc	+241	1,694	$311,763
NVDA	Nvidia Corp	+227	3,763	$859,393
AMZN	Amazon Com Inc	+190	1,959	$488,084
MSFT	Microsoft Corp	+157	1,041	$533,928
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	+149	5,448	$420,640
GOOGL	Alphabet Inc.	+137	3,120	$1,073,529
GOOG	Alphabet Inc.	+78	3,470	$1,182,367
AXP	American Express Co	+41	1,241	$377,388
LIN	Linde PLC	+30	536	$254,412
NOC	Northrop Grumman Corp	+16	609	$294,439
SOXX	iShares Semiconductor ETF	+9	638	$362,792
NFLX	Netflix Inc	+6	7,382	$513,639
PLTR	Palantir Technologies Inc.	+5	5,511	$1,030,832
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHM	Schwab U.S. Mid-Cap ETF	−11,806	329,759	$11,218,401
SCHF	Schwab International Equity ETF	−7,115	96,046	$2,638,383
SCHH	Schwab U.S. REIT ETF	−6,414	172,539	$3,802,759
IFLN	Invesco Bloomberg Enhanced Fallen Angels ETF	−5,904	97,105	$1,693,511
SCHA	Schwab U.S. Small-Cap ETF	−3,905	35,695	$1,164,727
PCY	Invesco Ltd.	−3,722	81,786	$0
SCHZ	Schwab U.S. Aggregate Bond ETF	−3,346	112,522	$2,486,736
SCHX	Schwab U.S. Large-Cap ETF	−3,183	194,999	$5,849,970
SCHE	Schwab Emerging Markets Equity ETF	−3,023	95,866	$3,494,315
PWZ	Invesco Ltd.	−2,679	23,869	$0
IYR	iShares U.S. Real Estate ETF	−2,457	59,850	$5,688,144
CMF	iShares California Muni Bond ETF	−2,187	57,426	$3,107,895
IJR	iShares Core S&P Small-Cap ETF	−2,055	133,341	$18,139,709
SCHC	Schwab International Small-Cap Equity ETF	−1,682	10,707	$532,566
IJH	iShares Core S&P Mid-Cap ETF	−1,265	203,133	$14,615,419
IEFA	iShares Core MSCI EAFE ETF	−1,248	128,254	$12,425,247
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	−1,191	13,711	$1,213,560
TLT	iShares 20+ Year Treasury Bond ETF	−1,132	8,012	$623,173
ESML	iShares ESG Aware MSCI USA Small-Cap ETF	−1,090	47,613	$2,475,876
ESGE	iShares Trust	−1,050	31,579	$0
IWB	iShares Russell 1000 ETF	−1,046	21,255	$8,844,843
SUSL	iShares ESG MSCI USA Leaders ETF	−996	17,023	$2,320,013
EFG	iShares MSCI EAFE Growth ETF	−988	34,026	$4,077,335
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	−973	59,104	$2,674,456
—		−925	19,627	$0
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
BRK-A	Berkshire Hathaway Inc	2	$1,494,010
AMGN	Amgen Inc	816	$343,952
XOM	ExxonMobil Holdings Corp	1,959	$318,827
UNP	Union Pacific Corp	760	$206,818
GILD	Gilead Sciences, Inc.	1,361	$202,857
NKE	NIKE, Inc.	1,058	$37,453
CCL	Carnival Corp Ltd.	1,150	$28,221
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
VIG	Vanguard Specialized Funds	1,060	$250,817
XCEM	Columbia EM Core ex-China ETF	3,955	$209,140
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

96 tracked positions · $299,218,045 total · filing declares 105 positions · $322,871,266 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 96 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AGG	iShares Core U.S. Aggregate Bond ETF	Added	222,691	+6,138	$21,053,207	−1.8%	7.04%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	211,426	+2,552	$18,950,112	−5.9%	6.33%
IJR	iShares Core S&P Small-Cap ETF	Reduced	133,341	-2,055	$18,139,709	−9.7%	6.06%
IVV	iShares Core S&P 500 ETF	Reduced	22,994	-266	$17,609,954	+1.1%	5.89%
ISTB	iShares Core 1-5 Year USD Bond ETF	Added	350,018	+6,336	$16,538,350	−0.3%	5.53%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	203,133	-1,265	$14,615,419	−7.3%	4.88%
IJJ	iShares S&P Mid-Cap 400 Value ETF	Reduced	92,395	-513	$12,723,715	−7.3%	4.25%
IEFA	iShares Core MSCI EAFE ETF	Reduced	128,254	-1,248	$12,425,247	−0.7%	4.15%
SCZ	iShares MSCI EAFE Small-Cap ETF	Reduced	142,015	-417	$11,988,906	+2.3%	4.01%
SCHM	Schwab U.S. Mid-Cap ETF	Reduced	329,759	-11,806	$11,218,401	−10.9%	3.75%
IWB	iShares Russell 1000 ETF	Reduced	21,255	-1,046	$8,844,843	−3.1%	2.96%
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	Added	97,285	+2,394	$8,837,369	−3.4%	2.95%
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	Added	359,019	+3,424	$8,110,239	−2.7%	2.71%
BNDX	Vanguard Total International Bond ETF	Added	161,252	+5,860	$7,557,881	+0.4%	2.53%
AFRM	Affirm Holdings, Inc. Financial Services	Held	103,627	0	$7,174,097	−15.1%	2.40%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	194,999	-3,183	$5,849,970	+0.3%	1.96%
IYR	iShares U.S. Real Estate ETF	Reduced	59,850	-2,457	$5,688,144	−10.7%	1.90%
QQQ	Invesco Qqq Trust, Series 1 CALL + SHARES	Added	7,418	+1	$5,487,613	+0.5%	1.83%
IUSG	iShares Core S&P U.S. Growth ETF	Reduced	24,960	-60	$4,836,000	+2.8%	1.62%
DVY	iShares Select Dividend ETF	Reduced	30,445	-632	$4,629,771	−4.7%	1.55%
EFG	iShares MSCI EAFE Growth ETF	Reduced	34,026	-988	$4,077,335	−6.4%	1.36%
SCHH	Schwab U.S. REIT ETF	Reduced	172,539	-6,414	$3,802,759	−10.3%	1.27%
SPY	Spdr S&P 500 ETF Trust CALL + SHARES	Reduced	4,780	-117	$3,645,371	−0.3%	1.22%
SCHE	Schwab Emerging Markets Equity ETF	Reduced	95,866	-3,023	$3,494,315	−2.5%	1.17%
AAPL	Apple Inc. Technology	Added	9,667	+351	$3,219,304	+19.4%	1.08%
CMF	iShares California Muni Bond ETF	Reduced	57,426	-2,187	$3,107,895	−9.6%	1.04%
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	Reduced	59,104	-973	$2,674,456	−6.1%	0.89%
SCHF	Schwab International Equity ETF	Reduced	96,046	-7,115	$2,638,383	−7.7%	0.88%
SUB	iShares Short-Term National Muni Bond ETF	Added	24,826	+2,872	$2,595,310	+11.0%	0.87%
PLTR	Palantir Technologies Inc. PUT CALL + SHARES Technology	Added	13,311	+7,805	$2,489,822	+287.6%	0.83%
SCHZ	Schwab U.S. Aggregate Bond ETF	Reduced	112,522	-3,346	$2,486,736	−7.2%	0.83%
ESML	iShares ESG Aware MSCI USA Small-Cap ETF	Reduced	47,613	-1,090	$2,475,876	−9.1%	0.83%
SUSL	iShares ESG MSCI USA Leaders ETF	Reduced	17,023	-996	$2,320,013	−3.0%	0.78%
APH	Amphenol Corp Technology	Added	26,824	+13,563	$2,261,263	−3.3%	0.76%
SUSB	iShares ESG Aware 1-5 Year USD Corporate Bond ETF	Reduced	72,855	-678	$1,779,847	−3.1%	0.59%
NFLX	Netflix Inc CALL + SHARES Communication Services	Added	24,882	+17,506	$1,731,289	+228.7%	0.58%
IFLN	Invesco Bloomberg Enhanced Fallen Angels ETF	Reduced	97,105	-5,904	$1,693,511	−10.1%	0.57%
V	Visa Inc. Financial Services	Added	4,547	+2	$1,633,873	+4.8%	0.55%
BRK-A	Berkshire Hathaway Inc Financial Services	NEW	2	NEW	$1,494,010	NEW	0.50%
RWR	State Street(R) SPDR(R) Dow Jones(R) REIT ETF	Reduced	12,906	-42	$1,354,097	−7.4%	0.45%
PBP	Invesco S&P 500 BuyWrite ETF	Reduced	57,690	-511	$1,343,600	+0.8%	0.45%
ESGD	iShares ESG Aware MSCI EAFE ETF	Reduced	12,248	-333	$1,262,156	−2.4%	0.42%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	16,036	-167	$1,257,543	−3.7%	0.42%
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	Reduced	13,711	-1,191	$1,213,560	−14.1%	0.41%
GOOG	Alphabet Inc. Communication Services	Added	3,470	+78	$1,182,367	−1.3%	0.40%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	35,695	-3,905	$1,164,727	−18.6%	0.39%
TSLA	Tesla, Inc. CALL + SHARES Consumer Cyclical	Added	3,248	+1,402	$1,152,422	+48.4%	0.39%
GOOGL	Alphabet Inc. Communication Services	Added	3,120	+137	$1,073,529	+0.7%	0.36%
COST	Costco Wholesale Corp Consumer Defensive	Added	1,017	+1	$925,815	−2.6%	0.31%
NVDA	Nvidia Corp Technology	Added	3,763	+227	$859,393	+21.5%	0.29%

Showing the top 50 of 96 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.