O'Keefe Stevens Advisory, Inc.

Registered adviser

CIK

1780565

Location

ROCHESTER, NY

Portfolio Value

Small $488,467,875

Diversification

Diversified

Filing Date

Global Rank

#3,896 / 8,818 ▲ 140 · as of Jun 2026

Top Industry

Semiconductors 21.8%

Period ended 28 days ago

Filed Oct 9, 2026 · 19d

26 quarters · since Jun 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 286338

Roster of Oct 1, 2026

Regulatory AUM

$585,621,482

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Oct 2026	$585,621,482	Individuals and high net worth (100%)
Feb 2025 to Jan 2026	$424,909,116	Individuals and high net worth (100%)
Apr 2024 to Jan 2025	$323,144,360	Individuals and high net worth (100%)
May 2023 to Mar 2024	$215,815,166	Individuals and high net worth (100%)
Apr 2023	$215,815,166	Individuals and high net worth (100%)
Feb 2022 to Mar 2023	$261,925,654	Individuals and high net worth (100%)

3 earlier changes not shown.

Stated strategy

Multi-asset, Wealth management / planning Form ADV Part 2A, Jul 31, 2026 · original

In the firm's words

Multi-asset: The primary investment strategy used on client accounts is strategic asset allocation.
Wealth management / planning: Financial Planning and Consulting Service Agreement

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 59.7%, 18.5 effective positions, active share 84.2% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

16.1% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 18.1 quarters (12+)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 84.2%; sector active share 19.5% against the combined 13F book's sector weights.

Over time 25 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

81 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

16.5%

+1.7 pts

Top 5

36.0%

−2.5 pts

Top 10

56.8%

−2.9 pts

HHI

548

Diversified+7

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	29.5%	$144,120,128	10
Healthcare	15.3%	$74,613,491	12
Financial Services	12.9%	$62,820,136	8
Basic Materials	10.2%	$49,811,249	5
Industrials	7.8%	$38,278,404	9
Real Estate	6.6%	$32,473,580	4
Communication Services	5.5%	$26,738,811	5
Consumer Cyclical	5.4%	$26,264,177	6
Energy	3.6%	$17,582,064	6
Unclassified	2.0%	$9,638,089	11
Utilities	0.7%	$3,630,054	2
Consumer Defensive	0.5%	$2,497,692	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
OCTV	Octave Intelligence plc	+669,113	697,374	$13,173,394
WY	Weyerhaeuser Co	+257,364	891,666	$16,986,237
FPH	Five Point Holdings, LLC	+210,413	2,982,033	$13,955,914
PRGO	PERRIGO Co plc	+80,230	915,885	$13,518,462
BGC	BGC Group, Inc.	+59,261	1,893,192	$21,828,503
BAX	Baxter International Inc	+47,575	719,676	$17,272,224
SHC	Sotera Health Co	+37,718	838,114	$15,496,727
CALY	Callaway Golf Co	+28,798	1,217,521	$17,154,870
CMP	Compass Minerals International Inc	+25,889	657,161	$14,483,828
ARCO	Arcos Dorados Holdings Inc.	+18,068	694,787	$4,967,727
PFE	Pfizer Inc	+6,517	87,085	$2,483,664
AER	AerCap Holdings N.V.	+5,617	159,319	$22,865,462
ENB	Enbridge Inc	+4,927	41,975	$1,951,417
SEG	Seaport Entertainment Group Inc.	+4,784	53,869	$1,233,061
SCL	Stepan Co	+3,901	99,461	$6,204,377
HCC	Warrior Met Coal, Inc.	+2,913	293,482	$25,846,959
SWX	Southwest Gas Holdings, Inc.	+2,822	25,394	$2,070,626
PSX	Phillips 66	+2,283	28,851	$7,365,948
WMB	Williams Companies, Inc.	+2,251	24,660	$1,676,140
OMC	Omnicom Group Inc.	+2,062	16,018	$1,179,405
UPS	United Parcel Service Inc	+2,002	15,145	$1,415,148
L	Loews Corp	+1,997	173,817	$18,151,709
SBUX	Starbucks Corp	+1,972	16,606	$1,560,299
MDT	Medtronic plc	+1,843	15,567	$1,343,276
KO	Coca Cola Co	+1,825	20,754	$1,786,504
No positions match the current search.

Trimmed

Positions the filer reduced

8 positions

Ticker	Company	Δ Shares	Shares	Value
MTB	M&T Bank Corp	−47,366	1,001	$217,817
NVDA	Nvidia Corp	−8,515	352,864	$80,587,080
GLW	Corning Inc	−3,805	150,063	$23,073,686
UNP	Union Pacific Corp	−1,392	33,949	$9,238,541
MRK	Merck & Co., Inc.	−1,153	1,391	$202,126
SPHR	Sphere Entertainment Co.	−734	168,299	$22,626,117
IJH	iShares Core S&P Mid-Cap ETF	−57	11,375	$818,431
IVV	iShares Core S&P 500 ETF	−17	6,240	$4,778,904
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
MCK	Mckesson Corp	448	$382,506
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	3,023	$379,900
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	536	$200,592
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
ITW	Illinois Tool Works Inc	940	$254,241
EBAY	Ebay Inc	1,809	$202,155
GD	General Dynamics Corp	567	$200,854
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

81 tracked positions · $488,467,875 total · filing declares 81 positions · $489,199,206 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 81 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	352,864	-8,515	$80,587,080	+11.4%	16.50%
HCC	Warrior Met Coal, Inc. Basic Materials	Added	293,482	+2,913	$25,846,959	+9.6%	5.29%
QCOM	Qualcomm Inc Technology	Added	126,574	+313	$23,294,678	−0.2%	4.77%
GLW	Corning Inc Technology	Reduced	150,063	-3,805	$23,073,686	−41.3%	4.72%
AER	AerCap Holdings N.V. Industrials	Added	159,319	+5,617	$22,865,462	+2.0%	4.68%
SPHR	Sphere Entertainment Co. Communication Services	Reduced	168,299	-734	$22,626,117	−22.6%	4.63%
AMGN	Amgen Inc Healthcare	Added	52,256	+504	$22,026,426	+17.5%	4.51%
BGC	BGC Group, Inc. Financial Services	Added	1,893,192	+59,261	$21,828,503	+11.3%	4.47%
L	Loews Corp Financial Services	Added	173,817	+1,997	$18,151,709	−6.7%	3.72%
BAX	Baxter International Inc Healthcare	Added	719,676	+47,575	$17,272,224	+20.5%	3.54%
CALY	Callaway Golf Co Consumer Cyclical	Added	1,217,521	+28,798	$17,154,870	−23.2%	3.51%
WY	Weyerhaeuser Co Real Estate	Added	891,666	+257,364	$16,986,237	+11.9%	3.48%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	32,701	+871	$16,283,462	+2.2%	3.33%
SHC	Sotera Health Co Healthcare	Added	838,114	+37,718	$15,496,727	+9.1%	3.17%
CMP	Compass Minerals International Inc Basic Materials	Added	657,161	+25,889	$14,483,828	−26.3%	2.97%
FPH	Five Point Holdings, LLC Real Estate	Added	2,982,033	+210,413	$13,955,914	−4.5%	2.86%
PRGO	PERRIGO Co plc Healthcare	Added	915,885	+80,230	$13,518,462	+55.7%	2.77%
OCTV	Octave Intelligence plc Technology	Added	697,374	+669,113	$13,173,394	+2759.7%	2.70%
UNP	Union Pacific Corp Industrials	Reduced	33,949	-1,392	$9,238,541	−3.9%	1.89%
PSX	Phillips 66 Energy	Added	28,851	+2,283	$7,365,948	+64.0%	1.51%
SCL	Stepan Co Basic Materials	Added	99,461	+3,901	$6,204,377	+16.5%	1.27%
XOM	ExxonMobil Holdings Corp Energy	Added	30,655	+374	$4,989,101	+20.5%	1.02%
ARCO	Arcos Dorados Holdings Inc. Consumer Cyclical	Added	694,787	+18,068	$4,967,727	−8.9%	1.02%
IVV	iShares Core S&P 500 ETF	Reduced	6,240	-17	$4,778,904	+2.0%	0.98%
JPM	Jpmorgan Chase & Co Financial Services	Added	11,412	+636	$3,775,431	+7.0%	0.77%
PFE	Pfizer Inc Healthcare	Added	87,085	+6,517	$2,483,664	+28.0%	0.51%
SWX	Southwest Gas Holdings, Inc. Utilities	Added	25,394	+2,822	$2,070,626	+3.4%	0.42%
TKO	TKO Group Holdings, Inc. Communication Services	Added	11,521	+1,426	$2,070,554	+1.9%	0.42%
HII	Huntington Ingalls Industries, Inc. Industrials	Added	7,465	+862	$1,993,677	+7.9%	0.41%
ENB	Enbridge Inc Energy	Added	41,975	+4,927	$1,951,417	−2.8%	0.40%
BLK	BlackRock, Inc. Financial Services	Added	1,722	+190	$1,822,375	+23.7%	0.37%
KO	Coca Cola Co Consumer Defensive	Added	20,754	+1,825	$1,786,504	+16.1%	0.37%
APD	Air Products & Chemicals, Inc. Basic Materials	Added	6,045	+771	$1,681,900	+8.8%	0.34%
WMB	Williams Companies, Inc. Energy	Added	24,660	+2,251	$1,676,140	+0.6%	0.34%
AAPL	Apple Inc. Technology	Held	5,020	0	$1,671,760	+15.1%	0.34%
CLMT	Calumet, Inc. Basic Materials	Added	30,435	+1,460	$1,594,185	+52.7%	0.33%
SBUX	Starbucks Corp Consumer Cyclical	Added	16,606	+1,972	$1,560,299	+4.3%	0.32%
DUK	Duke Energy CORP Utilities	Added	13,678	+1,680	$1,559,428	+2.7%	0.32%
GPC	Genuine Parts Co Consumer Cyclical	Added	12,030	+1,428	$1,512,652	+20.9%	0.31%
IEFA	iShares Core MSCI EAFE ETF	Held	15,151	0	$1,467,828	+0.3%	0.30%
UPS	United Parcel Service Inc Industrials	Added	15,145	+2,002	$1,415,148	+0.2%	0.29%
MDT	Medtronic plc Healthcare	Added	15,567	+1,843	$1,343,276	+25.1%	0.27%
LMT	Lockheed Martin Corp Industrials	Added	2,600	+323	$1,324,050	+14.1%	0.27%
APA	APA Corp Energy	Added	31,779	+3	$1,320,099	+27.6%	0.27%
SEG	Seaport Entertainment Group Inc. Real Estate	Added	53,869	+4,784	$1,233,061	−5.6%	0.25%
OMC	Omnicom Group Inc. Communication Services	Added	16,018	+2,062	$1,179,405	+16.0%	0.24%
JNJ	Johnson & Johnson Healthcare	Held	3,712	0	$982,714	+4.2%	0.20%
PAYX	Paychex Inc Technology	Held	8,722	0	$859,117	+0.2%	0.18%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	11,375	-57	$818,431	−7.2%	0.17%
HD	Home Depot, Inc. Consumer Cyclical	Added	2,701	+380	$768,407	−6.1%	0.16%

Showing the top 50 of 81 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.