McGinn Penninger Investment Management, Inc.

Registered adviser

CIK

1845031

Location

Alexandria, VA

Portfolio Value

Small $163,255,375

Diversification

Diversified

Filing Date

Global Rank

#7,214 / 8,830 ▼ 195 · as of Jun 2026

Top Industry

Banks - Diversified 10.9%

Period ended 42 days ago

Filed Nov 9, 2026 · 2d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 107396

Roster of Nov 1, 2026

Regulatory AUM

$204,440,844

Main clients

Individuals and high net worth (58% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$204,440,844	Individuals and high net worth (58%)
Apr 2025 to Mar 2026	$174,267,133	Individuals and high net worth (55%)
Apr 2024 to Mar 2025	$162,621,483	Individuals and high net worth (54%)
May 2023 to Mar 2024	$165,267,851	Diversified
Apr 2023	$165,267,851	Diversified
Apr 2022 to Mar 2023	$172,814,796	Diversified

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 56.2%, 21.7 effective positions, active share 61.2% against the Dow Jones Industrial Average as of 2026-07-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

9.7% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 18.8 quarters (12+)

Closest benchmark: the Dow Jones Industrial Average as of 2026-07-31, active share 61.2%; sector active share 26.8% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

34 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

9.0%

+0.8 pts

Top 5

36.9%

+3.4 pts

Top 10

58.2%

+2.0 pts

HHI

500

Diversified+39

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	21.3%	$34,748,984	3
Financial Services	15.3%	$24,945,662	4
Healthcare	12.5%	$20,355,773	3
Communication Services	11.5%	$18,842,438	2
Consumer Defensive	11.3%	$18,408,077	3
Energy	9.1%	$14,853,657	3
Consumer Cyclical	7.7%	$12,555,445	4
Industrials	7.3%	$11,958,652	4
Real Estate	2.5%	$4,123,008	1
Unclassified	1.5%	$2,463,679	7

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

2 positions

Ticker	Company	Δ Shares	Shares	Value
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+130	1,906	$239,527
QQQM	Invesco Ltd.	+22	490	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BAC	Bank Of America Corp	−5,022	117,144	$6,376,147
NKE	NIKE, Inc.	−4,660	89,910	$3,182,814
SLB	Slb Limited	−2,850	95,676	$4,661,334
DEO	Diageo PLC	−2,720	77,542	$6,637,595
SBUX	Starbucks Corp	−1,940	56,217	$5,282,149
MRK	Merck & Co., Inc.	−1,595	42,436	$6,166,375
DLTR	Dollar Tree, Inc.	−1,550	63,805	$7,275,046
AAPL	Apple Inc.	−1,220	44,110	$14,689,512
—		−1,059	2,114	$0
JPM	Jpmorgan Chase & Co	−1,025	33,683	$11,143,346
XOM	ExxonMobil Holdings Corp	−925	36,217	$5,894,316
TGT	Target Corp	−845	28,690	$4,495,436
FDXF	FedEx Freight Holding Company, Inc.	−751	9,277	$1,014,718
UNH	Unitedhealth Group Inc	−704	20,422	$7,496,507
CVX	Chevron Corp	−690	21,047	$4,298,007
PHO	Victory Portfolios II	−669	6,542	$0
JNJ	Johnson & Johnson	−661	25,281	$6,692,891
CRM	Salesforce, Inc.	−620	29,129	$6,687,144
BA	Boeing Co	−612	27,704	$5,154,329
MSFT	Microsoft Corp	−584	26,072	$13,372,328
FDX	Fedex Corp	−515	19,597	$5,586,908
DIS	Walt Disney Co	−508	50,162	$5,261,993
SPG	Simon Property Group Inc.	−475	20,537	$4,123,008
GS	Goldman Sachs Group Inc	−212	8,248	$7,426,169
XT	iShares Future Exponential Technologies ETF	−190	6,755	$563,367
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
VIG	Vanguard Specialized Funds	1,062	$251,290
TSLA	Tesla, Inc.	552	$232,171
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	2,283	$202,136
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

34 tracked positions · $163,255,375 total · filing declares 35 positions · $167,239 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	44,110	-1,220	$14,689,512	+12.0%	9.00%
META	Meta Platforms, Inc. Communication Services	Reduced	18,727	-4	$13,580,445	+28.7%	8.32%
MSFT	Microsoft Corp Technology	Reduced	26,072	-584	$13,372,328	+34.5%	8.19%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	33,683	-1,025	$11,143,346	−1.9%	6.83%
UNH	Unitedhealth Group Inc Healthcare	Reduced	20,422	-704	$7,496,507	−14.6%	4.59%
GS	Goldman Sachs Group Inc Financial Services	Reduced	8,248	-212	$7,426,169	−13.2%	4.55%
DLTR	Dollar Tree, Inc. Consumer Defensive	Reduced	63,805	-1,550	$7,275,046	−8.0%	4.46%
JNJ	Johnson & Johnson Healthcare	Reduced	25,281	-661	$6,692,891	+1.6%	4.10%
CRM	Salesforce, Inc. Technology	Reduced	29,129	-620	$6,687,144	+43.5%	4.10%
DEO	Diageo PLC Consumer Defensive	Reduced	77,542	-2,720	$6,637,595	+2.9%	4.07%
BAC	Bank Of America Corp Financial Services	Reduced	117,144	-5,022	$6,376,147	−8.4%	3.91%
MRK	Merck & Co., Inc. Healthcare	Reduced	42,436	-1,595	$6,166,375	+9.0%	3.78%
XOM	ExxonMobil Holdings Corp Energy	Reduced	36,217	-925	$5,894,316	+16.1%	3.61%
FDX	Fedex Corp Industrials	Reduced	19,597	-515	$5,586,908	−11.3%	3.42%
SBUX	Starbucks Corp Consumer Cyclical	Reduced	56,217	-1,940	$5,282,149	−11.1%	3.24%
DIS	Walt Disney Co Communication Services	Reduced	50,162	-508	$5,261,993	+7.9%	3.22%
BA	Boeing Co Industrials	Reduced	27,704	-612	$5,154,329	−15.9%	3.16%
SLB	Slb Limited Energy	Reduced	95,676	-2,850	$4,661,334	+1.8%	2.86%
TGT	Target Corp Consumer Defensive	Reduced	28,690	-845	$4,495,436	+16.5%	2.75%
CVX	Chevron Corp Energy	Reduced	21,047	-690	$4,298,007	+19.3%	2.63%
SPG	Simon Property Group Inc. Real Estate	Reduced	20,537	-475	$4,123,008	−12.3%	2.53%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	13,619	-146	$3,874,469	−20.2%	2.37%
NKE	NIKE, Inc. Consumer Cyclical	Reduced	89,910	-4,660	$3,182,814	−18.0%	1.95%
FDXF	FedEx Freight Holding Company, Inc. Industrials	Reduced	9,277	-751	$1,014,718	−33.0%	0.62%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Held	3,930	0	$620,350	+0.6%	0.38%
QDF	FlexShares Quality Dividend Index Fund	Reduced	6,717	-85	$606,142	−0.9%	0.37%
XT	iShares Future Exponential Technologies ETF	Reduced	6,755	-190	$563,367	−1.8%	0.35%
VHT	VANGUARD HEALTH CARE INDEX FUND	Reduced	1,374	-165	$434,293	−5.6%	0.27%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	1,906	+130	$239,527	+12.8%	0.15%
AMZN	Amazon Com Inc Consumer Cyclical	Held	867	0	$216,013	+4.5%	0.13%
CAT	Caterpillar Inc Industrials	Held	250	0	$202,697	−23.9%	0.12%
PHO	Victory Portfolios II	Reduced	6,542	-669	$0	−100.0%	0.00%
		Reduced	2,114	-1,059	$0	−100.0%	0.00%
QQQM	Invesco Ltd. Financial Services	Added	490	+22	$0	−100.0%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.