3D/L Capital Management, LLC

CIK

1846943

Location

Hartford, CT

Portfolio Value

Micro $10,772,871

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,683 / 6,968 ▼ 99 · as of Sep 2023

Top Industry

Consumer Electronics 81.6%

3Y Alpha vs SPY

-24.4%

Period ended 2 years ago

Filed Oct 26, 2023 · 2y

12 quarters · since Dec 2020

Clone Performance

Sep 2023–Apr 2024 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

-0.4%

SPY

+13.7%

Annualised alpha

-24.4%

Max drawdown

−5.5%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends. Captured split ratios restate closes onto one basis; only an unusable ratio can exclude earlier closes for that listing. It tracks 100% of reported value on average across 2 quarters.3D/L Capital Management, LLC has stopped filing, so the simulation ends in Apr 2024 — where its last reported portfolio went stale — rather than trading that portfolio forward to today. Past performance does not predict future results.

Portfolio Concentration

8 tracked positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023

Top Position

38.0%

+2.6 pts

Top 5

89.2%

+9.9 pts

Top 10

100.0%

+3.4 pts

HHI

2,277

Moderately concentrated+385

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2023

Sector	% Portfolio	Value	Positions
Unclassified	80.8%	$8,704,645	6
Technology	15.7%	$1,687,103	1
Healthcare	3.5%	$381,123	1

Last Quarter's Activity

Export CSV

Sep 30, 2023 vs Jun 30, 2023

Added To

Positions the filer increased

3 positions

Ticker	Company	Δ Shares	Shares	Value
PFE	Pfizer Inc	+749	11,490	$381,123
BNDC	FlexShares Core Select Bond Fund	+373	46,723	$989,780
AAPL	Apple Inc.	+50	9,854	$1,687,103
No positions match the current search.

Trimmed

Positions the filer reduced

5 positions

Ticker	Company	Δ Shares	Shares	Value
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	−29,977	98,592	$4,092,553
BAB	Invesco Taxable Municipal Bond ETF	−19,497	88,739	$2,244,209
VEA	Vanguard FTSE Developed Markets ETF	−9,832	13,677	$597,958
BNDX	Vanguard Total International Bond ETF	−5,891	6,692	$320,078
XLB	State Street Materials Select Sector SPDR ETF	−2,070	5,857	$460,067
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
J	Jacobs Solutions Inc.	4,485	$533,221
BRK-B	Berkshire Hathaway Inc	1	$517,810
BIV	Vanguard Intermediate-Term Bond ETF	3,762	$283,015
VB	Vanguard Morningstar Small-Cap ETF	1,223	$243,242
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

8 tracked positions · $10,772,871 total · filing declares 81 positions · $307,754,106 · as of Sep 30, 2023

All sectors Healthcare Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	Reduced	98,592	-29,977	$4,092,553	−26.1%	37.99%
BAB	Invesco Taxable Municipal Bond ETF	Reduced	88,739	-19,497	$2,244,209	−21.9%	20.83%
AAPL	Apple Inc. Technology	Added	9,854	+50	$1,687,103	−11.3%	15.66%
BNDC	FlexShares Core Select Bond Fund	Added	46,723	+373	$989,780	−3.5%	9.19%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	13,677	-9,832	$597,958	−44.9%	5.55%
XLB	State Street Materials Select Sector SPDR ETF	Reduced	5,857	-2,070	$460,067	−30.0%	4.27%
PFE	Pfizer Inc Healthcare	Added	11,490	+749	$381,123	−3.3%	3.54%
BNDX	Vanguard Total International Bond ETF	Reduced	6,692	-5,891	$320,078	−48.0%	2.97%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.