3D/L Capital Management, LLC

CIK

1846943

Location

Hartford, CT

Portfolio Value

Small $303,456,438

Diversification

Moderately concentrated

Filing Date

Global Rank

#3,415 / 7,022 ▼ 185 · as of Sep 2023

Top Industry

Consumer Electronics 58.8%

3Y Alpha vs SPY

-11.7%

Period ended 2 years ago

Filed Oct 26, 2023 · 2y

12 quarters · since Dec 2020

Clone Performance

Sep 2023–Apr 2024 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+8.4%

SPY

+14.8%

Annualised alpha

-11.7%

Max drawdown

−8.0%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends. Captured split ratios restate closes onto one basis; only an unusable ratio can exclude earlier closes for that listing. It tracks 100% of reported value on average across 2 quarters.3D/L Capital Management, LLC has stopped filing, so the simulation ends in Apr 2024 — where its last reported portfolio went stale — rather than trading that portfolio forward to today. Past performance does not predict future results.

Portfolio Concentration

31 tracked positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023

Top Position

34.9%

+1.4 pts

Top 5

77.5%

+0.7 pts

Top 10

92.6%

+0.5 pts

HHI

1,768

Moderately concentrated+70

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2023

Sector	% Portfolio	Value	Positions
Unclassified	99.1%	$300,588,484	28
Technology	0.6%	$1,687,103	1
Financial Services	0.3%	$799,728	1
Healthcare	0.1%	$381,123	1

Last Quarter's Activity

Export CSV

Sep 30, 2023 vs Jun 30, 2023

Added To

Positions the filer increased

8 positions

Ticker	Company	Δ Shares	Shares	Value
ASHR	Xtrackers Harvest CSI 300 China A-Shares ETF	+70,598	88,459	$2,100,016
AFGR	First Trust Active Factor Large Cap Growth ETF	+66,720	794,793	$30,281,337
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	+34,383	110,497	$5,504,005
PFE	Pfizer Inc	+749	11,490	$381,123
CWI	State Street SPDR MSCI ACWI ex-US ETF	+152	11,891	$346,503
BIL	State Street SPDR Bloomberg 1-3 Month T-Bill ETF	+106	13,598	$524,045
AAPL	Apple Inc.	+50	9,854	$1,687,103
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	+42	3,208	$234,248
No positions match the current search.

Trimmed

Positions the filer reduced

21 positions

Ticker	Company	Δ Shares	Shares	Value
DCOR	Dimensional US Core Equity 1 ETF	−193,107	4,111,648	$105,996,237
AAXJ	iShares MSCI All Country Asia ex Japan ETF	−134,367	888,347	$24,905,367
AFK	VanEck Africa Index ETF	−134,219	588	$202,883
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	−103,927	910,305	$45,393,980
BILZ	PIMCO Ultra Short Government Active ETF	−49,603	154,687	$13,596,987
AGIX	KraneShares Trust KraneShares Public-Private AI & Technology ETF	−42,822	850,736	$18,168,861
VB	Vanguard Morningstar Small-Cap ETF	−20,669	208,702	$28,750,168
CAAA	First Trust AAA CMBS ETF	−20,454	68,922	$3,255,875
BAB	Invesco Taxable Municipal Bond ETF	−19,497	88,739	$2,244,209
BIV	Vanguard Intermediate-Term Bond ETF	−11,952	4,166	$313,158
VEA	Vanguard FTSE Developed Markets ETF	−9,832	13,677	$597,958
STT	State Street Corp	−8,386	24,110	$799,728
BNDX	Vanguard Total International Bond ETF	−5,891	6,692	$320,078
XLB	State Street Materials Select Sector SPDR ETF	−4,876	14,402	$460,067
ABI	VictoryShares Pioneer Asset-Based Income ETF	−3,673	5,338	$236,366
VEU	Vanguard FTSE All-World Ex-US ETF	−3,520	5,215	$204,480
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	−2,708	66,017	$4,420,808
BNDC	FlexShares Core Select Bond Fund	−986	106,952	$3,871,517
JDVI	John Hancock Disciplined Value International Select ETF	−772	74,537	$3,527,090
AGNG	Global X Funds Global X Aging Population ETF	−367	65,994	$1,634,395
NCLO	Nuveen AA-BBB CLO ETF	−32	29,908	$1,383,737
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
FCAL	First Trust California Municipal High income ETF	33,556	$1,640,217
AAPD	Direxion Shares ETF Trust Direxion Daily AAPL Bear 1X ETF	6,338	$473,892
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
J	Jacobs Solutions Inc.	4,485	$533,221
BRK-B	Berkshire Hathaway Inc	1	$517,810
BNDW	Vanguard Total World Bond ETF	6,295	$289,507
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

31 tracked positions · $303,456,438 total · filing declares 81 positions · $307,754,106 · as of Sep 30, 2023

All sectors Financial Services Healthcare Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DCOR	Dimensional US Core Equity 1 ETF	Reduced	4,111,648	-193,107	$105,996,237	−7.4%	34.93%
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	Reduced	910,305	-103,927	$45,393,980	−12.5%	14.96%
AFGR	First Trust Active Factor Large Cap Growth ETF	Added	794,793	+66,720	$30,281,337	+6.4%	9.98%
VB	Vanguard Morningstar Small-Cap ETF	Reduced	208,702	-20,669	$28,750,168	−11.5%	9.47%
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Reduced	888,347	-134,367	$24,905,367	−28.8%	8.21%
AGIX	KraneShares Trust KraneShares Public-Private AI & Technology ETF	Reduced	850,736	-42,822	$18,168,861	−10.6%	5.99%
BILZ	PIMCO Ultra Short Government Active ETF	Reduced	154,687	-49,603	$13,596,987	−27.4%	4.48%
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	Added	110,497	+34,383	$5,504,005	+39.1%	1.81%
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	Reduced	66,017	-2,708	$4,420,808	−2.1%	1.46%
BNDC	FlexShares Core Select Bond Fund	Reduced	106,952	-986	$3,871,517	−4.4%	1.28%
JDVI	John Hancock Disciplined Value International Select ETF	Reduced	74,537	-772	$3,527,090	−5.7%	1.16%
CAAA	First Trust AAA CMBS ETF	Reduced	68,922	-20,454	$3,255,875	−23.6%	1.07%
BAB	Invesco Taxable Municipal Bond ETF	Reduced	88,739	-19,497	$2,244,209	−21.9%	0.74%
ASHR	Xtrackers Harvest CSI 300 China A-Shares ETF	Added	88,459	+70,598	$2,100,016	+366.4%	0.69%
AAPL	Apple Inc. Technology	Added	9,854	+50	$1,687,103	−11.3%	0.56%
FCAL	First Trust California Municipal High income ETF	NEW	33,556	NEW	$1,640,217	NEW	0.54%
AGNG	Global X Funds Global X Aging Population ETF	Reduced	65,994	-367	$1,634,395	−7.3%	0.54%
NCLO	Nuveen AA-BBB CLO ETF	Reduced	29,908	-32	$1,383,737	−4.7%	0.46%
STT	State Street Corp Financial Services	Reduced	24,110	-8,386	$799,728	−27.0%	0.26%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	13,677	-9,832	$597,958	−44.9%	0.20%
BIL	State Street SPDR Bloomberg 1-3 Month T-Bill ETF	Added	13,598	+106	$524,045	−7.0%	0.17%
AAPD	Direxion Shares ETF Trust Direxion Daily AAPL Bear 1X ETF	NEW	6,338	NEW	$473,892	NEW	0.16%
XLB	State Street Materials Select Sector SPDR ETF	Reduced	14,402	-4,876	$460,067	−30.0%	0.15%
PFE	Pfizer Inc Healthcare	Added	11,490	+749	$381,123	−3.3%	0.13%
CWI	State Street SPDR MSCI ACWI ex-US ETF	Added	11,891	+152	$346,503	−3.3%	0.11%
BNDX	Vanguard Total International Bond ETF	Reduced	6,692	-5,891	$320,078	−48.0%	0.11%
BIV	Vanguard Intermediate-Term Bond ETF	Reduced	4,166	-11,952	$313,158	−74.2%	0.10%
ABI	VictoryShares Pioneer Asset-Based Income ETF	Reduced	5,338	-3,673	$236,366	−49.6%	0.08%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	Added	3,208	+42	$234,248	−11.1%	0.08%
VEU	Vanguard FTSE All-World Ex-US ETF	Reduced	5,215	-3,520	$204,480	−42.5%	0.07%
AFK	VanEck Africa Index ETF	Reduced	588	-134,219	$202,883	−91.6%	0.07%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.