FCAL · First Trust California Municipal High income ETF

$48.89 -0.12 (-0.24%) At close · Aug 14

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 31

Total Value: $41,543,165

Total Shares: 836,687

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 31 13F filers · Δ vs Mar 31, 2026

Top Holder

25.8%

−7.5 pts

Top 5

60.4%

+5.8 pts

Top 10

82.4%

+14.5 pts

HHI

1,107

Broadly held−195

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -46

Institutional value: -69.9%

Shares held: -70.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large OSAIC HOLDINGS, INC.	+26,822	55,361
Mid WCG Wealth Advisors LLC	+6,148	16,218
Mega WELLS FARGO & COMPANY/MN	+4,565	4,566
Mega UBS Group AG	+2,434	45,083
Small Perennial Investment Advisors, LLC	+2,194	11,583

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large Mariner, LLC	−48,841	42,483
Mega JANE STREET GROUP, LLC	−14,332	15,849
Micro Entruity Wealth, LLC	−13,984	6,782
Mega MORGAN STANLEY	−12,808	216,147
Mega ROYAL BANK OF CANADA	−4,064	9,934

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Elequin Capital, LP	54,092	$2,685,775
Small Stonebridge Financial Group, LLC/CA	37,613	$1,867,560
Mega CITADEL ADVISORS LLC	4,500	$223,434
Micro ODonnell Financial Services, LLC	4,097	$203,424
Mid Integrated Wealth Concepts LLC	2,599	$129,045

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega LPL Financial LLC	942,264	$46,067,286
Mid Composition Wealth, LLC	143,476	$7,014,541
Small Citizens Business Bank	118,812	$5,808,718
Small Westside Investment Management, Inc.	105,885	$5,176,717
Small Ignite Planners, LLC	59,874	$2,927,239

Filter: New 6 Increased 10 Reduced 9 Sold out 52 Unchanged 6

Showing 31 of 31

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$10,732,130

25.83%

216,147

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	216,147	$10,732,130	100.0%	Defined

GUGGENHEIM CAPITAL LLC

$4,628,410

11.14%

93,217

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	93,217	$4,628,410	100.0%	Defined

Cetera Investment Advisers

$4,280,598

10.30%

86,212

OSAIC HOLDINGS, INC.

$2,748,783

6.62%

55,361

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	36,555	$1,815,028	66.0%	Defined
OSAIC INSTITUTIONS, INC.	2,364	$117,377	4.3%	Defined
CW Advisors, LLC	16,442	$816,378	29.7%	Sole

Elequin Capital, LP

$2,685,775

6.47%

54,092

UBS Group AG

$2,238,461

5.39%

45,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	45,083	$2,238,461	100.0%	Defined

Mariner, LLC

$2,109,365

5.08%

42,483

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Platform Solutions, LLC	42,483	$2,109,365	100.0%	Other

Stonebridge Financial Group, LLC/CA

$1,867,560

4.50%

37,613

Cerity Partners LLC

$1,706,787

4.11%

34,375

Rockefeller Capital Management L.P.

$1,251,776

3.01%

25,211

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	25,211	$1,251,776	100.0%	Defined

Mutual Advisors, LLC

$843,935

2.03%

16,997

WCG Wealth Advisors LLC

$805,256

1.94%

16,218

JANE STREET GROUP, LLC

$786,934

1.89%

15,849

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	15,849	$786,934	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$637,779

1.54%

12,845

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Raymond James Financial Services Advisors, Inc.	12,845	$637,779	100.0%	Defined

Perennial Investment Advisors, LLC

$575,119

1.38%

11,583

Quantinno Capital Management LP

$531,077

1.28%

10,696

ROYAL BANK OF CANADA

$493,242

1.19%

9,934

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	9,934	$493,242	100.0%	Defined

Inspire Advisors, LLC

$468,963

1.13%

9,445

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Inspire Investing, LLC	9,445	$468,963	100.0%	Defined

NewEdge Advisors, LLC

$358,586

0.86%

7,222

Entruity Wealth, LLC

$336,739

0.81%

6,782

Steward Partners Investment Advisory, LLC

$263,155

0.63%

5,300

WELLS FARGO & COMPANY/MN

$226,711

0.55%

4,566

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	4,566	$226,711	100.0%	Defined

CITADEL ADVISORS LLC

$223,434

0.54%

4,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	4,500	$223,434	100.0%	Defined

ODonnell Financial Services, LLC

$203,424

0.49%

4,097

Allworth Financial LP

$141,855

0.34%

2,857

Integrated Wealth Concepts LLC

$129,045

0.31%

2,599

AMERIFLEX GROUP, INC.

$91,607

0.22%

1,845

IFG Advisory, LLC

$49,254

0.12%

992

Larson Financial Group LLC

$44,686

0.11%

900

Ameritas Investment Partners, Inc.

$42,551

0.10%

857

HARBOUR INVESTMENTS, INC.

$40,168

0.10%

809

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	35,388	$1,730,119	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	954	$46,641	100.0%	Defined

Key facts CIK 1424212 CUSIP 33739P863 13F (30d) 31 filings 31 filers Visit website