CAAA · First Trust AAA CMBS ETF
$20.23
-0.03 (-0.15%)
At close · Aug 14
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 4
Total Value: $14,124,689
Total Shares: 695,455
Institutional Ownership Trend
10 quarters
Holder Concentration
Across 3 13F filers · Δ vs Mar 31, 2026Top Holder
98.3%
+58.0 pts
Top 5
100.0%
+20.6 pts
Top 10
100.0%
+5.9 pts
HHI
9,662
Highly concentrated+7,430
Quarterly Activity
vs Mar 31, 2026
New
0
Increased
2
Decreased
0
Sold Out
17
Unchanged
2
Holder count:
-17
Institutional value:
-49.1%
Shares held:
-49.2%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Micro STAR Financial Bank | +75,370 | 626,482 | |
| Mega UBS Group AG | +203 | 215 |
Top Sellers
vs Mar 31, 2026No qualifying movers this quarter.
Top New Positions
vs Mar 31, 2026No new positions this quarter.
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mid Prospera Financial Services Inc | 287,744 | $5,841,203 | |
| Small Platform Technology Partners | 94,307 | $1,914,432 | |
| Large Kestra Advisory Services, LLC | 85,910 | $1,743,973 | |
| Mid Farther Finance Advisors, LLC | 63,228 | $1,283,528 | |
| Mega GOLDMAN SACHS GROUP INC | 55,744 | $1,131,603 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Micro STAR Financial Bank Bank | $12,723,849 | 90.08% | 626,482 | Shares | 2026-08-07 | |
| Mega FIRST TRUST ADVISORS LP | $1,376,814 | 9.75% | 67,790 | Shares | 2026-08-11 | |
| Mid HARBOUR INVESTMENTS, INC. | $19,660 | 0.14% | 968 | Shares | 2026-08-12 | |
| Mega UBS Group AG | $4,366 | 0.03% | 215 | Shares | 2026-08-13 |