NCLO · Nuveen AA-BBB CLO ETF
$24.99
-0.09 (-0.36%)
At close · Aug 14
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 7
Total Value: $5,453,041
Total Shares: 217,426
Institutional Ownership Trend
7 quarters
Holder Concentration
Across 7 13F filers · Δ vs Mar 31, 2026Top Holder
64.0%
+7.2 pts
Top 5
94.7%
+1.6 pts
Top 10
100.0%
+1.8 pts
HHI
4,366
Highly concentrated+540
Quarterly Activity
vs Mar 31, 2026
New
3
Increased
2
Decreased
1
Sold Out
9
Unchanged
1
Holder count:
-6
Institutional value:
-86.3%
Shares held:
-86.4%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Mega ROYAL BANK OF CANADA | +10,778 | 22,680 | |
| Large Sanctuary Advisors, LLC | +1,404 | 14,924 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mid Trajan Wealth LLC | −339 | 10,519 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Micro Kilter Group LLC | 139,201 | $3,491,161 | |
| Mid Mutual Advisors, LLC | 18,539 | $464,958 | |
| Mid Integrated Wealth Concepts LLC | 4,465 | $111,982 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Micro Diversified Portfolios, Inc. | 907,773 | $22,635,319 | |
| Mid Arax Advisory Partners | 360,955 | $9,000,412 | |
| Mega GOLDMAN SACHS GROUP INC | 128,820 | $3,212,126 | |
| Mega JANE STREET GROUP, LLC | 60,250 | $1,502,333 | |
| Mid GC Wealth Management RIA, LLC | 30,000 | $748,050 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Micro Kilter Group LLC | $3,491,161 | 64.02% | 139,201 | Shares | 2026-08-11 | |
| Mega ROYAL BANK OF CANADA Bank | $568,814 | 10.43% | 22,680 | Shares | 2026-08-14 | |
| Mid Mutual Advisors, LLC | $464,958 | 8.53% | 18,539 | Shares | 2026-08-14 | |
| Large Sanctuary Advisors, LLC | $374,293 | 6.86% | 14,924 | Shares | 2026-08-13 | |
| Mid Trajan Wealth LLC | $263,816 | 4.84% | 10,519 | Shares | 2026-08-13 | |
| Mid HARBOUR INVESTMENTS, INC. | $178,017 | 3.26% | 7,098 | Shares | 2026-08-12 | |
| Mid Integrated Wealth Concepts LLC | $111,982 | 2.05% | 4,465 | Shares | 2026-08-12 |
Key facts
CIK
1635073
CUSIP
67092P730
13F (30d)
8 filings
8 filers