Paradigm, Strategies in Wealth Management, LLC

Registered adviser

CIK

1859579

Location

Maple Grove, MN

Portfolio Value

Micro $96,252,375

Diversification

Highly concentrated

Filing Date

Global Rank

#8,233 / 8,807 ▼ 263 · as of Jun 2026

Top Industry

Consumer Electronics 32.7%

Period ended 20 days ago

Filed Oct 16, 2026 · 4d

23 quarters · since Mar 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 110372

Roster of Oct 1, 2026

Regulatory AUM

$313,662,138

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$313,662,138	Individuals and high net worth (100%)
Apr 2025 to Feb 2026	$295,827,872	Individuals and high net worth (100%)
Mar 2024 to Mar 2025	$275,774,950	Individuals and high net worth (100%)
May 2023 to Feb 2024	$250,803,951	Individuals and high net worth (100%)
Mar 2023 to Apr 2023	$250,803,951	Individuals and high net worth (100%)
Mar 2022 to Feb 2023	$266,711,025	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 93.2% of the book (60%+)

Turnover

Low turnover

7.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.6 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 87.7%; sector active share 77.9% against the combined 13F book's sector weights.

Over time 22 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

56 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

51.8%

−2.5 pts

Top 5

88.6%

+1.9 pts

Top 10

94.0%

+0.8 pts

HHI

3,303

Highly concentrated−116

Portfolio Trend

23 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	84.9%	$81,730,801	42
Technology	6.7%	$6,440,713	4
Consumer Defensive	5.2%	$4,981,185	4
Consumer Cyclical	1.3%	$1,243,186	2
Financial Services	0.9%	$850,996	1
Communication Services	0.7%	$721,375	2
Healthcare	0.3%	$284,119	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

17 positions

Ticker	Company	Δ Shares	Shares	Value
JIVE	JPMorgan International Value ETF	+29,330	49,164	$4,681,396
JTEK	JPMorgan U.S. Tech Leaders ETF	+22,682	34,979	$3,679,615
EQWL	Victory Portfolios II	+22,390	38,000	$0
CRWD	CrowdStrike Holdings, Inc.	+1,506	2,073	$548,826
BSCY		+1,277	20,100	$392,295
IVW	iShares S&P 500 Growth ETF	+186	2,850	$0
IVE	iShares S&P 500 Value ETF	+52	1,632	$0
GOOG	Alphabet Inc.	+44	769	$262,029
NVDA	Nvidia Corp	+15	3,554	$811,662
MO	Altria Group, Inc.	+12	3,757	$252,996
VOO	VANGUARD 500 INDEX FUND	+9	1,026	$719,082
JEPI	JPMorgan Equity Premium Income ETF	+7	24,250	$1,363,335
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	+5	1,373	$231,240
PG	PROCTER & GAMBLE Co	+3	26,220	$3,809,241
IWV	iShares Russell 3000 ETF	+1	475	$0
UNH	Unitedhealth Group Inc	+1	774	$284,119
CVIE	Calvert International Responsible Index ETF	+1	2,625	$218,208
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHD	Schwab U.S. Dividend Equity ETF	−103,593	506,446	$16,474,688
SCHG	Schwab U.S. Large-Cap Growth ETF	−70,856	578,342	$20,779,828
HEFA	iShares Currency Hedged MSCI EAFE ETF	−68,964	312,001	$0
IBDZ	iShares iBonds Dec 2034 Term Corporate ETF	−55,554	100,123	$0
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	−47,335	41,614	$0
JPST	JPMorgan Ultra-Short Income ETF	−37,567	207,396	$10,446,536
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	−30,260	33,177	$0
IBDX	iShares iBonds Dec 2032 Term Corporate ETF	−29,849	86,339	$0
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	−24,191	20,333	$0
JMST	JPMorgan Ultra-Short Municipal Income ETF	−15,446	16,200	$819,072
IBDV	iShares iBonds Dec 2030 Term Corporate ETF	−14,629	46,694	$0
SCHF	Schwab International Equity ETF	−9,049	301,231	$8,274,815
IBCA	iShares iBonds Dec 2035 Term Corporate ETF	−7,166	187,270	$0
IJR	iShares Core S&P Small-Cap ETF	−3,374	127,683	$0
SCHM	Schwab U.S. Mid-Cap ETF	−1,850	100,994	$3,435,815
IBDW	iShares iBonds Dec 2031 Term Corporate ETF	−1,716	55,727	$0
IWF	iShares Russell 1000 Growth ETF	−1,188	2,704	$0
AAPL	Apple Inc.	−595	14,257	$4,747,866
IBDY	iShares iBonds Dec 2033 Term Corporate ETF	−465	47,847	$0
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−220	13,465	$531,059
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	−207	24,840	$1,521,698
SCHA	Schwab U.S. Small-Cap ETF	−145	28,095	$916,739
GOOGL	Alphabet Inc.	−107	1,335	$459,346
IJH	iShares Core S&P Mid-Cap ETF	−96	3,496	$0
SPY	Spdr S&P 500 ETF Trust	−54	5,669	$4,323,349
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
IBCB	iShares iBonds Dec 2036 Term Corporate ETF	212,505	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
LLY	ELI LILLY & Co	175	$209,900
MVIS	Microvision, Inc.	26,000	$8,580
IBMR	iShares iBonds Dec 2029 Term Muni Bond ETF	20,170	$0
IBMS	iShares iBonds Dec 2030 Term Muni Bond ETF	16,585	$0
IBMT	iShares iBonds Dec 2031 Term Muni Bond ETF	19,906	$0
IBMQ	iShares iBonds Dec 2028 Term Muni Bond ETF	24,511	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

56 tracked positions · $96,252,375 total · filing declares 56 positions · $156,054,138 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Technology

Showing 1–50 of 56 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	578,342	-70,856	$20,779,828	−5.4%	21.59%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	506,446	-103,593	$16,474,688	−14.8%	17.12%
JPST	JPMorgan Ultra-Short Income ETF	Reduced	207,396	-37,567	$10,446,536	−15.7%	10.85%
SCHF	Schwab International Equity ETF	Reduced	301,231	-9,049	$8,274,815	−3.7%	8.60%
AAPL	Apple Inc. Technology	Reduced	14,257	-595	$4,747,866	+10.5%	4.93%
JIVE	JPMorgan International Value ETF	Added	49,164	+29,330	$4,681,396	+156.7%	4.86%
SPY	Spdr S&P 500 ETF Trust	Reduced	5,669	-54	$4,323,349	+1.2%	4.49%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	26,220	+3	$3,809,241	−0.9%	3.96%
JTEK	JPMorgan U.S. Tech Leaders ETF	Added	34,979	+22,682	$3,679,615	+168.2%	3.82%
SCHM	Schwab U.S. Mid-Cap ETF	Reduced	100,994	-1,850	$3,435,815	−9.4%	3.57%
MDY	Spdr S&P Midcap 400 ETF Trust	Reduced	2,773	-13	$1,821,056	−7.1%	1.89%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Reduced	24,840	-207	$1,521,698	−1.1%	1.58%
JEPI	JPMorgan Equity Premium Income ETF	Added	24,250	+7	$1,363,335	−0.4%	1.42%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	3,812	-39	$949,759	+3.5%	0.99%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	28,095	-145	$916,739	−10.2%	0.95%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	1,709	0	$850,996	−0.5%	0.88%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Reduced	16,200	-15,446	$819,072	−49.3%	0.85%
NVDA	Nvidia Corp Technology	Added	3,554	+15	$811,662	+14.6%	0.84%
VOO	VANGUARD 500 INDEX FUND	Added	1,026	+9	$719,082	+2.9%	0.75%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	2,073	+1,506	$548,826	+26.8%	0.57%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Reduced	13,465	-220	$531,059	−14.4%	0.55%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	575	-17	$523,445	−5.5%	0.54%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Held	983	0	$499,904	−2.6%	0.52%
GOOGL	Alphabet Inc. Communication Services	Reduced	1,335	-107	$459,346	−10.9%	0.48%
LGCY	Legacy Education Inc. Consumer Defensive	Reduced	40,900	-33	$395,503	−17.8%	0.41%
BSCY		Added	20,100	+1,277	$392,295	+0.9%	0.41%
MSFT	Microsoft Corp Technology	Reduced	648	-36	$332,359	+30.3%	0.35%
QQQ	Invesco Qqq Trust, Series 1	Reduced	443	-34	$327,718	−6.7%	0.34%
TSLA	Tesla, Inc. Consumer Cyclical	Held	827	0	$293,427	−15.6%	0.30%
UNH	Unitedhealth Group Inc Healthcare	Added	774	+1	$284,119	−11.6%	0.30%
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	Reduced	2,676	-37	$273,353	−7.7%	0.28%
GOOG	Alphabet Inc. Communication Services	Added	769	+44	$262,029	+2.3%	0.27%
MO	Altria Group, Inc. Consumer Defensive	Added	3,757	+12	$252,996	−6.1%	0.26%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	1,373	+5	$231,240	+6.5%	0.24%
CVIE	Calvert International Responsible Index ETF	Added	2,625	+1	$218,208	−2.2%	0.23%
EQWL	Victory Portfolios II	Added	38,000	+22,390	$0	−100.0%	0.00%
AIQ	Global X Artificial Intelligence & Technology ETF	Held	15,212	0	$0	—	0.00%
HEFA	iShares Currency Hedged MSCI EAFE ETF	Reduced	312,001	-68,964	$0	—	0.00%
IBCA	iShares iBonds Dec 2035 Term Corporate ETF	Reduced	187,270	-7,166	$0	—	0.00%
IBCB	iShares iBonds Dec 2036 Term Corporate ETF	NEW	212,505	NEW	$0	NEW	0.00%
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	Reduced	20,333	-24,191	$0	—	0.00%
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	Reduced	41,614	-47,335	$0	—	0.00%
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	Reduced	33,177	-30,260	$0	—	0.00%
IBDV	iShares iBonds Dec 2030 Term Corporate ETF	Reduced	46,694	-14,629	$0	—	0.00%
IBDW	iShares iBonds Dec 2031 Term Corporate ETF	Reduced	55,727	-1,716	$0	—	0.00%
IBDX	iShares iBonds Dec 2032 Term Corporate ETF	Reduced	86,339	-29,849	$0	—	0.00%
IBDY	iShares iBonds Dec 2033 Term Corporate ETF	Reduced	47,847	-465	$0	—	0.00%
IBDZ	iShares iBonds Dec 2034 Term Corporate ETF	Reduced	100,123	-55,554	$0	—	0.00%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	3,496	-96	$0	—	0.00%
IJR	iShares Core S&P Small-Cap ETF	Reduced	127,683	-3,374	$0	—	0.00%

Showing the top 50 of 56 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.