COTTONWOOD CAPITAL ADVISORS, LLC

Registered adviser

CIK

1903321

Location

SALT LAKE CITY, UT

Portfolio Value

Small $124,989,010

Diversification

Diversified

Filing Date

Global Rank

#6,964 / 8,811 ▲ 842 · as of Jun 2026

Top Industry

Consumer Electronics 12.2%

Period ended 21 days ago

Filed Oct 20, 2026 · 1d

20 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 311272

Roster of Oct 1, 2026

Regulatory AUM

$278,976,451

Main clients

Individuals and high net worth (72% of AUM)

Private funds

4 funds · Venture capital funds

Focus by fund count, roster of Oct 1, 2026

$9,027,648 gross assets

Private funds on Schedule D 7.B.(1)

As filed Feb 23, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$2,158,022 gross assets in 1 fund Venture capital funds $2,158,022 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$278,976,451	Individuals and high net worth (72%)
Apr 2025 to Mar 2026	$306,322,859	Individuals and high net worth (61%)
Mar 2024 to Mar 2025	$250,523,932	Individuals and high net worth (65%)
May 2023 to Feb 2024	$216,751,025	Individuals and high net worth (99%)
Mar 2023 to Apr 2023	$216,751,025	Individuals and high net worth (99%)
Apr 2022 to Feb 2023	$230,715,552	Individuals and high net worth (99%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 85.0% of the book (60%+)

Turnover

Low turnover

7.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 16.5 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 91.5%; sector active share 79.1% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

90 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

29.0%

−5.4 pts

Top 5

67.0%

−0.6 pts

Top 10

83.6%

−1.4 pts

HHI

1,294

Diversified−247

Portfolio Trend

20 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	86.3%	$107,821,910	57
Technology	3.4%	$4,223,315	7
Industrials	2.9%	$3,613,146	4
Consumer Defensive	2.0%	$2,466,786	6
Financial Services	1.6%	$1,973,721	7
Energy	1.4%	$1,750,184	4
Consumer Cyclical	1.2%	$1,508,527	2
Healthcare	0.7%	$865,175	1
Communication Services	0.6%	$766,246	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CLSE	Convergence Long/Short Equity ETF	+29,416	390,651	$13,286,040
MBSD	FlexShares Disciplined Duration MBS Index Fund	+17,320	403,104	$8,011,692
HYLS	First Trust Tactical High Yield ETF	+11,278	36,809	$1,445,857
HYDB	iShares High Yield Systematic Bond ETF	+8,084	147,069	$6,612,222
SKOR	FlexShares Credit-Scored US Corporate Bond Index Fund	+6,349	59,067	$2,761,559
CGSM	Capital Group Short Duration Municipal Income ETF	+5,705	82,882	$2,130,896
IYF	iShares U.S. Financials ETF	+3,103	12,967	$1,629,433
IYC	iShares U.S. Consumer Discretionary ETF	+2,403	50,785	$4,813,402
IAI	iShares U.S. Broker-Dealers & Securities Exchanges ETF	+2,174	25,688	$4,524,684
ITA	iShares U.S. Aerospace & Defense ETF	+737	32,499	$0
FPA	First Trust Exchange-Traded Fund II	+447	13,774	$0
FEUZ	First Trust Eurozone AlphaDEX ETF	+353	3,921	$252,178
FGM	First Trust Germany AlphaDEX Fund	+341	20,782	$1,230,005
IYW	iShares, Inc.	+258	65,056	$0
FIXD	First Trust Smith Opportunistic Fixed Income ETF	+225	13,081	$539,852
SOXX	iShares Semiconductor ETF	+132	21,945	$0
—		+75	6,716	$0
FXU	First Trust Utilities AlphaDEX Fund	+53	12,159	$534,023
FV	First Trust Dorsey Wright Focus 5 ETF	+38	35,251	$2,587,247
MO	Altria Group, Inc.	+25	3,840	$258,585
CVX	Chevron Corp	+21	3,788	$773,547
NVDA	Nvidia Corp	+18	2,341	$534,637
BAC	Bank Of America Corp /De/	+16	4,767	$259,467
FVD	First Trust Value Line Dividend Index Fund	+12	75,451	$3,539,406
AMZN	Amazon Com Inc	+11	3,134	$780,836
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FGD	First Trust Dow Jones Global Select Dividend Index Fund	−705	39,184	$1,299,733
RDVY	First Trust Rising Dividend Achievers ETF	−634	86,614	$6,781,010
IGV	iShares Expanded Tech-Software Sector ETF	−634	46,591	$4,961,009
VRP	Invesco Ltd.	−593	124,160	$0
ITB	iShares U.S. Home Construction ETF	−420	55,366	$4,817,949
LMBS	First Trust Low Duration Opportunities ETF	−413	36,707	$1,778,821
TDIV	First Trust NASDAQ Technology Dividend Index Fund	−237	38,432	$4,335,898
IYE	iShares U.S. Energy ETF	−192	19,737	$1,278,957
NFTY	First Trust India NIFTY 50 Equal Weight ETF	−150	14,784	$753,984
FLN	First Trust Latin America AlphaDEX Fund	−140	27,256	$697,020
FTSM	First Trust Enhanced Short Maturity ETF	−136	8,252	$491,076
IYG	iShares U.S. Financial Services ETF	−133	12,689	$1,140,994
IEO	iShares U.S. Oil & Gas Exploration & Production ETF	−126	20,439	$2,697,948
FMB	First Trust Managed Municipal ETF	−122	12,965	$620,504
FJP	First Trust Japan AlphaDEX Fund	−93	8,112	$634,033
FSZ	First Trust Switzerland AlphaDEX Fund	−93	21,514	$1,681,749
IEZ	iShares U.S. Oil Equipment & Services ETF	−86	50,304	$1,334,062
FXD	First Trust Consumer Discretionary AlphaDEX Fund	−72	21,915	$1,405,408
FXN	First Trust Energy AlphaDEX Fund	−55	21,194	$463,088
ILF	iShares Latin America 40 ETF	−55	12,037	$415,276
EMLP	First Trust North American Energy Infrastructure Fund	−54	31,331	$1,284,257
IDU	iShares U.S. Utilities ETF	−54	4,050	$408,402
FTA	First Trust Large Cap Value AlphaDEX Fund	−48	57,511	$5,480,850
BKF	iShares, Inc.	−39	9,773	$380,267
FDD	First Trust STOXX European Select Dividend Index Fund	−31	33,354	$641,063
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
BP	Bp PLC	5,220	$229,627
PLTR	Palantir Technologies Inc.	1,153	$215,668
MA	Mastercard Inc	369	$203,492
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
FCVT	First Trust SSI Strategic Convertible Securities ETF	9,304	$500,322
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

90 tracked positions · $124,989,010 total · filing declares 90 positions · $166,086,120 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 90 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
CLSE	Convergence Long/Short Equity ETF	Added	390,651	+29,416	$13,286,040	+7.7%	10.63%
MBSD	FlexShares Disciplined Duration MBS Index Fund	Added	403,104	+17,320	$8,011,692	+0.7%	6.41%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	86,614	-634	$6,781,010	−4.1%	5.43%
HYDB	iShares High Yield Systematic Bond ETF	Added	147,069	+8,084	$6,612,222	+1.7%	5.29%
FTA	First Trust Large Cap Value AlphaDEX Fund	Reduced	57,511	-48	$5,480,850	−1.6%	4.39%
IGV	iShares Expanded Tech-Software Sector ETF	Reduced	46,591	-634	$4,961,009	+15.9%	3.97%
ITB	iShares U.S. Home Construction ETF	Reduced	55,366	-420	$4,817,949	−17.3%	3.85%
IYC	iShares U.S. Consumer Discretionary ETF	Added	50,785	+2,403	$4,813,402	−1.6%	3.85%
IAI	iShares U.S. Broker-Dealers & Securities Exchanges ETF	Added	25,688	+2,174	$4,524,684	+9.8%	3.62%
TDIV	First Trust NASDAQ Technology Dividend Index Fund	Reduced	38,432	-237	$4,335,898	−2.4%	3.47%
FVD	First Trust Value Line Dividend Index Fund	Added	75,451	+12	$3,539,406	−2.6%	2.83%
SKOR	FlexShares Credit-Scored US Corporate Bond Index Fund	Added	59,067	+6,349	$2,761,559	+7.9%	2.21%
IEO	iShares U.S. Oil & Gas Exploration & Production ETF	Reduced	20,439	-126	$2,697,948	+19.4%	2.16%
FV	First Trust Dorsey Wright Focus 5 ETF	Added	35,251	+38	$2,587,247	−3.2%	2.07%
CGSM	Capital Group Short Duration Municipal Income ETF	Added	82,882	+5,705	$2,130,896	+4.6%	1.70%
AAPL	Apple Inc. Technology	Held	6,314	0	$2,102,688	+15.1%	1.68%
FTCS	First Trust Capital Strength ETF	Reduced	19,161	-2	$1,798,259	−0.1%	1.44%
LMBS	First Trust Low Duration Opportunities ETF	Reduced	36,707	-413	$1,778,821	−3.7%	1.42%
FSZ	First Trust Switzerland AlphaDEX Fund	Reduced	21,514	-93	$1,681,749	−5.1%	1.35%
IYF	iShares U.S. Financials ETF	Added	12,967	+3,103	$1,629,433	+29.6%	1.30%
DE	Deere & Co Industrials	Held	2,235	0	$1,500,914	+5.9%	1.20%
HYLS	First Trust Tactical High Yield ETF	Added	36,809	+11,278	$1,445,857	+39.3%	1.16%
FXD	First Trust Consumer Discretionary AlphaDEX Fund	Reduced	21,915	-72	$1,405,408	−7.6%	1.12%
IEZ	iShares U.S. Oil Equipment & Services ETF	Reduced	50,304	-86	$1,334,062	−1.6%	1.07%
FGD	First Trust Dow Jones Global Select Dividend Index Fund	Reduced	39,184	-705	$1,299,733	+1.9%	1.04%
EMLP	First Trust North American Energy Infrastructure Fund	Reduced	31,331	-54	$1,284,257	−5.9%	1.03%
IYE	iShares U.S. Energy ETF	Reduced	19,737	-192	$1,278,957	+13.4%	1.02%
FGM	First Trust Germany AlphaDEX Fund	Added	20,782	+341	$1,230,005	−5.2%	0.98%
IYG	iShares U.S. Financial Services ETF	Reduced	12,689	-133	$1,140,994	−1.6%	0.91%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	Reduced	10,730	-23	$1,085,661	−6.4%	0.87%
MDIV	Multi-Asset Diversified Income Index Fund	Reduced	62,471	-22	$988,915	−4.3%	0.79%
EMR	Emerson Electric Co Industrials	Reduced	5,784	-1	$897,098	+8.3%	0.72%
MRK	Merck & Co., Inc. Healthcare	Held	5,954	0	$865,175	+13.1%	0.69%
UNP	Union Pacific Corp Industrials	Added	3,136	+4	$853,399	+0.2%	0.68%
FEMB	First Trust Emerging Markets Local Currency Bond ETF	Reduced	28,369	-14	$807,949	−2.6%	0.65%
AMZN	Amazon Com Inc Consumer Cyclical	Added	3,134	+11	$780,836	+4.9%	0.62%
CVX	Chevron Corp Energy	Added	3,788	+21	$773,547	+23.9%	0.62%
NFTY	First Trust India NIFTY 50 Equal Weight ETF	Reduced	14,784	-150	$753,984	−6.2%	0.60%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	5,113	+5	$742,816	−0.8%	0.59%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	3,151	-1	$727,691	−14.6%	0.58%
FLN	First Trust Latin America AlphaDEX Fund	Reduced	27,256	-140	$697,020	+2.9%	0.56%
FDD	First Trust STOXX European Select Dividend Index Fund	Reduced	33,354	-31	$641,063	+3.5%	0.51%
IYM	iShares U.S. Basic Materials ETF	Reduced	3,585	-12	$638,596	−1.1%	0.51%
FJP	First Trust Japan AlphaDEX Fund	Reduced	8,112	-93	$634,033	+1.2%	0.51%
FMB	First Trust Managed Municipal ETF	Reduced	12,965	-122	$620,504	−7.7%	0.50%
PEP	Pepsico Inc Consumer Defensive	Held	4,411	0	$558,961	−6.4%	0.45%
MSFT	Microsoft Corp Technology	Added	1,083	+8	$555,470	+38.5%	0.44%
FRI	First Trust S&P REIT Index Fund	Reduced	18,498	-22	$546,985	−6.8%	0.44%
FIXD	First Trust Smith Opportunistic Fixed Income ETF	Added	13,081	+225	$539,852	−3.7%	0.43%
NVDA	Nvidia Corp Technology	Added	2,341	+18	$534,637	+15.0%	0.43%

Showing the top 50 of 90 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.