Caldwell Investment Management Ltd.

CIK

1904373

Location

TORONTO, A6

Portfolio Value

Small $152,388,714

Diversification

Diversified

Filing Date

Global Rank

#7,334 / 8,794 ▼ 2495 · as of Jun 2026

Top Industry

Financial Data & Stock Exchanges 25.8%

Period ended 3 months ago

Filed Aug 11, 2026 · 55d

19 quarters · since Dec 2021

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

33 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

17.5%

+1.8 pts

Top 5

66.1%

+14.3 pts

Top 10

84.6%

+14.2 pts

HHI

1,032

Diversified+329

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	76.3%	$116,199,800	10
Industrials	8.3%	$12,612,080	9
Energy	7.8%	$11,929,398	2
Technology	2.9%	$4,397,762	5
Consumer Cyclical	1.5%	$2,216,562	1
Basic Materials	1.2%	$1,891,908	3
Utilities	0.8%	$1,158,144	1
Unclassified	0.7%	$1,070,355	1
Real Estate	0.6%	$912,705	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

2 positions

Ticker	Company	Δ Shares	Shares	Value
BAC	Bank Of America Corp /De/	+20,400	370,400	$21,105,392
VRT	Vertiv Holdings Co	+800	4,400	$1,473,208
No positions match the current search.

Trimmed

Positions the filer reduced

6 positions

Ticker	Company	Δ Shares	Shares	Value
CVE	Cenovus Energy Inc.	−216,000	74,800	$1,855,788
MIAX	Miami International Holdings, Inc.	−63,810	600,000	$22,296,000
AEM	Agnico Eagle Mines Ltd	−34,000	3,000	$465,390
STN	Stantec Inc	−8,400	9,400	$647,754
CBOE	Cboe Global Markets, Inc.	−8,000	110,000	$26,693,700
J	Jacobs Solutions Inc.	−4,100	6,900	$869,400
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
MFC	Manulife Financial Corp	244,000	$9,884,440
AMAT	Applied Materials Inc /De	2,200	$1,590,600
AAMI	Acadian Asset Management Inc.	17,500	$1,251,600
BEPC	Brookfield Renewable Corp	31,200	$1,158,144
RBA	Rb Global Inc.	9,900	$1,152,855
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	14,300	$1,070,355
RHP	Ryman Hospitality Properties, Inc.	7,100	$912,705
LIN	Linde PLC	1,700	$882,198
AIT	Applied Industrial Technologies Inc	2,600	$879,190
DRS	Leonardo DRS, Inc.	19,000	$810,730
EQX	Equinox Gold Corp.	56,000	$544,320
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
MS	Morgan Stanley	250,000	$41,142,500
C	Citigroup Inc	75,000	$8,505,750
SII	Sprott Inc.	57,300	$8,188,170
KGC	Kinross Gold Corp	170,300	$5,197,556
CCJ	Cameco Corp	41,000	$4,453,010
LHX	L3harris Technologies, Inc. /De/	7,600	$2,623,140
RY	Royal Bank Of Canada	15,600	$2,523,768
CLS	Celestica Inc	8,900	$2,506,952
FIX	Comfort Systems USA Inc	1,600	$2,206,384
PFE	Pfizer Inc	75,000	$2,106,000
OVV	Ovintiv Inc.	34,900	$2,071,664
MCK	Mckesson Corp	2,200	$1,903,792
MSI	Motorola Solutions, Inc.	4,200	$1,822,674
TJX	Tjx Companies Inc /De/	11,100	$1,772,670
KLAC	Kla Corp	1,200	$1,766,892
CAE	Cae Inc	66,100	$1,721,905
APH	Amphenol Corp /De/	6,800	$1,718,360
MSFT	Microsoft Corp	4,500	$1,665,765
CW	Curtiss Wright Corp	2,400	$1,634,688
TMO	Thermo Fisher Scientific Inc.	3,300	$1,622,049
HWM	Howmet Aerospace Inc.	6,400	$1,474,944
ROL	Rollins Inc	22,000	$1,175,020
LRCX	Lam Research Corp	5,400	$1,153,764
CNI	Canadian National Railway Co	10,800	$1,109,916
AROC	Archrock, Inc.	31,500	$1,096,200
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

33 tracked positions · $152,388,714 total · filing declares 33 positions · $152,278,984 · as of Jun 30, 2026

All sectors Basic Materials Consumer Cyclical Energy Financial Services Industrials Real Estate Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
CBOE	Cboe Global Markets, Inc. Financial Services	Reduced	110,000	-8,000	$26,693,700	−19.5%	17.52%
MIAX	Miami International Holdings, Inc. Financial Services	Reduced	600,000	-63,810	$22,296,000	−13.7%	14.63%
BAC	Bank Of America Corp /De/ Financial Services	Added	370,400	+20,400	$21,105,392	+23.7%	13.85%
KKR	KKR & Co. Inc. Financial Services	Held	200,000	0	$18,356,000	−0.8%	12.05%
ICE	Intercontinental Exchange, Inc. Financial Services	Held	100,000	0	$12,311,000	−21.7%	8.08%
EFXT	Enerflex Ltd. Energy	Held	411,000	0	$10,073,610	+17.2%	6.61%
MFC	Manulife Financial Corp Financial Services	NEW	244,000	NEW	$9,884,440	NEW	6.49%
ELVA	Electrovaya Inc. Industrials	Held	398,000	0	$4,179,000	+34.3%	2.74%
AMZN	Amazon Com Inc Consumer Cyclical	Held	9,300	0	$2,216,562	+14.4%	1.45%
CVE	Cenovus Energy Inc. Energy	Reduced	74,800	-216,000	$1,855,788	−75.9%	1.22%
ATS	ATS Corp /ATS Industrials	Held	60,800	0	$1,749,824	+2.1%	1.15%
V	Visa Inc. Financial Services	Held	5,100	0	$1,749,759	+13.5%	1.15%
AMAT	Applied Materials Inc /De Technology	NEW	2,200	NEW	$1,590,600	NEW	1.04%
VRT	Vertiv Holdings Co Industrials	Added	4,400	+800	$1,473,208	+63.3%	0.97%
JPM	Jpmorgan Chase & Co Financial Services	Held	4,100	0	$1,342,053	+11.3%	0.88%
AAMI	Acadian Asset Management Inc. Financial Services	NEW	17,500	NEW	$1,251,600	NEW	0.82%
IBKR	Interactive Brokers Group, Inc. Financial Services	Held	13,900	0	$1,209,856	+29.8%	0.79%
BEPC	Brookfield Renewable Corp Utilities	NEW	31,200	NEW	$1,158,144	NEW	0.76%
RBA	Rb Global Inc. Industrials	NEW	9,900	NEW	$1,152,855	NEW	0.76%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	NEW	14,300	NEW	$1,070,355	NEW	0.70%
RHP	Ryman Hospitality Properties, Inc. Real Estate	NEW	7,100	NEW	$912,705	NEW	0.60%
LIN	Linde PLC Basic Materials	NEW	1,700	NEW	$882,198	NEW	0.58%
NVDA	Nvidia Corp Technology	Held	4,400	0	$880,396	+14.7%	0.58%
AIT	Applied Industrial Technologies Inc Industrials	NEW	2,600	NEW	$879,190	NEW	0.58%
J	Jacobs Solutions Inc. Industrials	Reduced	6,900	-4,100	$869,400	−37.9%	0.57%
WCN	Waste Connections, Inc. Industrials	Held	5,100	0	$850,119	+2.6%	0.56%
GIB	Cgi Inc Technology	Held	12,910	0	$833,598	−11.7%	0.55%
DRS	Leonardo DRS, Inc. Industrials	NEW	19,000	NEW	$810,730	NEW	0.53%
NOW	ServiceNow, Inc. Technology	Held	7,000	0	$694,960	−5.0%	0.46%
STN	Stantec Inc Industrials	Reduced	9,400	-8,400	$647,754	−57.9%	0.43%
EQX	Equinox Gold Corp. Basic Materials	NEW	56,000	NEW	$544,320	NEW	0.36%
AEM	Agnico Eagle Mines Ltd Basic Materials	Reduced	3,000	-34,000	$465,390	−93.8%	0.31%
ACN	Accenture plc Technology	Held	3,200	0	$398,208	−37.2%	0.26%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.