Investments & Financial Planning, LLC

CIK

1909307

Location

LEXINGTON, KY

Portfolio Value

Micro $73,939,999

Diversification

Highly concentrated

Filing Date

Global Rank

#6,443 / 8,517 ▲ 460

Top Industry

Semiconductors 49.3%

3Y Alpha vs SPY

+12.2%

Period ended 46 days ago

Filed Aug 13, 2026 · 2d

18 quarters · since Dec 2021

Clone Performance

Aug 2023–Aug 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+134.6%

SPY

+75.3%

Annualised alpha

+12.3%

Max drawdown

−24.0%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends; a captured split can shorten the simulated window. It tracks 100% of reported value on average across 13 quarters. Past performance does not predict future results.

Portfolio Concentration

17 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

61.3%

+0.2 pts

Top 5

93.5%

−0.3 pts

Top 10

97.7%

−0.9 pts

HHI

4,127

Highly concentrated+33

Portfolio Trend

18 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	84.8%	$62,736,630	5
Technology	9.7%	$7,195,195	6
Consumer Cyclical	4.1%	$3,062,438	3
Financial Services	0.7%	$513,801	1
Industrials	0.3%	$228,592	1
Communication Services	0.3%	$203,343	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

7 positions

Ticker	Company	Δ Shares	Shares	Value
CGGR	Capital Group Growth ETF	+5,896	261,680	$12,351,296
VB	Vanguard Morningstar Small-Cap ETF	+801	149,530	$45,325,533
MSFT	Microsoft Corp	+145	1,955	$729,254
TSLA	Tesla, Inc.	+52	5,634	$2,369,660
NVDA	Nvidia Corp	+41	24,848	$4,971,836
AAPL	Apple Inc.	+30	2,404	$695,621
VEA	Vanguard FTSE Developed Markets ETF	+12	3,965	$282,506
No positions match the current search.

Trimmed

Positions the filer reduced

5 positions

Ticker	Company	Δ Shares	Shares	Value
SYBT	Stock Yards Bancorp, Inc.	−3,263	6,719	$513,801
BNDX	Vanguard Total International Bond ETF	−760	13,955	$675,840
BIV	Vanguard Intermediate-Term Bond ETF	−578	53,474	$4,101,455
ASML	Asml Holding NV	−29	127	$252,658
AMZN	Amazon Com Inc	−20	2,053	$489,312
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
MU	Micron Technology Inc	266	$307,041
TSM	Taiwan Semiconductor Manufacturing Co Ltd	500	$238,785
CASY	Caseys General Stores Inc	256	$203,466
GOOGL	Alphabet Inc.	569	$203,343
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
SCHW	Schwab Charles Corp	2,511	$235,983
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

17 tracked positions · $73,939,999 total · filing declares 40 positions · $211,180,759 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Financial Services Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VB	Vanguard Morningstar Small-Cap ETF	Added	149,530	+801	$45,325,533	+16.4%	61.30%
CGGR	Capital Group Growth ETF	Added	261,680	+5,896	$12,351,296	+20.1%	16.70%
NVDA	Nvidia Corp Technology	Added	24,848	+41	$4,971,836	+14.9%	6.72%
BIV	Vanguard Intermediate-Term Bond ETF	Reduced	53,474	-578	$4,101,455	−1.7%	5.55%
TSLA	Tesla, Inc. Consumer Cyclical	Added	5,634	+52	$2,369,660	+14.2%	3.20%
MSFT	Microsoft Corp Technology	Added	1,955	+145	$729,254	+8.8%	0.99%
AAPL	Apple Inc. Technology	Added	2,404	+30	$695,621	+15.5%	0.94%
BNDX	Vanguard Total International Bond ETF	Reduced	13,955	-760	$675,840	−4.4%	0.91%
SYBT	Stock Yards Bancorp, Inc. Financial Services	Reduced	6,719	-3,263	$513,801	−22.4%	0.69%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	2,053	-20	$489,312	+13.3%	0.66%
MU	Micron Technology Inc Technology	NEW	266	NEW	$307,041	NEW	0.42%
VEA	Vanguard FTSE Developed Markets ETF	Added	3,965	+12	$282,506	+11.5%	0.38%
ASML	Asml Holding NV Technology	Reduced	127	-29	$252,658	+22.6%	0.34%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	NEW	500	NEW	$238,785	NEW	0.32%
BA	Boeing Co Industrials	Held	1,056	0	$228,592	+8.8%	0.31%
CASY	Caseys General Stores Inc Consumer Cyclical	NEW	256	NEW	$203,466	NEW	0.28%
GOOGL	Alphabet Inc. Communication Services	NEW	569	NEW	$203,343	NEW	0.28%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.