UPTICK PARTNERS, LLC
Registered adviserFiling Date
Global Rank
#3,195
/ 8,807
▲ 262
Top Industry
Semiconductors
11.5%
Period ended 4 months ago
Filed Aug 10, 2026 · 2mo
11 quarters · since Dec 2023
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$1,063,169,479
Main clients
Individuals and high net worth
(100% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $1,063,169,479 | Individuals and high net worth (100%) |
| Mar 2025 to Mar 2026 | $688,095,249 | Individuals and high net worth (100%) |
| Apr 2024 to Feb 2025 | $398,566,727 | Individuals and high net worth (100%) |
| Jun 2023 to Mar 2024 | $251,808,741 | Individuals and high net worth (100%) |
| May 2023 | $0 | — |
| Feb 2023 to Apr 2023 | $0 | — |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Concentrated
The top 10 positions are 62.2% of the book (60%+)
Turnover
Low turnover
18.6% over the last four quarters (under 30%)
Horizon
Medium horizon
Value-weighted holding period 8.0 quarters (4 to under 12)
Closest benchmark: every 13F filer's combined book, active share 77.3%; sector active share 73.6% against the combined 13F book's sector weights.
Over time 11 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
335 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
14.4%
−3.8 pts
Top 5
45.7%
+1.3 pts
Top 10
62.2%
+2.1 pts
HHI
560
Diversified−28
Portfolio Trend
11 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 83.0% | $533,631,826 |
| Technology | 5.0% | $32,110,470 |
| Financial Services | 2.8% | $17,726,906 |
| Consumer Cyclical | 2.0% | $12,623,316 |
| Communication Services | 1.6% | $10,406,470 |
| Consumer Defensive | 1.6% | $10,261,513 |
| Energy | 1.5% | $9,906,157 |
| Healthcare | 1.1% | $7,235,357 |
| Industrials | 1.0% | $6,571,888 |
| Utilities | 0.3% | $2,167,551 |
| Real Estate | 0.1% | $346,810 |
| Basic Materials | 0.0% | $28,620 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| ACYN | First Trust Exchange-Traded Fund | +445,836 | 542,065 | $11,269,530 | |
| CORO | +198,085 | 205,733 | $7,529,827 | ||
| AVLC | Avantis U.S. Large Cap Equity ETF | +125,658 | 216,968 | $19,518,441 | |
| VO | VANGUARD MID-CAP INDEX FUND | +108,706 | 135,516 | $10,918,524 | |
| BUXX | Strive Enhanced Income Short Maturity ETF | +101,750 | 1,152,858 | $23,333,845 | |
| STXF | Strive 500 ETF | +99,595 | 585,228 | $28,266,511 | |
| VUG | VANGUARD GROWTH INDEX FUND | +92,204 | 110,420 | $9,511,578 | |
| QMMY | FT Vest Nasdaq-100 Moderate Buffer ETF - May | +38,839 | 58,884 | $1,559,837 | |
| IVW | iShares S&P 500 Growth ETF | +38,100 | 58,555 | $8,053,069 | |
| BNDX | Vanguard Total International Bond ETF | +35,875 | 48,865 | $2,366,531 | |
| USFR | WisdomTree Floating Rate Treasury Fund | +35,301 | 510,939 | $25,725,778 | |
| BUFR | FT Vest Laddered Buffer ETF | +28,689 | 60,945 | $2,226,320 | |
| CGCB | Capital Group Fixed Income ETF Trust | +19,782 | 295,352 | $7,732,315 | |
| AVEM | Avantis Emerging Markets Equity ETF | +18,883 | 25,286 | $2,439,846 | |
| IVE | iShares S&P 500 Value ETF | +18,829 | 30,955 | $7,028,642 | |
| GARP | iShares MSCI USA Quality GARP ETF | +18,536 | 69,655 | $5,750,020 | |
| SHLD | Global X Defense Tech ETF | +17,287 | 36,809 | $2,197,865 | |
| CGDV | Capital Group Dividend Value ETF | +15,949 | 131,550 | $6,482,784 | |
| BND | VANGUARD TOTAL BOND MARKET INDEX FUND | +15,065 | 26,759 | $1,964,378 | |
| AVDE | Avantis International Equity ETF | +14,666 | 41,473 | $3,699,391 | |
| WMT | Walmart Inc. | +13,180 | 38,034 | $4,307,730 | |
| QMFE | FT Vest Nasdaq-100 Moderate Buffer ETF - February | +12,955 | 32,664 | $793,441 | |
| DFIV | Dimensional International Value ETF | +12,671 | 24,112 | $1,302,530 | |
| SEIV | SEI Enhanced U.S. Large Cap Value Factor ETF | +12,377 | 24,412 | $1,171,776 | |
| DFEB | FT Vest U.S. Equity Deep Buffer ETF - February | +10,704 | 121,216 | $6,120,438 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SPYM | State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | −128,729 | 22,779 | $2,001,818 | |
| STXV | Strive 1000 Value ETF | −55,952 | 461,106 | $17,480,528 | |
| DYNF | iShares U.S. Equity Factor Rotation Active ETF | −45,265 | 101,873 | $6,928,382 | |
| SPYV | State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF | −35,200 | 4,037 | $245,409 | |
| STXG | Strive 1000 Growth ETF | −28,938 | 304,649 | $16,835,207 | |
| OBDC | Blue Owl Capital Corp | −24,498 | 82,092 | $892,340 | |
| SGVT | −21,859 | 96,513 | $9,722,719 | ||
| THRO | −17,627 | 6,444 | $277,800 | ||
| BINC | −14,880 | 8,136 | $425,838 | ||
| IAU | Ishares Gold Trust | −12,541 | 14,348 | $1,083,417 | |
| T | At&T Inc. | −8,869 | 627 | $12,978 | |
| STXT | Strive Total Return Bond ETF | −6,805 | 96,946 | $1,902,565 | |
| PSFO | Pacer Swan SOS Flex (October) ETF | −6,038 | 40,688 | $1,409,228 | |
| KMI | Kinder Morgan, Inc. | −5,949 | 538 | $17,199 | |
| SPDW | State Street(R) SPDR(R) Portfolio Developed World ex-US ETF | −5,276 | 5,067 | $255,326 | |
| SUSC | iShares ESG Aware USD Corporate Bond ETF | −4,782 | 9,788 | $226,601 | |
| BAI | BlackRock ETF Trust | −4,622 | 82,204 | $4,333,794 | |
| STXK | Strive Small-Cap ETF | −4,262 | 46,043 | $1,786,744 | |
| SCHG | Schwab U.S. Large-Cap Growth ETF | −3,228 | 28,327 | $958,585 | |
| IUSB | iShares Core Universal USD Bond ETF | −2,934 | 7,228 | $333,572 | |
| GOCT | FT Vest U.S. Equity Moderate Buffer ETF - October | −2,916 | 46,694 | $1,939,902 | |
| XSEP | FT Vest U.S. Equity Enhance & Moderate Buffer ETF - September | −2,408 | 16,387 | $727,664 | |
| SPYG | State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF | −2,370 | 9,394 | $1,117,792 | |
| PFE | Pfizer Inc | −1,403 | 40,712 | $980,344 | |
| PKW | Victory Portfolios II | −1,325 | 8,368 | $1,185,410 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| AFIX | Allspring Exchange-Traded Funds Trust | 136,289 | $3,379,285 | |
| IALT | 113,117 | $3,172,931 | ||
| GOVT | iShares U.S. Treasury Bond ETF | 116,774 | $2,660,111 | |
| MTUM | iShares MSCI USA Momentum Factor ETF | 6,914 | $2,370,326 | |
| SGOV | iShares 0-3 Month Treasury Bond ETF | 21,214 | $2,135,613 | |
| PZA | Invesco National AMT-Free Municipal Bond ETF | 83,092 | $1,954,323 | |
| BLCR | 36,470 | $1,836,993 | ||
| SPMB | State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF | 64,561 | $1,440,355 | |
| AVLV | Avantis U.S. Large Cap Value ETF | 7,593 | $692,557 | |
| SPCX | Space Exploration Technologies Corp | 3,237 | $553,073 | |
| DMAY | FT Vest U.S. Equity Deep Buffer ETF - May | 11,260 | $530,571 | |
| DAPR | FT Vest U.S. Equity Deep Buffer ETF - April | 12,112 | $495,138 | |
| MU | Micron Technology Inc | 416 | $480,184 | |
| WCMI | First Trust WCM International Equity ETF | 23,129 | $452,634 | |
| POW | VistaShares Electrification Supercycle ETF | 13,744 | $425,926 | |
| GRID | First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund | 2,189 | $419,740 | |
| SDVY | First Trust SMID Cap Rising Dividend Achievers ETF | 9,559 | $412,375 | |
| XIJN | FT Vest U.S. Equity Buffer & Premium Income ETF - June | 13,322 | $407,853 | |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 4,905 | $382,148 | |
| ACYS | FT Vest Laddered Autocallable Barrier & Resilient Income ETF | 17,612 | $361,750 | |
| VT | VANGUARD TOTAL WORLD STOCK INDEX FUND | 2,260 | $354,707 | |
| FGD | First Trust Dow Jones Global Select Dividend Index Fund | 10,617 | $339,637 | |
| SOXX | iShares Semiconductor ETF | 521 | $333,835 | |
| IDEV | iShares Core MSCI International Developed Markets ETF | 3,653 | $325,153 | |
| IONQ | IonQ, Inc. | 6,027 | $320,998 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
11 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SPTL | State Street(R) SPDR(R) Portfolio Long Term Treasury ETF | 31,284 | $822,769 | |
| HIMU | 13,910 | $667,401 | ||
| CRM | Salesforce, Inc. | 1,443 | $269,364 | |
| — | 3,009 | $266,266 | ||
| FTEC | Fidelity MSCI Information Technology Index ETF | 1,114 | $231,767 | |
| HON | Honeywell International Inc | 1,015 | $229,420 | |
| NFLX | Netflix Inc | 2,350 | $225,952 | |
| AMID | Argent Mid Cap ETF | 6,932 | $222,822 | |
| PSP | Victory Portfolios II | 3,915 | $221,275 | |
| — | 3,527 | $208,727 | ||
| MBB | iShares MBS ETF | 7,962 | $0 | |
| No positions match the current search. | ||||
335 tracked positions ·
$643,016,884 total
· filing declares
384 positions · $643,029,795
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 335 positions by value
· page 1 of 7
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| STXF |
Strive 500 ETF
|
Added | 585,228 | $28,266,511 | 4.40% | |
| USFR |
WisdomTree Floating Rate Treasury Fund
|
Added | 510,939 | $25,725,778 | 4.00% | |
| BUXX |
Strive Enhanced Income Short Maturity ETF
|
Added | 1,152,858 | $23,333,845 | 3.63% | |
| FTSM |
First Trust Enhanced Short Maturity ETF
|
Added | 386,777 | $23,102,189 | 3.59% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 30,316 | $20,821,331 | 3.24% | |
| AVLC |
Avantis U.S. Large Cap Equity ETF
|
Added | 216,968 | $19,518,441 | 3.04% | |
| STXV |
Strive 1000 Value ETF
|
Reduced | 461,106 | $17,480,528 | 2.72% | |
| STXG |
Strive 1000 Growth ETF
|
Reduced | 304,649 | $16,835,207 | 2.62% | |
| ACYN |
First Trust Exchange-Traded Fund
|
Added | 542,065 | $11,269,530 | 1.75% | |
| VO |
VANGUARD MID-CAP INDEX FUND
|
Added | 135,516 | $10,918,524 | 1.70% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 13,303 | $9,962,483 | 1.55% | |
| SGVT |
|
Reduced | 96,513 | $9,722,719 | 1.51% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 110,420 | $9,511,578 | 1.48% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Added | 40,800 | $8,891,544 | 1.38% | |
| AAPL |
Apple Inc.
Technology
|
Added | 28,148 | $8,144,905 | 1.27% | |
| IVW |
iShares S&P 500 Growth ETF
|
Added | 58,555 | $8,053,069 | 1.25% | |
| CGCB |
Capital Group Fixed Income ETF Trust
|
Added | 295,352 | $7,732,315 | 1.20% | |
| CORO |
|
Added | 205,733 | $7,529,827 | 1.17% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Reduced | 9,852 | $7,255,012 | 1.13% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 19,084 | $7,118,712 | 1.11% | |
| IVE |
iShares S&P 500 Value ETF
|
Added | 30,955 | $7,028,642 | 1.09% | |
| DYNF |
iShares U.S. Equity Factor Rotation Active ETF
|
Reduced | 101,873 | $6,928,382 | 1.08% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 27,513 | $6,557,447 | 1.02% | |
| CGDV |
Capital Group Dividend Value ETF
|
Added | 131,550 | $6,482,784 | 1.01% | |
| DFEB |
FT Vest U.S. Equity Deep Buffer ETF - February
|
Added | 121,216 | $6,120,438 | 0.95% | |
| GARP |
iShares MSCI USA Quality GARP ETF
|
Added | 69,655 | $5,750,020 | 0.89% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 15,742 | $5,625,718 | 0.87% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Reduced | 34,011 | $5,374,758 | 0.84% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 7,051 | $5,265,475 | 0.82% | |
| AVUV |
Avantis U.S. Small Cap Value ETF
|
Added | 39,737 | $4,957,588 | 0.77% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 23,634 | $4,728,926 | 0.74% | |
| BAI |
BlackRock ETF Trust
|
Reduced | 82,204 | $4,333,794 | 0.67% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 38,034 | $4,307,730 | 0.67% | |
| SPHQ |
Invesco S&P 500 Quality ETF
|
Added | 47,068 | $4,240,826 | 0.66% | |
| VIG |
Vanguard Specialized Funds
|
Added | 17,503 | $4,141,559 | 0.64% | |
| FBND |
Fidelity Total Bond ETF
|
Added | 87,568 | $3,983,468 | 0.62% | |
| AVDE |
Avantis International Equity ETF
|
Added | 41,473 | $3,699,391 | 0.58% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 9,845 | $3,643,043 | 0.57% | |
| FENI |
Fidelity Enhanced International ETF
|
Added | 89,759 | $3,602,028 | 0.56% | |
| FDVV |
Fidelity High Dividend ETF
|
Reduced | 58,716 | $3,539,987 | 0.55% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 9,334 | $3,525,918 | 0.55% | |
| AFIX |
Allspring Exchange-Traded Funds Trust
|
NEW | 136,289 | $3,379,285 | 0.53% | |
| IALT |
|
NEW | 113,117 | $3,172,931 | 0.49% | |
| XLE |
State Street(R) Energy Select Sector SPDR(R) ETF
|
Added | 59,546 | $3,162,487 | 0.49% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 12,288 | $3,120,783 | 0.49% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 7,230 | $3,040,937 | 0.47% | |
| OEF |
iShares S&P 100 ETF
|
Added | 7,917 | $2,896,592 | 0.45% | |
| FMDE |
Fidelity Enhanced Mid Cap Core ETF
|
Added | 68,290 | $2,771,208 | 0.43% | |
| GOVT |
iShares U.S. Treasury Bond ETF
|
NEW | 116,774 | $2,660,111 | 0.41% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 18,095 | $2,653,450 | 0.41% |
Showing the top 50 of 335 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.