Hopwood Financial Services, Inc.

Registered adviser

CIK

2023166

Location

RESTON, VA

Portfolio Value

Small $172,110,980

Diversification

Diversified

Filing Date

Global Rank

#6,978 / 8,827 ▲ 60 · as of Jun 2026

Top Industry

Oil & Gas Integrated 20.6%

Period ended 39 days ago

Filed Oct 29, 2026 · 10d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 127927

Roster of Nov 1, 2026

Regulatory AUM

$750,255,685

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$750,255,685	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$666,556,928	Individuals and high net worth (98%)
Apr 2024 to Mar 2025	$548,072,602	Individuals and high net worth (98%)
May 2023 to Mar 2024	$486,260,899	Individuals and high net worth (98%)
Apr 2023	$486,260,899	Individuals and high net worth (98%)
Apr 2022 to Mar 2023	$531,765,109	Individuals and high net worth (98%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 77.9% of the book (60%+)

Turnover

Low turnover

9.1% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.3 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 79.8%; sector active share 70.0% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

90 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

24.9%

−0.8 pts

Top 5

62.6%

+0.4 pts

Top 10

78.6%

+0.7 pts

HHI

1,070

Diversified−11

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	83.0%	$142,808,153	48
Technology	3.8%	$6,533,651	6
Energy	3.5%	$6,022,097	2
Healthcare	1.9%	$3,341,155	6
Industrials	1.8%	$3,087,730	6
Financial Services	1.7%	$2,985,657	8
Communication Services	1.6%	$2,671,208	3
Consumer Cyclical	1.3%	$2,242,534	5
Consumer Defensive	1.3%	$2,217,582	5
Utilities	0.1%	$201,213	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CGXU	Capital Group International Focus Equity ETF	+31,586	654,163	$22,431,249
VXUS	Vanguard Total International Stock ETF	+11,275	26,344	$2,238,186
TSPA	T. Rowe Price U.S. Equity Research ETF	+5,283	103,101	$4,975,654
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+4,681	149,083	$11,389,941
CGDV	Capital Group Dividend Value ETF	+4,129	51,738	$2,527,401
IJH	iShares Core S&P Mid-Cap ETF	+3,856	212,204	$15,268,077
TVAL	T. Rowe Price Value ETF	+3,493	55,356	$2,325,505
CGGR	Capital Group Growth ETF	+1,133	96,875	$4,594,781
IUSV	iShares Core S&P U.S. Value ETF	+750	3,160	$348,484
TCHP	T. Rowe Price Blue Chip Growth ETF	+594	105,343	$5,415,683
—		+417	6,833	$0
JPM	Jpmorgan Chase & Co	+345	3,448	$1,140,701
IJR	iShares Core S&P Small-Cap ETF	+306	58,283	$7,928,819
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+262	1,928	$377,406
VOO	VANGUARD 500 INDEX FUND	+216	2,211	$1,549,601
BX	Blackstone Inc.	+142	2,032	$227,766
JNJ	Johnson & Johnson	+107	5,087	$1,346,732
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+103	8,179	$503,008
—		+97	4,579	$0
PEP	Pepsico Inc	+68	4,869	$616,999
CVX	Chevron Corp	+52	2,030	$414,546
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	+45	2,822	$471,217
EMR	Emerson Electric Co	+2	2,716	$421,251
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+2	6,311	$248,905
CSCO	Cisco Systems, Inc.	+1	3,734	$401,890
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ACWX	iShares MSCI ACWI ex U.S. ETF	−1,651	137,213	$10,376,047
XOM	ExxonMobil Holdings Corp	−1,339	34,455	$5,607,551
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−1,230	6,405	$449,310
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−702	32,965	$4,142,711
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−485	4,052	$1,516,420
AAPL	Apple Inc.	−485	6,744	$2,245,886
NVDA	Nvidia Corp	−265	921	$210,337
WMT	Walmart Inc.	−250	2,786	$289,521
GOOGL	Alphabet Inc.	−240	5,073	$1,745,517
MSFT	Microsoft Corp	−209	6,157	$3,157,925
NFLX	Netflix Inc	−200	3,500	$243,530
ABT	Abbott Laboratories	−195	2,624	$259,329
ITW	Illinois Tool Works Inc	−165	3,607	$928,008
MA	Mastercard Inc	−130	382	$210,661
—		−122	6,656	$0
IVV	iShares Core S&P 500 ETF	−118	5,720	$4,380,662
PG	PROCTER & GAMBLE Co	−115	4,679	$679,765
SPY	Spdr S&P 500 ETF Trust	−105	22,683	$17,298,736
VIG	Vanguard Specialized Funds	−80	2,497	$582,575
TROW	Price T Rowe Group Inc	−70	2,559	$266,263
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−60	1,894	$293,948
COST	Costco Wholesale Corp	−58	387	$352,301
MDY	Spdr S&P Midcap 400 ETF Trust	−40	9,992	$6,561,846
RTX	RTX Corp	−34	5,513	$1,023,488
AMZN	Amazon Com Inc	−20	2,791	$695,377
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
MAR	Marriott International Inc	680	$241,855
NSC	Norfolk Southern Corp	749	$231,441
AEP	American Electric Power Co Inc	1,696	$201,213
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
LRCX	Lam Research Corp	690	$298,997
AON	Aon plc	745	$247,109
HD	Home Depot, Inc.	583	$205,612
INTC	Intel Corp	1,460	$203,859
AVGO	Broadcom Inc.	532	$200,963
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

90 tracked positions · $172,110,980 total · filing declares 90 positions · $174,348,412 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 90 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
CGXU	Capital Group International Focus Equity ETF	Added	654,163	+31,586	$22,431,249	+4.1%	13.03%
SPY	Spdr S&P 500 ETF Trust	Reduced	22,683	-105	$17,298,736	+1.7%	10.05%
IJH	iShares Core S&P Mid-Cap ETF	Added	212,204	+3,856	$15,268,077	−5.0%	8.87%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	149,083	+4,681	$11,389,941	+1.2%	6.62%
ACWX	iShares MSCI ACWI ex U.S. ETF	Reduced	137,213	-1,651	$10,376,047	−1.8%	6.03%
IJR	iShares Core S&P Small-Cap ETF	Added	58,283	+306	$7,928,819	−7.8%	4.61%
MDY	Spdr S&P Midcap 400 ETF Trust	Reduced	9,992	-40	$6,561,846	−7.0%	3.81%
XOM	ExxonMobil Holdings Corp Energy	Reduced	34,455	-1,339	$5,607,551	+14.6%	3.26%
TCHP	T. Rowe Price Blue Chip Growth ETF	Added	105,343	+594	$5,415,683	+3.2%	3.15%
TSPA	T. Rowe Price U.S. Equity Research ETF	Added	103,101	+5,283	$4,975,654	+7.0%	2.89%
CGGR	Capital Group Growth ETF	Added	96,875	+1,133	$4,594,781	+1.7%	2.67%
IVV	iShares Core S&P 500 ETF	Reduced	5,720	-118	$4,380,662	+0.2%	2.55%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	32,965	-702	$4,142,711	+3.0%	2.41%
MSFT	Microsoft Corp Technology	Reduced	6,157	-209	$3,157,925	+33.0%	1.83%
IVW	iShares S&P 500 Growth ETF	Held	17,913	0	$2,548,303	+3.4%	1.48%
CGDV	Capital Group Dividend Value ETF	Added	51,738	+4,129	$2,527,401	+7.7%	1.47%
TVAL	T. Rowe Price Value ETF	Added	55,356	+3,493	$2,325,505	+7.6%	1.35%
AAPL	Apple Inc. Technology	Reduced	6,744	-485	$2,245,886	+7.4%	1.30%
VXUS	Vanguard Total International Stock ETF	Added	26,344	+11,275	$2,238,186	+73.7%	1.30%
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	Held	13,609	0	$1,973,849	+2.2%	1.15%
IVE	iShares S&P 500 Value ETF	Held	8,063	0	$1,840,621	+0.5%	1.07%
GOOGL	Alphabet Inc. Communication Services	Reduced	5,073	-240	$1,745,517	−8.1%	1.01%
VTV	VANGUARD VALUE INDEX FUND	Held	7,762	0	$1,677,212	−0.8%	0.97%
VOO	VANGUARD 500 INDEX FUND	Added	2,211	+216	$1,549,601	+13.1%	0.90%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	4,052	-485	$1,516,420	−9.7%	0.88%
JNJ	Johnson & Johnson Healthcare	Added	5,087	+107	$1,346,732	+6.5%	0.78%
VFH	VANGUARD FINANCIALS INDEX FUND	Reduced	9,780	-14	$1,272,280	−1.3%	0.74%
JPM	Jpmorgan Chase & Co Financial Services	Added	3,448	+345	$1,140,701	+12.3%	0.66%
RTX	RTX Corp Industrials	Reduced	5,513	-34	$1,023,488	−2.8%	0.59%
DFAC	Dimensional U.S. Core Equity 2 ETF	Held	21,326	0	$947,940	+0.2%	0.55%
ITW	Illinois Tool Works Inc Industrials	Reduced	3,607	-165	$928,008	−9.0%	0.54%
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	Held	7,898	0	$876,441	+3.6%	0.51%
LOW	Lowes Companies Inc Consumer Cyclical	Held	4,349	0	$801,477	−16.4%	0.47%
AMGN	Amgen Inc Healthcare	Reduced	1,719	-10	$724,575	+15.7%	0.42%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	2,791	-20	$695,377	+3.8%	0.40%
GOOG	Alphabet Inc. Communication Services	Reduced	2,002	-10	$682,161	−4.0%	0.40%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	4,679	-115	$679,765	−3.3%	0.39%
PEP	Pepsico Inc Consumer Defensive	Added	4,869	+68	$616,999	−5.1%	0.36%
VIG	Vanguard Specialized Funds	Reduced	2,497	-80	$582,575	−4.5%	0.34%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	8,179	+103	$503,008	+17.3%	0.29%
QQQ	Invesco Qqq Trust, Series 1	Held	657	0	$486,028	+0.5%	0.28%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Added	2,822	+45	$471,217	−8.4%	0.27%
SCHW	Schwab Charles Corp Financial Services	Held	4,717	0	$461,039	+5.9%	0.27%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	6,405	-1,230	$449,310	−19.8%	0.26%
ABBV	AbbVie Inc. Healthcare	Held	1,661	0	$434,500	+4.0%	0.25%
AUB	Atlantic Union Bankshares Corp Financial Services	Held	11,231	0	$426,216	−10.3%	0.25%
EMR	Emerson Electric Co Industrials	Added	2,716	+2	$421,251	+8.4%	0.24%
CVX	Chevron Corp Energy	Added	2,030	+52	$414,546	+26.4%	0.24%
CSCO	Cisco Systems, Inc. Technology	Added	3,734	+1	$401,890	−8.3%	0.23%
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	Held	3,653	0	$397,592	−7.2%	0.23%

Showing the top 50 of 90 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.