Berkeley, Inc

Registered adviser

CIK

2051965

Location

Boise, ID

Portfolio Value

Small $246,756,153

Diversification

Diversified

Filing Date

Global Rank

#4,921 / 8,811 ▼ 403 · as of Jun 2026

Top Industry

Credit Services 21.4%

Period ended 21 days ago

Filed Oct 20, 2026 · 1d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 117667

Roster of Oct 1, 2026

Regulatory AUM

$573,945,827

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$573,945,827	Individuals and high net worth (98%)
Apr 2025 to Feb 2026	$595,858,211	Individuals and high net worth (97%)
Feb 2024 to Mar 2025	$327,388,998	Individuals and high net worth (95%)
Jun 2023 to Jan 2024	$301,000,000	Individuals and high net worth (100%)
May 2023	$287,294,000	Individuals and high net worth (100%)
Apr 2022 to Apr 2023	$287,294,000	Individuals and high net worth (100%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 59.4%, 18.7 effective positions, active share 83.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

23.4% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 11.9 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 83.5%; sector active share 55.9% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

84 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

18.0%

+4.7 pts

Top 5

42.6%

+1.0 pts

Top 10

63.3%

+3.9 pts

HHI

642

Diversified+107

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	47.6%	$117,558,007	54
Financial Services	19.7%	$48,558,186	7
Consumer Cyclical	11.2%	$27,537,086	6
Technology	9.8%	$24,302,706	9
Communication Services	4.8%	$11,859,405	1
Basic Materials	2.6%	$6,424,233	1
Healthcare	2.4%	$5,979,038	3
Industrials	1.8%	$4,537,492	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

23 positions

Ticker	Company	Δ Shares	Shares	Value
IUS	Invesco RAFI Strategic US ETF	+30,512	264,245	$17,919,272
IDHQ	Invesco Ltd.	+11,358	676,287	$0
AVDV	Avantis International Small Cap Value ETF	+9,126	29,399	$3,215,662
OPPJ	WisdomTree Japan Opportunities Fund	+8,034	235,824	$14,010,303
DXJ	WisdomTree Japan Hedged Equity Fund	+6,309	51,497	$9,297,778
DDLS	WisdomTree Dynamic International SmallCap Equity Fund	+4,581	193,637	$8,766,915
CPRT	Copart Inc	+4,284	95,573	$2,607,231
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	+832	15,653	$860,132
XMHQ	Victory Portfolios II	+768	62,539	$0
SPHQ	Invesco S&P 500 Quality ETF	+730	76,520	$6,433,801
MA	Mastercard Inc	+631	15,762	$8,692,270
IHDG	WisdomTree International Hedged Quality Dividend Growth Fund	+355	177,829	$9,229,325
MSFT	Microsoft Corp	+329	21,601	$11,079,152
—		+197	43,092	$0
ZTS	Zoetis Inc.	+139	20,826	$1,454,279
SCHY	Schwab International Dividend Equity ETF	+46	34,305	$1,077,177
DBEU	Xtrackers MSCI Europe Hedged Equity ETF	+40	30,670	$1,638,084
ULTA	Ulta Beauty, Inc.	+40	2,345	$1,280,768
FYLD	Cambria Foreign Shareholder Yield ETF	+13	5,648	$223,321
OPPE	WisdomTree European Opportunities Fund	+12	7,990	$459,984
IWS	iShares Russell Mid-Cap Value ETF	+1	3,646	$586,058
—		+1	1,536	$0
SCHM	Schwab U.S. Mid-Cap ETF	+1	10,638	$361,904
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−108,235	253,242	$0
—		−23,285	119,512	$0
—		−17,503	35,629	$0
BPRE	Bluerock Private Real Estate Fund	−17,007	47,494	$595,574
SCHX	Schwab U.S. Large-Cap ETF	−6,961	147,455	$4,423,650
HSCZ	iShares Currency Hedged MSCI EAFE Small-Cap ETF	−2,418	28,532	$1,239,430
—		−2,134	132,213	$0
—		−2,005	187,622	$0
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	−1,867	24,723	$2,404,064
MORN	Morningstar, Inc.	−1,708	13,494	$2,564,399
PAYC	Paycom Software, Inc.	−1,486	31,401	$6,834,427
TJX	Tjx Companies Inc /De/	−975	5,455	$721,751
HEFA	iShares Currency Hedged MSCI EAFE ETF	−659	17,164	$796,237
DFAT	Dimensional U.S. Targeted Value ETF	−589	9,439	$627,127
NVR	Nvr Inc	−579	823	$5,065,062
IVV	iShares Core S&P 500 ETF	−507	6,739	$5,161,063
GWX	State Street(R) SPDR(R) S&P(R) International Small Cap ETF	−500	4,406	$200,781
SCHA	Schwab U.S. Small-Cap ETF	−496	17,459	$569,687
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	−450	3,986	$583,869
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−411	3,962	$1,482,738
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−350	5,754	$351,742
PAYX	Paychex Inc	−347	5,738	$565,193
INTU	Intuit Inc.	−327	9,977	$2,750,758
LOW	Lowes Companies Inc	−248	35,191	$6,485,349
V	Visa Inc.	−231	52,592	$18,897,883
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
EBI	Longview Advantage ETF	101,773	$6,658,396
JPUS	JPMorgan Diversified Return U.S. Equity ETF	26,119	$3,544,870
HONA	Honeywell Aerospace Inc.	10,872	$1,684,833
SMLF	iShares U.S. Small-Cap Equity Factor ETF	6,796	$567,873
XHB	State Street(R) SPDR(R) S&P(R) Homebuilders ETF	4,604	$442,122
No positions match the current search.

Sold Out

Positions the filer fully exited

7 positions

Ticker	Company	Shares	Value
EUDG	WisdomTree Europe Quality Dividend Growth Fund	17,662	$686,521
NVDA	Nvidia Corp	2,178	$435,796
MU	Micron Technology Inc	300	$346,287
WSM	Williams Sonoma Inc	1,348	$314,218
TSLA	Tesla, Inc.	725	$304,935
MRVL	Marvell Technology, Inc.	718	$213,885
PLTR	Palantir Technologies Inc.	1,830	$213,506
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

84 tracked positions · $246,756,153 total · filing declares 84 positions · $324,203,002 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Financial Services Healthcare Industrials Technology

Showing 1–50 of 84 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
V	Visa Inc. Financial Services	Reduced	52,592	-231	$18,897,883	+4.3%	7.66%
IUS	Invesco RAFI Strategic US ETF	Added	264,245	+30,512	$17,919,272	+16.9%	7.26%
OPPJ	WisdomTree Japan Opportunities Fund	Added	235,824	+8,034	$14,010,303	+6.7%	5.68%
GOOGL	Alphabet Inc. Communication Services	Reduced	34,467	-76	$11,859,405	−3.9%	4.81%
MSFT	Microsoft Corp Technology	Added	21,601	+329	$11,079,152	+39.6%	4.49%
MKL	Markel Group Inc. Financial Services	Reduced	5,670	-24	$9,709,591	−12.7%	3.93%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	38,633	-203	$9,625,411	+4.0%	3.90%
DXJ	WisdomTree Japan Hedged Equity Fund	Added	51,497	+6,309	$9,297,778	+18.6%	3.77%
IHDG	WisdomTree International Hedged Quality Dividend Growth Fund	Added	177,829	+355	$9,229,325	−0.7%	3.74%
DDLS	WisdomTree Dynamic International SmallCap Equity Fund	Added	193,637	+4,581	$8,766,915	+5.3%	3.55%
MA	Mastercard Inc Financial Services	Added	15,762	+631	$8,692,270	+11.9%	3.52%
SPGI	S&P Global Inc. Financial Services	Reduced	20,530	-149	$8,098,469	−3.8%	3.28%
PAYC	Paycom Software, Inc. Technology	Reduced	31,401	-1,486	$6,834,427	+65.4%	2.77%
EBI	Longview Advantage ETF	NEW	101,773	NEW	$6,658,396	NEW	2.70%
LOW	Lowes Companies Inc Consumer Cyclical	Reduced	35,191	-248	$6,485,349	−17.0%	2.63%
SPHQ	Invesco S&P 500 Quality ETF	Added	76,520	+730	$6,433,801	−5.8%	2.61%
SSD	Simpson Manufacturing Co., Inc. Basic Materials	Reduced	37,595	-133	$6,424,233	−18.7%	2.60%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	169,772	-213	$5,522,683	+2.5%	2.24%
IVV	iShares Core S&P 500 ETF	Reduced	6,739	-507	$5,161,063	−4.9%	2.09%
NVR	Nvr Inc Consumer Cyclical	Reduced	823	-579	$5,065,062	−47.0%	2.05%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	147,455	-6,961	$4,423,650	−2.7%	1.79%
ROST	Ross Stores, Inc. Consumer Cyclical	Reduced	18,675	-107	$4,358,745	+9.0%	1.77%
MEDP	Medpace Holdings, Inc. Healthcare	Reduced	6,415	-16	$4,004,114	+17.6%	1.62%
JPUS	JPMorgan Diversified Return U.S. Equity ETF	NEW	26,119	NEW	$3,544,870	NEW	1.44%
AVDV	Avantis International Small Cap Value ETF	Added	29,399	+9,126	$3,215,662	+53.9%	1.30%
INTU	Intuit Inc. Technology	Reduced	9,977	-327	$2,750,758	+2.3%	1.11%
CPRT	Copart Inc Industrials	Added	95,573	+4,284	$2,607,231	+1.3%	1.06%
MORN	Morningstar, Inc. Financial Services	Reduced	13,494	-1,708	$2,564,399	+8.1%	1.04%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Reduced	24,723	-1,867	$2,404,064	−5.4%	0.97%
VOO	VANGUARD 500 INDEX FUND	Reduced	3,213	-33	$2,251,863	+1.0%	0.91%
AAPL	Apple Inc. Technology	Reduced	5,144	-56	$1,713,054	+13.8%	0.69%
HONA	Honeywell Aerospace Inc. Industrials	NEW	10,872	NEW	$1,684,833	NEW	0.68%
DBEU	Xtrackers MSCI Europe Hedged Equity ETF	Added	30,670	+40	$1,638,084	−0.9%	0.66%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	3,962	-411	$1,482,738	−8.4%	0.60%
ZTS	Zoetis Inc. Healthcare	Added	20,826	+139	$1,454,279	−2.2%	0.59%
ULTA	Ulta Beauty, Inc. Consumer Cyclical	Added	2,345	+40	$1,280,768	+23.2%	0.52%
HSCZ	iShares Currency Hedged MSCI EAFE Small-Cap ETF	Reduced	28,532	-2,418	$1,239,430	−6.8%	0.50%
SCZ	iShares MSCI EAFE Small-Cap ETF	Held	14,218	0	$1,200,283	+2.6%	0.49%
SCHY	Schwab International Dividend Equity ETF	Added	34,305	+46	$1,077,177	−0.9%	0.44%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Held	4,547	0	$889,074	−1.0%	0.36%
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	Added	15,653	+832	$860,132	+6.2%	0.35%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	3,717	-76	$858,738	−6.8%	0.35%
HEFA	iShares Currency Hedged MSCI EAFE ETF	Reduced	17,164	-659	$796,237	−4.8%	0.32%
TJX	Tjx Companies Inc /De/ Consumer Cyclical	Reduced	5,455	-975	$721,751	−25.9%	0.29%
DFAT	Dimensional U.S. Targeted Value ETF	Reduced	9,439	-589	$627,127	−10.5%	0.25%
BPRE	Bluerock Private Real Estate Fund Financial Services	Reduced	47,494	-17,007	$595,574	−29.0%	0.24%
IWS	iShares Russell Mid-Cap Value ETF	Added	3,646	+1	$586,058	−2.3%	0.24%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Reduced	3,986	-450	$583,869	−13.5%	0.24%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	17,459	-496	$569,687	−12.2%	0.23%
SMLF	iShares U.S. Small-Cap Equity Factor ETF	NEW	6,796	NEW	$567,873	NEW	0.23%

Showing the top 50 of 84 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.