LEGACY SOLUTIONS, LLC

Registered adviser

CIK

2053314

Location

KENNETT SQUARE, PA

Portfolio Value

Small $102,203,110

Diversification

Diversified

Filing Date

Global Rank

#7,863 / 8,811 ▲ 61 · as of Jun 2026

Top Industry

Semiconductors 18.3%

Period ended 21 days ago

Filed Oct 7, 2026 · 14d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 323360

Roster of Oct 1, 2026

Regulatory AUM

$243,826,836

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$243,826,836	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$192,755,100	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$163,923,630	Individuals and high net worth (100%)
May 2023 to Mar 2024	$107,375,178	Individuals and high net worth (100%)
Apr 2023	$107,375,178	Individuals and high net worth (100%)
Nov 2022 to Mar 2023	$0	—

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 74.8% of the book (60%+)

Turnover

Low turnover

11.1% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.6 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 85.5%; sector active share 77.6% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

91 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

22.9%

+4.3 pts

Top 5

58.3%

−1.0 pts

Top 10

74.5%

−0.3 pts

HHI

946

Diversified+43

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	85.7%	$87,561,042	57
Technology	5.3%	$5,383,157	7
Financial Services	2.4%	$2,433,430	8
Utilities	1.5%	$1,500,778	3
Communication Services	1.4%	$1,388,582	3
Energy	0.9%	$957,513	3
Industrials	0.8%	$823,612	2
Consumer Cyclical	0.7%	$680,476	2
Consumer Defensive	0.6%	$611,135	2
Healthcare	0.4%	$443,342	2
Basic Materials	0.2%	$216,741	1
Real Estate	0.2%	$203,302	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

24 positions

Ticker	Company	Δ Shares	Shares	Value
HTRB	Hartford Total Return Bond ETF	+9,856	100,256	$3,213,204
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	+8,966	111,612	$2,718,868
FBND	Fidelity Total Bond ETF	+5,359	64,924	$2,811,209
IUSV	iShares Core S&P U.S. Value ETF	+2,724	73,844	$0
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+2,026	20,079	$1,534,035
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+1,976	198,997	$9,991,639
—		+1,955	76,690	$0
BUFR	FT Vest Laddered Buffer ETF	+1,628	24,435	$915,579
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	+1,391	22,517	$2,264,084
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	+1,351	66,933	$3,464,452
GSY	Invesco Ultra Short Duration ETF	+1,285	40,946	$2,044,433
IUSG	iShares Core S&P U.S. Growth ETF	+1,227	45,681	$0
IVOO	VANGUARD S&P MID-CAP 400 INDEX FUND	+1,187	38,126	$4,642,221
FMB	First Trust Managed Municipal ETF	+624	33,003	$1,579,523
JTEK	JPMorgan U.S. Tech Leaders ETF	+204	2,496	$262,566
FJUN	FT Vest U.S. Equity Buffer ETF - June	+139	7,984	$488,511
—		+50	27,444	$0
GOOGL	Alphabet Inc.	+34	2,410	$829,232
MU	Micron Technology Inc	+22	221	$235,389
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+5	571	$260,484
ITOT	iShares Core S&P Total U.S. Stock Market ETF	+4	9,467	$0
IJH	iShares Core S&P Mid-Cap ETF	+3	3,795	$0
VUG	VANGUARD GROWTH INDEX FUND	+2	2,442	$220,048
IVV	iShares Core S&P 500 ETF	+1	1,432	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CGGR	Capital Group Growth ETF	−5,290	165,161	$7,833,586
AVGO	Broadcom Inc.	−1,148	1,864	$654,618
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−1,009	230,851	$20,721,185
NVDA	Nvidia Corp	−882	6,711	$1,532,658
AAPL	Apple Inc.	−762	4,118	$1,371,376
MOAT	VanEck Morningstar Wide Moat ETF	−492	13,548	$1,432,159
VUSB	VANGUARD ULTRA-SHORT BOND ETF	−382	42,279	$2,094,924
—		−343	14,991	$0
AMZN	Amazon Com Inc	−226	1,750	$436,012
JCI	Johnson Controls International plc	−209	2,818	$418,895
WMT	Walmart Inc.	−205	3,384	$351,665
C	Citigroup Inc	−192	3,433	$444,504
FMAR	FT Vest U.S. Equity Buffer ETF - March	−160	7,471	$400,296
AEP	American Electric Power Co Inc	−152	2,067	$245,228
PG	PROCTER & GAMBLE Co	−142	1,786	$259,470
—		−138	3,414	$0
RTX	RTX Corp	−128	2,180	$404,717
MS	Morgan Stanley	−126	2,617	$492,205
COP	Conocophillips	−119	2,993	$374,573
EOG	Eog Resources Inc	−111	1,460	$201,129
BRK-B	Berkshire Hathaway Inc	−58	476	$237,024
APD	Air Products & Chemicals, Inc.	−56	779	$216,741
MSFT	Microsoft Corp	−49	1,907	$978,100
V	Visa Inc.	−44	1,100	$395,263
GS	Goldman Sachs Group Inc	−39	456	$410,564
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
JIVE	JPMorgan International Value ETF	64,374	$6,129,692
DIS	Walt Disney Co	2,408	$252,599
BDX	Becton Dickinson & Co	1,261	$225,719
FTEC	Fidelity MSCI Information Technology Index ETF	727	$218,143
MDT	Medtronic plc	2,522	$217,623
AMT	American Tower Corp /Ma/	1,242	$203,302
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
LHX	L3harris Technologies, Inc. /De/	865	$251,360
IBM	International Business Machines Corp	813	$228,623
DHI	Horton D R Inc /De/	1,273	$207,346
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

91 tracked positions · $102,203,110 total · filing declares 91 positions · $130,938,358 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 91 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	230,851	-1,009	$20,721,185	+1.7%	20.27%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	198,997	+1,976	$9,991,639	+0.6%	9.78%
CGGR	Capital Group Growth ETF	Reduced	165,161	-5,290	$7,833,586	−2.6%	7.66%
JIVE	JPMorgan International Value ETF	NEW	64,374	NEW	$6,129,692	NEW	6.00%
IVOO	VANGUARD S&P MID-CAP 400 INDEX FUND	Added	38,126	+1,187	$4,642,221	−3.6%	4.54%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	66,933	+1,351	$3,464,452	+2.0%	3.39%
HTRB	Hartford Total Return Bond ETF	Added	100,256	+9,856	$3,213,204	+5.4%	3.14%
FBND	Fidelity Total Bond ETF	Added	64,924	+5,359	$2,811,209	+3.7%	2.75%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	Added	111,612	+8,966	$2,718,868	+3.8%	2.66%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	22,517	+1,391	$2,264,084	+6.3%	2.22%
VUSB	VANGUARD ULTRA-SHORT BOND ETF	Reduced	42,279	-382	$2,094,924	−1.4%	2.05%
GSY	Invesco Ultra Short Duration ETF	Added	40,946	+1,285	$2,044,433	+2.8%	2.00%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	4,542	-30	$1,699,798	+0.5%	1.66%
FMB	First Trust Managed Municipal ETF	Added	33,003	+624	$1,579,523	−5.0%	1.55%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	20,079	+2,026	$1,534,035	+9.1%	1.50%
NVDA	Nvidia Corp Technology	Reduced	6,711	-882	$1,532,658	+0.9%	1.50%
MOAT	VanEck Morningstar Wide Moat ETF	Reduced	13,548	-492	$1,432,159	−1.9%	1.40%
GLD	Spdr Gold Trust	Reduced	3,729	-21	$1,420,152	+2.8%	1.39%
AAPL	Apple Inc. Technology	Reduced	4,118	-762	$1,371,376	−2.9%	1.34%
FSEP	FT Vest U.S. Equity Buffer ETF - September	Held	20,674	0	$1,181,105	+3.7%	1.16%
MSFT	Microsoft Corp Technology	Reduced	1,907	-49	$978,100	+34.1%	0.96%
FAUG	FT Vest U.S. Equity Buffer ETF - August	Held	16,073	0	$925,965	+2.0%	0.91%
BUFR	FT Vest Laddered Buffer ETF	Added	24,435	+1,628	$915,579	+9.9%	0.90%
QQQ	Invesco Qqq Trust, Series 1	Reduced	1,228	-23	$908,437	−1.4%	0.89%
GOOGL	Alphabet Inc. Communication Services	Added	2,410	+34	$829,232	−2.3%	0.81%
GLDM	World Gold Trust	Held	9,803	0	$805,610	+3.5%	0.79%
CEG	Constellation Energy Corp Utilities	Held	2,990	0	$759,519	+2.3%	0.74%
AVGO	Broadcom Inc. Technology	Reduced	1,864	-1,148	$654,618	−42.5%	0.64%
SPY	Spdr S&P 500 ETF Trust	Held	856	0	$652,811	+2.1%	0.64%
DSEP	FT Vest U.S. Equity Deep Buffer ETF - September	Held	11,089	0	$541,919	+3.0%	0.53%
EXC	Exelon Corp Utilities	Held	12,278	0	$496,031	−13.3%	0.49%
MS	Morgan Stanley Financial Services	Reduced	2,617	-126	$492,205	−14.2%	0.48%
FJUN	FT Vest U.S. Equity Buffer ETF - June	Added	7,984	+139	$488,511	+3.9%	0.48%
QSPT	FT Vest Nasdaq-100 Buffer ETF - September	Held	12,724	0	$465,062	+4.9%	0.46%
FDEC	FT Vest U.S. Equity Buffer ETF - December	Held	8,145	0	$456,364	+2.9%	0.45%
C	Citigroup Inc Financial Services	Reduced	3,433	-192	$444,504	−12.4%	0.43%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	1,750	-226	$436,012	−7.4%	0.43%
FMAY	FT Vest U.S. Equity Buffer ETF - May	Held	7,544	0	$432,799	+2.1%	0.42%
JCI	Johnson Controls International plc Industrials	Reduced	2,818	-209	$418,895	−5.3%	0.41%
GS	Goldman Sachs Group Inc Financial Services	Reduced	456	-39	$410,564	−18.0%	0.40%
RTX	RTX Corp Industrials	Reduced	2,180	-128	$404,717	−7.6%	0.40%
FOCT	FT Vest U.S. Equity Buffer ETF - October	Held	7,458	0	$403,340	+3.4%	0.39%
FMAR	FT Vest U.S. Equity Buffer ETF - March	Reduced	7,471	-160	$400,296	+0.4%	0.39%
V	Visa Inc. Financial Services	Reduced	1,100	-44	$395,263	+0.7%	0.39%
XOM	ExxonMobil Holdings Corp Energy	Reduced	2,346	-2	$381,811	+18.9%	0.37%
COP	Conocophillips Energy	Reduced	2,993	-119	$374,573	+15.8%	0.37%
WMT	Walmart Inc. Consumer Defensive	Reduced	3,384	-205	$351,665	−13.5%	0.34%
MSI	Motorola Solutions, Inc. Technology	Reduced	786	-36	$350,532	+2.7%	0.34%
FAPR	FT Vest U.S. Equity Buffer ETF - April	Held	7,232	0	$346,051	+2.4%	0.34%
GMAR	FT Vest U.S. Equity Moderate Buffer ETF - March	Held	7,177	0	$324,687	+2.3%	0.32%

Showing the top 50 of 91 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.