Lionshead Wealth Management, LLC

Registered adviser

CIK

2056752

Location

New York, NY

Portfolio Value

Small $143,118,106

Diversification

Diversified

Filing Date

Global Rank

#7,340 / 8,827 ▼ 3 · as of Jun 2026

Top Industry

Consumer Electronics 15.7%

Period ended 38 days ago

Filed Oct 21, 2026 · 17d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 288526

Roster of Nov 1, 2026

Regulatory AUM

$229,846,327

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$229,846,327	Individuals and high net worth (96%)
Mar 2025 to Mar 2026	$203,672,915	Individuals and high net worth (96%)
Mar 2024 to Feb 2025	$139,670,186	Individuals and high net worth (96%)
May 2023 to Feb 2024	$119,103,419	Individuals and high net worth (96%)
Feb 2023 to Apr 2023	$119,103,419	Individuals and high net worth (96%)
Mar 2022 to Jan 2023	$127,531,823	Individuals and high net worth (96%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 54.2%, 22.9 effective positions, active share 71.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

15.2% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.4 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 71.3%; sector active share 53.3% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

109 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

9.8%

−3.1 pts

Top 5

35.7%

−1.5 pts

Top 10

53.8%

−0.4 pts

HHI

400

Diversified−37

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	62.6%	$89,564,654	51
Technology	15.3%	$21,875,923	13
Healthcare	5.1%	$7,321,190	8
Industrials	4.7%	$6,710,602	10
Financial Services	3.6%	$5,193,707	11
Communication Services	3.3%	$4,670,377	5
Consumer Cyclical	2.7%	$3,818,623	3
Utilities	1.6%	$2,351,134	3
Energy	0.6%	$844,922	2
Basic Materials	0.3%	$481,935	2
Consumer Defensive	0.2%	$285,039	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SEIX	Virtus Seix Senior Loan ETF	+7,856	47,485	$1,100,702
DFAI	Dimensional International Core Equity Market ETF	+4,076	242,107	$10,030,493
CRWD	CrowdStrike Holdings, Inc.	+2,471	3,291	$871,292
DFAU	Dimensional US Core Equity Market ETF	+959	41,191	$2,156,760
TFLO	iShares Treasury Floating Rate Bond ETF	+582	34,399	$1,742,997
VOE	VANGUARD MID-CAP VALUE INDEX FUND	+510	16,889	$3,302,306
TSLA	Tesla, Inc.	+501	4,502	$1,597,354
VB	Vanguard Index Funds	+428	6,025	$1,714,052
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	+401	11,431	$3,338,995
SCHB	Schwab U.S. Broad Market ETF	+343	63,254	$1,853,974
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	+320	54,553	$3,140,070
PFE	Pfizer Inc	+237	29,409	$838,744
NRK	Nuveen New York Amt-Free Quality Municipal Income Fund	+228	24,251	$224,079
NVDA	Nvidia Corp	+178	10,647	$2,431,561
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	+175	4,781	$1,615,165
PLTR	Palantir Technologies Inc.	+118	13,311	$2,489,822
AAPL	Apple Inc.	+115	25,284	$8,420,077
ABT	Abbott Laboratories	+76	2,297	$227,012
BAC	Bank Of America Corp	+71	4,892	$266,271
GOOGL	Alphabet Inc.	+60	2,054	$706,740
META	Meta Platforms, Inc.	+53	3,274	$2,374,239
BX	Blackstone Inc.	+46	2,631	$294,908
QCOM	Qualcomm Inc	+38	4,955	$911,918
HD	Home Depot, Inc.	+38	2,569	$730,854
CRM	Salesforce, Inc.	+34	1,407	$323,004
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−7,574	134,621	$0
SPHQ	Invesco S&P 500 Quality ETF	−5,834	63,498	$5,338,911
JMBS	Janus Henderson Mortgage-Backed Securities ETF	−5,079	84,209	$3,558,672
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	−2,523	39,551	$4,867,937
JAAA	Janus Henderson AAA CLO ETF	−1,989	160,868	$8,119,007
BIV	Vanguard Bond Index Funds	−1,904	73,855	$5,381,075
EZM	WisdomTree U.S. MidCap Fund	−741	40,660	$2,912,882
BAB	Invesco Exchange-Traded Fund Trust II	−225	9,985	$252,620
BOND	PIMCO Active Bond Exchange-Traded Fund	−197	8,723	$758,813
PEG	Public Service Enterprise Group Inc	−187	27,466	$1,849,560
DUHP	Dimensional US High Profitability ETF	−168	14,413	$604,048
SGOV	iShares 0-3 Month Treasury Bond ETF	−149	4,889	$492,224
DFIC	Dimensional International Core Equity 2 ETF	−141	12,093	$454,817
AGGY	WisdomTree Trust	−138	10,615	$437,125
DFAE	Dimensional Emerging Core Equity Market ETF	−85	7,304	$287,120
DFUS	Dimensional U.S. Equity Market ETF	−67	5,767	$478,834
SPY	Spdr S&P 500 ETF Trust	−42	3,549	$2,706,573
MSFT	Microsoft Corp	−38	3,407	$1,747,450
AVDS	Avantis International Small Cap Equity ETF	−35	2,949	$230,406
VTV	VANGUARD VALUE INDEX FUND	−24	2,055	$444,044
RTX	RTX Corp	−24	2,383	$442,403
AVGO	Broadcom Inc.	−23	629	$220,898
ED	Consolidated Edison Inc	−15	2,663	$272,185
LIN	Linde PLC	−13	468	$222,136
DIS	Walt Disney Co	−11	4,057	$425,579
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
GAUG	FT Vest U.S. Equity Moderate Buffer ETF - August	12,322	$518,815
GJUN	FT Vest U.S. Equity Moderate Buffer ETF - June	12,355	$518,168
XOM	ExxonMobil Holdings Corp	1,620	$263,655
GILD	Gilead Sciences, Inc.	1,472	$219,401
T	At&T Inc.	8,694	$212,133
QGRW	WisdomTree U.S. Quality Growth Fund	2,944	$202,193
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
DFAT	Dimensional U.S. Targeted Value ETF	87,115	$6,089,338
AOS	Smith A O Corp	18,976	$1,190,174
MEAR	iShares Trust	5,000	$251,900
BWXT	BWX Technologies, Inc.	1,273	$247,789
GEV	GE Vernova Inc.	193	$226,747
—		2,869	$219,248
IJT	iShares S&P Small-Cap 600 Growth ETF	1,200	$214,320
SPLV	Invesco S&P 500 Low Volatility ETF	2,760	$206,724
AXP	American Express Co	606	$204,979
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

109 tracked positions · $143,118,106 total · filing declares 109 positions · $147,723,570 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 109 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DFAI	Dimensional International Core Equity Market ETF	Added	242,107	+4,076	$10,030,493	+2.2%	7.01%
AAPL	Apple Inc. Technology	Added	25,284	+115	$8,420,077	+15.6%	5.88%
JAAA	Janus Henderson AAA CLO ETF	Reduced	160,868	-1,989	$8,119,007	−1.3%	5.67%
BIV	Vanguard Bond Index Funds	Reduced	73,855	-1,904	$5,381,075	−7.4%	3.76%
SPHQ	Invesco S&P 500 Quality ETF	Reduced	63,498	-5,834	$5,338,911	−14.5%	3.73%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	39,551	-2,523	$4,867,937	−2.8%	3.40%
TGRW	T. Rowe Price Growth Stock ETF	Held	76,980	0	$3,730,112	+1.5%	2.61%
JMBS	Janus Henderson Mortgage-Backed Securities ETF	Reduced	84,209	-5,079	$3,558,672	−11.4%	2.49%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Added	11,431	+401	$3,338,995	−1.2%	2.33%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Added	16,889	+510	$3,302,306	+2.0%	2.31%
AMD	Advanced Micro Devices Inc Technology	Added	5,137	+17	$3,142,611	+5.7%	2.20%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Added	54,553	+320	$3,140,070	−0.5%	2.19%
EZM	WisdomTree U.S. MidCap Fund	Reduced	40,660	-741	$2,912,882	−7.2%	2.04%
QQQ	Invesco Qqq Trust, Series 1	Added	3,857	+1	$2,853,292	+0.5%	1.99%
SPY	Spdr S&P 500 ETF Trust	Reduced	3,549	-42	$2,706,573	+0.9%	1.89%
PWR	Quanta Services, Inc. Industrials	Added	4,075	+2	$2,618,228	−10.7%	1.83%
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	3,815	+4	$2,575,315	+34.8%	1.80%
SOXX	iShares Semiconductor ETF	Held	4,413	0	$2,509,408	−11.3%	1.75%
PLTR	Palantir Technologies Inc. Technology	Added	13,311	+118	$2,489,822	+61.8%	1.74%
NVDA	Nvidia Corp Technology	Added	10,647	+178	$2,431,561	+16.1%	1.70%
META	Meta Platforms, Inc. Communication Services	Added	3,274	+53	$2,374,239	+30.9%	1.66%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Held	11,942	0	$2,337,646	+2.7%	1.63%
DFAU	Dimensional US Core Equity Market ETF	Added	41,191	+959	$2,156,760	+3.7%	1.51%
QCJL	FT Vest Nasdaq-100 Conservative Buffer ETF - July	Held	74,602	0	$1,945,881	+4.1%	1.36%
AZZ	Azz Inc Industrials	Held	14,000	0	$1,881,460	−13.3%	1.31%
SCHB	Schwab U.S. Broad Market ETF	Added	63,254	+343	$1,853,974	+1.8%	1.30%
PEG	Public Service Enterprise Group Inc Utilities	Reduced	27,466	-187	$1,849,560	−17.6%	1.29%
MSFT	Microsoft Corp Technology	Reduced	3,407	-38	$1,747,450	+36.0%	1.22%
TFLO	iShares Treasury Floating Rate Bond ETF	Added	34,399	+582	$1,742,997	+1.8%	1.22%
DJAN	FT Vest U.S. Equity Deep Buffer ETF - January	Held	36,927	0	$1,723,383	+2.5%	1.20%
VB	Vanguard Index Funds	Added	6,025	+428	$1,714,052	+1.0%	1.20%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Added	4,781	+175	$1,615,165	−4.1%	1.13%
TSLA	Tesla, Inc. Consumer Cyclical	Added	4,502	+501	$1,597,354	−5.1%	1.12%
AMZN	Amazon Com Inc Consumer Cyclical	Added	5,982	+31	$1,490,415	+5.1%	1.04%
ABBV	AbbVie Inc. Healthcare	Added	4,730	+10	$1,237,320	+4.2%	0.86%
LLY	ELI LILLY & Co Healthcare	Added	974	+5	$1,126,995	−3.0%	0.79%
JPM	Jpmorgan Chase & Co Financial Services	Added	3,360	+24	$1,111,588	+1.8%	0.78%
SEIX	Virtus Seix Senior Loan ETF	Added	47,485	+7,856	$1,100,702	+20.1%	0.77%
BNY	Bank of New York Mellon Corp Financial Services	Added	7,344	+5	$1,062,162	+0.1%	0.74%
GOOG	Alphabet Inc. Communication Services	Held	2,793	0	$951,686	−3.6%	0.66%
IWF	iShares Russell 1000 Growth ETF	Added	7,507	+1	$940,326	+0.9%	0.66%
QCOM	Qualcomm Inc Technology	Added	4,955	+38	$911,918	+0.4%	0.64%
IWM	iShares Russell 2000 ETF	Added	3,253	+1	$903,976	−7.5%	0.63%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	3,291	+2,471	$871,292	+39.2%	0.61%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	1,707	+3	$850,000	−0.3%	0.59%
PFE	Pfizer Inc Healthcare	Added	29,409	+237	$838,744	+19.4%	0.59%
MRK	Merck & Co., Inc. Healthcare	Added	5,758	+4	$836,694	+13.2%	0.58%
BOND	PIMCO Active Bond Exchange-Traded Fund	Reduced	8,723	-197	$758,813	−7.7%	0.53%
SMAY	FT Vest U.S. Small Cap Moderate Buffer ETF - May	Held	26,740	0	$740,026	−2.5%	0.52%
NAN	Nuveen New York Quality Municipal Income Fund Financial Services	Held	74,500	0	$731,590	−16.3%	0.51%

Showing the top 50 of 109 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.