Kagan Cocozza Asset Management

Registered adviser

CIK

2064489

Location

MICKLETON, NJ

Portfolio Value

Small $143,083,900

Diversification

Moderately concentrated

Filing Date

Global Rank

#7,107 / 8,811 ▲ 23 · as of Jun 2026

Top Industry

Drug Manufacturers - General 18.1%

Period ended 21 days ago

Filed Oct 19, 2026 · 2d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 154321

Roster of Oct 1, 2026

Regulatory AUM

$165,395,938

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Oct 2026	$165,395,938	Individuals and high net worth (100%)
Feb 2025 to Jan 2026	$139,762,283	Individuals and high net worth (100%)
Dec 2024 to Jan 2025	$130,630,000	Individuals and high net worth (100%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 86.1% of the book (60%+)

Turnover

Low turnover

7.6% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.9 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 86.7%; sector active share 78.3% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

66 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

43.0%

+7.8 pts

Top 5

75.4%

+3.9 pts

Top 10

87.3%

+1.2 pts

HHI

2,178

Moderately concentrated+538

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	86.5%	$123,749,683	38
Communication Services	2.6%	$3,720,268	4
Consumer Defensive	2.6%	$3,691,666	5
Healthcare	2.4%	$3,499,685	3
Technology	2.0%	$2,927,823	3
Financial Services	2.0%	$2,910,926	7
Utilities	0.7%	$1,060,191	2
Energy	0.6%	$925,326	2
Consumer Cyclical	0.2%	$347,564	1
Industrials	0.2%	$250,768	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

20 positions

Ticker	Company	Δ Shares	Shares	Value
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	+161,098	863,789	$21,041,900
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	+32,420	306,150	$9,882,522
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+15,483	302,139	$27,119,996
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+8,625	288,848	$14,503,058
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+4,978	111,033	$6,585,367
VO	VANGUARD MID-CAP INDEX FUND	+3,962	117,539	$9,217,408
VZ	Verizon Communications Inc	+1,844	14,947	$685,618
PFE	Pfizer Inc	+1,576	14,487	$413,169
XLF	State Street Corp	+606	15,136	$0
CVX	Chevron Corp	+478	2,228	$454,979
ED	Consolidated Edison Inc	+140	8,366	$855,088
MUB	iShares National Muni Bond ETF	+123	3,383	$0
SPY	Spdr S&P 500 ETF Trust	+89	5,527	$4,215,056
PG	PROCTER & GAMBLE Co	+83	4,999	$726,254
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	+50	7,713	$839,482
—		+32	2,624	$0
DUK	Duke Energy CORP	+24	1,799	$205,103
KMB	Kimberly Clark Corp	+9	6,573	$640,407
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	+7	5,572	$930,412
PAYX	Paychex Inc	+3	2,225	$219,162
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−10,531	11,765	$0
VIG	Vanguard Specialized Funds	−5,469	32,886	$7,672,632
USRT	iShares Core U.S. REIT ETF	−5,039	10,537	$0
—		−3,675	21,068	$0
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	−2,472	55,206	$3,480,186
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−2,086	18,197	$3,562,062
IBIT	iShares Bitcoin Trust ETF	−1,987	16,411	$776,896
VNQ	VANGUARD REAL ESTATE INDEX FUND	−1,700	56,236	$5,040,432
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	−794	27,082	$1,401,764
IJR	iShares Core S&P Small-Cap ETF	−704	32,127	$0
IYR	iShares U.S. Real Estate ETF	−620	8,094	$0
KO	Coca Cola Co	−532	9,270	$797,961
AGG	iShares Core U.S. Aggregate Bond ETF	−466	71,598	$0
BAC	Bank Of America Corp /De/	−261	5,529	$300,943
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−196	2,630	$408,176
ADP	Automatic Data Processing Inc	−193	2,916	$752,502
TGT	Target Corp	−163	5,725	$897,050
JNJ	Johnson & Johnson	−120	1,462	$387,049
SYY	Sysco Corp	−119	8,081	$629,994
EEM	iShares MSCI Emerging Markets ETF	−104	9,854	$658,148
JPM	Jpmorgan Chase & Co	−59	1,456	$481,688
AFL	Aflac Inc	−55	8,172	$913,466
LLY	ELI LILLY & Co	−52	2,333	$2,699,467
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	−50	14,262	$1,116,857
VEU	Vanguard International Equity Index Funds	−44	8,512	$706,240
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
GEV	GE Vernova Inc.	200	$234,972
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

66 tracked positions · $143,083,900 total · filing declares 66 positions · $161,668,187 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 66 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	302,139	+15,483	$27,119,996	+7.7%	18.95%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	Added	863,789	+161,098	$21,041,900	+17.3%	14.71%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	288,848	+8,625	$14,503,058	+2.7%	10.14%
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	Added	306,150	+32,420	$9,882,522	+7.9%	6.91%
VO	VANGUARD MID-CAP INDEX FUND	Added	117,539	+3,962	$9,217,408	+0.7%	6.44%
VIG	Vanguard Specialized Funds	Reduced	32,886	-5,469	$7,672,632	−15.5%	5.36%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	111,033	+4,978	$6,585,367	+4.0%	4.60%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Reduced	56,236	-1,700	$5,040,432	−9.8%	3.52%
SPY	Spdr S&P 500 ETF Trust	Added	5,527	+89	$4,215,056	+3.8%	2.95%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	18,197	-2,086	$3,562,062	−7.8%	2.49%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Reduced	55,206	-2,472	$3,480,186	−10.7%	2.43%
LLY	ELI LILLY & Co Healthcare	Reduced	2,333	-52	$2,699,467	−5.6%	1.89%
AAPL	Apple Inc. Technology	Reduced	5,874	-37	$1,956,159	+14.4%	1.37%
META	Meta Platforms, Inc. Communication Services	Held	2,376	0	$1,723,027	+28.7%	1.20%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Reduced	27,082	-794	$1,401,764	−2.9%	0.98%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Reduced	14,262	-50	$1,116,857	−5.6%	0.78%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	15,684	-19	$1,107,447	−1.0%	0.77%
GOOG	Alphabet Inc. Communication Services	Held	3,093	0	$1,053,908	−3.6%	0.74%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Added	5,572	+7	$930,412	−9.7%	0.65%
AFL	Aflac Inc Financial Services	Reduced	8,172	-55	$913,466	−5.3%	0.64%
TGT	Target Corp Consumer Defensive	Reduced	5,725	-163	$897,050	+16.6%	0.63%
ED	Consolidated Edison Inc Utilities	Added	8,366	+140	$855,088	−6.0%	0.60%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Reduced	5,001	-18	$842,268	+5.8%	0.59%
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	Added	7,713	+50	$839,482	−6.6%	0.59%
CWI	Spdr Index Shares Funds	Reduced	20,119	-6	$813,008	−0.7%	0.57%
KO	Coca Cola Co Consumer Defensive	Reduced	9,270	-532	$797,961	+0.2%	0.56%
IBIT	iShares Bitcoin Trust ETF	Reduced	16,411	-1,987	$776,896	+26.8%	0.54%
ADP	Automatic Data Processing Inc Technology	Reduced	2,916	-193	$752,502	+8.1%	0.53%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	4,999	+83	$726,254	+0.7%	0.51%
VEU	Vanguard International Equity Index Funds	Reduced	8,512	-44	$706,240	−1.4%	0.49%
VZ	Verizon Communications Inc Communication Services	Added	14,947	+1,844	$685,618	+23.6%	0.48%
EEM	iShares MSCI Emerging Markets ETF	Reduced	9,854	-104	$658,148	−3.4%	0.46%
KMB	Kimberly Clark Corp Consumer Defensive	Added	6,573	+9	$640,407	−11.1%	0.45%
WFC	Wells Fargo & Company/Mn Financial Services	Reduced	7,906	-12	$632,875	−3.3%	0.44%
SYY	Sysco Corp Consumer Defensive	Reduced	8,081	-119	$629,994	−8.1%	0.44%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	1,456	-59	$481,688	−2.9%	0.34%
VOO	VANGUARD 500 INDEX FUND	Held	686	0	$480,789	+2.0%	0.34%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Held	6,795	0	$476,669	−4.4%	0.33%
XOM	ExxonMobil Holdings Corp Energy	Reduced	2,890	-3	$470,347	+18.9%	0.33%
CVX	Chevron Corp Energy	Added	2,228	+478	$454,979	+56.8%	0.32%
SCHM	Schwab U.S. Mid-Cap ETF	Held	12,848	0	$437,088	−7.7%	0.31%
PFE	Pfizer Inc Healthcare	Added	14,487	+1,576	$413,169	+32.9%	0.29%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	820	0	$408,319	−0.5%	0.29%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	2,630	-196	$408,176	−8.6%	0.29%
JNJ	Johnson & Johnson Healthcare	Reduced	1,462	-120	$387,049	−3.7%	0.27%
AMZN	Amazon Com Inc Consumer Cyclical	Held	1,395	0	$347,564	+4.5%	0.24%
BAC	Bank Of America Corp /De/ Financial Services	Reduced	5,529	-261	$300,943	−8.8%	0.21%
GOOGL	Alphabet Inc. Communication Services	Held	749	0	$257,715	−3.7%	0.18%
GE	General Electric Co Industrials	Held	803	0	$250,768	−16.4%	0.18%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Reduced	5,893	-1	$232,419	−13.0%	0.16%

Showing the top 50 of 66 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.