Ballast Financial Advisors LLC

CIK

2109821

Location

WEST CHESTER, PA

Portfolio Value

Micro $4,839,228

Diversification

Diversified

Filing Date

Global Rank

#7,982 / 8,232 ▲ 163

Top Industry

Banks - Diversified 16.8%

3Y Alpha vs SPY

-0.8%

Period ended 2 months ago

Filed May 14, 2026 · 31d

2 quarters · since Dec 2025

Clone Performance

Feb 2026–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+8.9%

SPY

+9.1%

Annualised alpha

-0.8%

Max drawdown

−12.5%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

13 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

19.4%

−2.2 pts

Top 5

56.7%

+4.2 pts

Top 10

85.8%

+6.7 pts

HHI

966

Diversified+30

Portfolio Trend

2 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Unclassified	39.6%	$1,916,752	3
Technology	18.3%	$887,990	3
Financial Services	10.1%	$490,315	2
Communication Services	9.6%	$463,834	1
Consumer Cyclical	6.7%	$324,989	1
Healthcare	5.7%	$275,931	1
Basic Materials	5.4%	$260,449	1
Industrials	4.5%	$218,968	1

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

7 positions

Ticker	Company	Δ Shares	Shares	Value
SPY	Spdr S&P 500 ETF Trust	+102	776	$504,663
GOOGL	Alphabet Inc.	+78	1,613	$463,834
AAPL	Apple Inc.	+37	1,428	$362,412
JPM	Jpmorgan Chase & Co	+34	874	$257,095
QQQ	Invesco Qqq Trust, Series 1	+24	823	$475,019
MSFT	Microsoft Corp	+14	641	$237,278
TJX	Tjx Companies Inc /De/	+5	2,035	$324,989
No positions match the current search.

Trimmed

Positions the filer reduced

1 positions

Ticker	Company	Δ Shares	Shares	Value	Open
GBTC	Grayscale Bitcoin Trust ETF	−1,400	17,761	$937,070
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
NEM	NEWMONT Corp /DE/	2,406	$260,449
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
SMCI	Super Micro Computer, Inc.	10,000	$292,700
NNE	Nano Nuclear Energy Inc.	10,000	$240,100
BTC	Grayscale Bitcoin Mini Trust ETF	5,514	$213,557
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

13 positions · $4,839,228 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
GBTC	Grayscale Bitcoin Trust ETF	Reduced	17,761	-1,400	$937,070	−28.5%	19.36%
SPY	Spdr S&P 500 ETF Trust	Added	776	+102	$504,663	+9.8%	10.43%
QQQ	Invesco Qqq Trust, Series 1	Added	823	+24	$475,019	−3.2%	9.82%
GOOGL	Alphabet Inc. Communication Services	Added	1,613	+78	$463,834	−3.5%	9.58%
AAPL	Apple Inc. Technology	Added	1,428	+37	$362,412	−4.2%	7.49%
TJX	Tjx Companies Inc /De/ Consumer Cyclical	Added	2,035	+5	$324,989	+4.2%	6.72%
IONQ	IonQ, Inc. Technology	Held	10,000	0	$288,300	−35.7%	5.96%
LLY	ELI LILLY & Co Healthcare	Held	300	0	$275,931	−14.4%	5.70%
NEM	NEWMONT Corp /DE/ Basic Materials	NEW	2,406	NEW	$260,449	NEW	5.38%
JPM	Jpmorgan Chase & Co Financial Services	Added	874	+34	$257,095	−5.0%	5.31%
MSFT	Microsoft Corp Technology	Added	641	+14	$237,278	−21.7%	4.90%
BAC	Bank Of America Corp /De/ Financial Services	Held	4,784	0	$233,220	−11.4%	4.82%
SMR	NUSCALE POWER Corp Industrials	Held	20,200	0	$218,968	−23.5%	4.52%