Ruggiero Investments, Inc.
Registered adviserCIK
2110677
Location
WEST PALM BEACH, FL
Portfolio Value
Small
$104,900,042
Diversification
Diversified
Filing Date
Global Rank
#8,182
/ 8,811
▼ 318
Top Industry
Semiconductors
24.6%
Period ended 4 months ago
Filed Aug 14, 2026 · 2mo
3 quarters · since Dec 2025
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$137,578,827
Main clients
Individuals and high net worth
(85% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $137,578,827 | Individuals and high net worth (85%) |
| Feb 2025 to Mar 2026 | $114,000,000 | Individuals and high net worth (83%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Concentrated
The top 10 positions are 63.2% of the book (60%+)
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Short horizon
Value-weighted holding period 2.9 quarters (under 4)
Closest benchmark: the S&P 500 as of 2026-06-30, active share 61.2%; sector active share 37.7% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
86 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
11.7%
−0.3 pts
Top 5
42.8%
+0.7 pts
Top 10
63.2%
+1.4 pts
HHI
540
Diversified+19
Portfolio Trend
3 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 46.5% | $48,800,777 |
| Technology | 27.5% | $28,809,886 |
| Consumer Cyclical | 6.8% | $7,120,874 |
| Communication Services | 5.9% | $6,172,474 |
| Financial Services | 4.6% | $4,844,445 |
| Consumer Defensive | 4.2% | $4,405,295 |
| Industrials | 2.3% | $2,433,280 |
| Healthcare | 1.2% | $1,282,143 |
| Energy | 1.0% | $1,030,868 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BURU | Nuburu, Inc. | +80,000 | 100,156 | $0 | |
| — | +28,028 | 45,763 | $4,193,721 | ||
| SPYM | State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | +13,996 | 19,489 | $1,712,693 | |
| ET | Energy Transfer LP | +9,500 | 22,700 | $0 | |
| SHY | iShares 1-3 Year Treasury Bond ETF | +6,544 | 27,890 | $0 | |
| IWF | iShares Russell 1000 Growth ETF | +5,776 | 8,470 | $0 | |
| JEPQ | JPMorgan Nasdaq Equity Premium Income ETF | +4,811 | 23,648 | $1,453,406 | |
| JEPI | JPMorgan Equity Premium Income ETF | +4,464 | 41,470 | $2,342,225 | |
| TBIL | F/m US Treasury 3 Month Bill Fund | +3,798 | 39,863 | $1,987,569 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | +3,012 | 3,454 | $412,822 | |
| RSP | Victory Portfolios II | +2,280 | 3,855 | $820,228 | |
| SPY | Spdr S&P 500 ETF Trust | +1,274 | 14,192 | $10,598,159 | |
| AMZN | Amazon Com Inc | +1,094 | 17,103 | $4,076,329 | |
| XLV | State Street(R) Health Care Select Sector SPDR(R) ETF | +977 | 2,672 | $423,939 | |
| VRT | Vertiv Holdings Co | +601 | 2,172 | $727,229 | |
| GOOG | Alphabet Inc. | +562 | 2,781 | $982,610 | |
| ITOT | iShares Core S&P Total U.S. Stock Market ETF | +377 | 2,543 | $0 | |
| AVGO | Broadcom Inc. | +281 | 1,914 | $723,013 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | +220 | 6,060 | $274,760 | |
| QQQ | Invesco Qqq Trust, Series 1 | +203 | 12,610 | $9,286,004 | |
| MSFT | Microsoft Corp | +202 | 13,146 | $4,903,720 | |
| SHOP | Shopify Inc. | +129 | 4,129 | $471,449 | |
| BND | VANGUARD TOTAL BOND MARKET INDEX FUND | +102 | 3,583 | $263,028 | |
| GVIP | Goldman Sachs Hedge Industry VIP ETF | +48 | 2,121 | $400,241 | |
| GOOGL | Alphabet Inc. | +48 | 10,522 | $3,760,247 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
24 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| — | −58,929 | 18,888 | $522,253 | ||
| SPDW | State Street(R) SPDR(R) Portfolio Developed World ex-US ETF | −17,666 | 12,507 | $630,227 | |
| XLF | State Street Corp | −7,038 | 26,787 | $1,436,051 | |
| JPM | Jpmorgan Chase & Co | −3,523 | 8,058 | $2,637,625 | |
| NVDA | Nvidia Corp | −3,186 | 61,230 | $12,251,510 | |
| PLTR | Palantir Technologies Inc. | −2,597 | 2,187 | $255,157 | |
| WMT | Walmart Inc. | −2,040 | 22,426 | $2,539,968 | |
| AAPL | Apple Inc. | −872 | 27,091 | $7,839,051 | |
| META | Meta Platforms, Inc. | −793 | 2,007 | $1,130,523 | |
| XOM | ExxonMobil Holdings Corp | −723 | 7,540 | $1,030,868 | |
| IWM | iShares Russell 2000 ETF | −519 | 6,098 | $0 | |
| COST | Costco Wholesale Corp /New | −510 | 1,994 | $1,865,327 | |
| SPYV | State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF | −276 | 6,193 | $376,472 | |
| DIA | Spdr Dow Jones Industrial Average ETF Trust | −236 | 7,047 | $3,681,282 | |
| GLD | Spdr Gold Trust | −191 | 1,219 | $449,055 | |
| XSD | State Street(R) SPDR(R) S&P(R) Semiconductor ETF | −157 | 1,219 | $760,290 | |
| LLY | ELI LILLY & Co | −57 | 228 | $273,470 | |
| MCD | Mcdonalds Corp | −49 | 754 | $203,813 | |
| MDY | Spdr S&P Midcap 400 ETF Trust | −33 | 360 | $253,202 | |
| TSLA | Tesla, Inc. | −20 | 6,754 | $2,840,732 | |
| SPYG | State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF | −16 | 5,498 | $654,207 | |
| XLK | State Street(R) Technology Select Sector SPDR(R) ETF | −15 | 11,525 | $2,195,743 | |
| CAT | Caterpillar Inc | −9 | 368 | $391,883 | |
| QUAL | iShares MSCI USA Quality Factor ETF | −1 | 6,902 | $0 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
21 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SPCX | Space Exploration Technologies Corp | 3,288 | $561,787 | |
| PANW | Palo Alto Networks Inc | 1,271 | $433,436 | |
| INTC | Intel Corp | 2,780 | $388,171 | |
| NFLX | Netflix Inc | 4,189 | $299,094 | |
| QQQM | Invesco Ltd. | 951 | $288,124 | |
| GPIX | Goldman Sachs S&P 500 Premium Income ETF | 4,821 | $267,902 | |
| MRK | Merck & Co., Inc. | 2,032 | $261,112 | |
| WM | Waste Management Inc | 1,165 | $259,655 | |
| GPIQ | Goldman Sachs Nasdaq-100 Premium Income ETF | 4,340 | $257,405 | |
| JAAA | Janus Henderson AAA CLO ETF | 5,009 | $252,904 | |
| AMD | Advanced Micro Devices Inc | 403 | $234,106 | |
| IDCC | InterDigital, Inc. | 825 | $233,582 | |
| — | 6,917 | $231,235 | ||
| BNY | Bank of New York Mellon Corp | 1,509 | $218,216 | |
| MU | Micron Technology Inc | 189 | $218,160 | |
| LRCX | Lam Research Corp | 500 | $216,665 | |
| HTZ | Hertz Global Holdings, Inc | 13,690 | $31,007 | |
| USFR | WisdomTree Floating Rate Treasury Fund | 24,583 | $0 | |
| EFA | iShares MSCI EAFE ETF | 2,053 | $0 | |
| IEF | iShares 7-10 Year Treasury Bond ETF | 2,132 | $0 | |
| IGV | iShares Expanded Tech-Software Sector ETF | 22,692 | $0 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
12 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| XLE | State Street(R) Energy Select Sector SPDR(R) ETF | 37,939 | $2,324,143 | |
| EMHY | iShares J.P. Morgan EM High Yield Bond ETF | 15,550 | $612,359 | |
| FMB | First Trust Managed Municipal ETF | 7,602 | $385,117 | |
| XLSR | State Street(R) US Sector Rotation ETF | 5,064 | $292,395 | |
| IBIT | iShares Bitcoin Trust ETF | 7,011 | $269,362 | |
| IBM | International Business Machines Corp | 1,110 | $269,052 | |
| IAU | Ishares Gold Trust | 2,928 | $258,132 | |
| SCHF | Schwab International Equity ETF | 10,092 | $249,777 | |
| DUK | Duke Energy CORP | 1,626 | $212,908 | |
| FNCL | Fidelity MSCI Financials Index ETF | 3,032 | $212,846 | |
| IEI | iShares 3-7 Year Treasury Bond ETF | 2,511 | $0 | |
| VOO | VANGUARD 500 INDEX FUND | 679 | $0 | |
| No positions match the current search. | ||||
86 tracked positions ·
$104,900,042 total
· filing declares
89 positions · $117,753,495
· as of Jun 30, 2026
All sectors
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Technology
Showing 1–50
of 86 positions by value
· page 1 of 2
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| NVDA |
Nvidia Corp
Technology
|
Reduced | 61,230 | $12,251,510 | 11.68% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 14,192 | $10,598,159 | 10.10% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 12,610 | $9,286,004 | 8.85% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 27,091 | $7,839,051 | 7.47% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 13,146 | $4,903,720 | 4.67% | |
|
|
Added | 45,763 | $4,193,721 | 4.00% | ||
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 17,103 | $4,076,329 | 3.89% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 10,522 | $3,760,247 | 3.58% | |
| DIA |
Spdr Dow Jones Industrial Average ETF Trust
|
Reduced | 7,047 | $3,681,282 | 3.51% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Reduced | 6,754 | $2,840,732 | 2.71% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 8,058 | $2,637,625 | 2.51% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Reduced | 22,426 | $2,539,968 | 2.42% | |
| JEPI |
JPMorgan Equity Premium Income ETF
|
Added | 41,470 | $2,342,225 | 2.23% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Reduced | 11,525 | $2,195,743 | 2.09% | |
| TBIL |
F/m US Treasury 3 Month Bill Fund
|
Added | 39,863 | $1,987,569 | 1.89% | |
| COST |
Costco Wholesale Corp /New
Consumer Defensive
|
Reduced | 1,994 | $1,865,327 | 1.78% | |
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
Added | 19,489 | $1,712,693 | 1.63% | |
| XLI |
State Street(R) Industrial Select Sector SPDR(R) ETF
|
Added | 8,210 | $1,520,738 | 1.45% | |
| JEPQ |
JPMorgan Nasdaq Equity Premium Income ETF
|
Added | 23,648 | $1,453,406 | 1.39% | |
| XLF |
State Street Corp
Financial Services
|
Reduced | 26,787 | $1,436,051 | 1.37% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 2,007 | $1,130,523 | 1.08% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 7,540 | $1,030,868 | 0.98% | |
| BSCR |
Invesco BulletShares 2027 Corporate Bond ETF
|
Held | 51,364 | $1,007,504 | 0.96% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 2,781 | $982,610 | 0.94% | |
| RSP |
Victory Portfolios II
|
Added | 3,855 | $820,228 | 0.78% | |
| XSD |
State Street(R) SPDR(R) S&P(R) Semiconductor ETF
|
Reduced | 1,219 | $760,290 | 0.72% | |
| VRT |
Vertiv Holdings Co
Industrials
|
Added | 2,172 | $727,229 | 0.69% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 1,914 | $723,013 | 0.69% | |
| FTEC |
Fidelity MSCI Information Technology Index ETF
|
Held | 2,336 | $667,114 | 0.64% | |
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
Reduced | 5,498 | $654,207 | 0.62% | |
| SPDW |
State Street(R) SPDR(R) Portfolio Developed World ex-US ETF
|
Reduced | 12,507 | $630,227 | 0.60% | |
| SPCX |
Space Exploration Technologies Corp
Industrials
|
NEW | 3,288 | $561,787 | 0.54% | |
|
|
Reduced | 18,888 | $522,253 | 0.50% | ||
| SHOP |
Shopify Inc.
Technology
|
Added | 4,129 | $471,449 | 0.45% | |
| GEV |
GE Vernova Inc.
Industrials
|
Added | 393 | $461,719 | 0.44% | |
| GLD |
Spdr Gold Trust
|
Reduced | 1,219 | $449,055 | 0.43% | |
| PANW |
Palo Alto Networks Inc
Technology
|
NEW | 1,271 | $433,436 | 0.41% | |
| XLV |
State Street(R) Health Care Select Sector SPDR(R) ETF
|
Added | 2,672 | $423,939 | 0.40% | |
| VGT |
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
|
Added | 3,454 | $412,822 | 0.39% | |
| GVIP |
Goldman Sachs Hedge Industry VIP ETF
|
Added | 2,121 | $400,241 | 0.38% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 368 | $391,883 | 0.37% | |
| INTC |
Intel Corp
Technology
|
NEW | 2,780 | $388,171 | 0.37% | |
| SPYV |
State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF
|
Reduced | 6,193 | $376,472 | 0.36% | |
| TER |
Teradyne, Inc
Technology
|
Held | 749 | $362,396 | 0.35% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Added | 2,271 | $358,886 | 0.34% | |
| VEU |
Vanguard International Equity Index Funds
|
Held | 4,000 | $335,000 | 0.32% | |
| NFLX |
Netflix Inc
Communication Services
|
NEW | 4,189 | $299,094 | 0.29% | |
| QQQM |
Invesco Ltd.
Financial Services
|
NEW | 951 | $288,124 | 0.27% | |
| THC |
Tenet Healthcare Corp
Healthcare
|
Held | 1,500 | $280,620 | 0.27% | |
| ORCL |
Oracle Corp
Technology
|
Added | 1,907 | $279,470 | 0.27% |
Showing the top 50 of 86 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.