STRALEM & CO INC

CIK

728882

Location

NEW YORK, NY

Portfolio Value

Small $156,291,694

Diversification

Diversified

Filing Date

Global Rank

#3,698 / 5,430 ▼ 66 · as of Jun 2020

Top Industry

Drug Manufacturers - General 10.7%

Period ended 6 years ago

Filed Jul 20, 2020 · 6y

2 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2020, never from the firm's own description.

Style

Diversified active

Top 10 weight 37.1%, 32.9 effective positions, active share 74.9% against the S&P 500 as of 2020-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Horizon unknown

The value-weighted holding period is at least 1.9 quarters, but 90.9% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2020-06-30, active share 74.9%; sector active share 36.5% against the combined 13F book's sector weights.

Over time 2 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

117 tracked positions · as of Jun 30, 2020 · Δ vs Mar 31, 2020

Top Position

4.3%

+0.3 pts

Top 5

20.2%

+0.9 pts

Top 10

37.1%

+0.4 pts

HHI

304

Diversified−8

Portfolio Trend

2 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2020

Sector	% Portfolio	Value	Positions
Healthcare	25.3%	$39,529,644	16
Technology	20.0%	$31,197,599	13
Communication Services	10.4%	$16,192,813	8
Financial Services	10.3%	$16,079,030	13
Utilities	8.5%	$13,282,390	5
Consumer Defensive	7.5%	$11,693,242	8
Industrials	5.6%	$8,830,044	8
Unclassified	4.3%	$6,796,912	26
Energy	4.2%	$6,605,855	8
Consumer Cyclical	3.9%	$6,073,007	7
Real Estate	0.0%	$6,936	2
Basic Materials	0.0%	$4,222	3

Last Quarter's Activity

Export CSV

Jun 30, 2020 vs Mar 31, 2020

Added To

Positions the filer increased

2 positions

Ticker	Company	Δ Shares	Shares	Value
EFV	iShares MSCI EAFE Value ETF	+391	2,053	$0
VV	VANGUARD LARGE-CAP INDEX FUND	+291	1,099	$157,157
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DHI	Horton D R Inc	−6,176	93,610	$5,190,674
KMI	Kinder Morgan, Inc.	−2,260	205,885	$3,123,275
KEYS	Keysight Technologies, Inc.	−1,870	33,980	$3,424,504
ADBE	Adobe Inc.	−1,599	14,868	$6,472,189
PFE	Pfizer Inc	−1,410	124,487	$4,070,729
DHR	Danaher Corp	−1,397	35,650	$6,303,990
T	At&T Inc.	−1,306	124,630	$3,767,560
CSCO	Cisco Systems, Inc.	−1,135	104,845	$4,889,970
ORCL	Oracle Corp	−1,108	91,344	$5,048,582
ABT	Abbott Laboratories	−844	45,590	$4,168,293
KO	Coca Cola Co	−820	81,205	$3,628,239
AVGO	Broadcom Inc.	−685	16,910	$5,336,965
ICE	Intercontinental Exchange, Inc.	−665	56,520	$5,177,232
D	Dominion Energy, Inc	−646	58,175	$4,722,646
MRK	Merck & Co., Inc.	−620	54,596	$4,221,910
AEP	American Electric Power Co Inc	−616	52,408	$4,173,773
PGR	Progressive Corp	−615	59,076	$4,732,578
DUK	Duke Energy CORP	−592	54,821	$4,379,649
TSN	Tyson Foods, Inc.	−560	53,948	$3,221,235
ABBV	AbbVie Inc.	−506	41,055	$4,030,779
CVX	Chevron Corp	−436	38,893	$3,470,422
ALXN	Vanda Pharmaceuticals Inc.	−410	35,225	$3,954,000
FDX	Fedex Corp	−374	34,695	$4,864,931
JNJ	Johnson & Johnson	−350	25,375	$3,568,486
MSFT	Microsoft Corp	−335	28,832	$5,867,600
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
—		65,664	$4,984,000
COST	Costco Wholesale Corp	15,910	$4,824,071
RTX	RTX Corp	64,197	$3,955,819
SPY	Spdr S&P 500 ETF Trust	1,400	$431,704
EFA	iShares MSCI EAFE ETF	1,838	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
DOW	Dow Inc.	132,222	$3,866,171
—		27,835	$3,651,000
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

117 tracked positions · $156,291,694 total · filing declares 118 positions · $157,060,000 · as of Jun 30, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 117 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
META	Meta Platforms, Inc. Communication Services	Reduced	29,907	-325	$6,790,982	+34.7%	2+	before history	4.35%
ADBE	Adobe Inc. Technology	Reduced	14,868	-1,599	$6,472,189	+23.5%	2+	before history	4.14%
DHR	Danaher Corp Healthcare	Reduced	35,650	-1,397	$6,303,990	+22.9%	2+	before history	4.03%
V	Visa Inc. Financial Services	Reduced	31,692	-304	$6,121,943	+18.8%	2+	before history	3.92%
MSFT	Microsoft Corp Technology	Reduced	28,832	-335	$5,867,600	+27.6%	2+	before history	3.75%
GOOGL	Alphabet Inc. Communication Services	Reduced	3,935	-49	$5,580,026	+20.5%	2+	before history	3.57%
AVGO	Broadcom Inc. Technology	Reduced	16,910	-685	$5,336,965	+27.9%	2+	before history	3.41%
DHI	Horton D R Inc Consumer Cyclical	Reduced	93,610	-6,176	$5,190,674	+53.0%	2+	before history	3.32%
ICE	Intercontinental Exchange, Inc. Financial Services	Reduced	56,520	-665	$5,177,232	+12.1%	2+	before history	3.31%
UNH	Unitedhealth Group Inc Healthcare	Reduced	17,335	-230	$5,112,958	+16.7%	2+	before history	3.27%
ORCL	Oracle Corp Technology	Reduced	91,344	-1,108	$5,048,582	+13.0%	2+	before history	3.23%
		NEW	65,664	NEW	$4,984,000	NEW	1	unpriced	3.19%
CSCO	Cisco Systems, Inc. Technology	Reduced	104,845	-1,135	$4,889,970	+17.4%	2+	before history	3.13%
FDX	Fedex Corp Industrials	Reduced	34,695	-374	$4,864,931	+14.4%	2+	before history	3.11%
COST	Costco Wholesale Corp Consumer Defensive	NEW	15,910	NEW	$4,824,071	NEW	1	$304.24	3.09%
PGR	Progressive Corp Financial Services	Reduced	59,076	-615	$4,732,578	+7.4%	2+	before history	3.03%
D	Dominion Energy, Inc Utilities	Reduced	58,175	-646	$4,722,646	+11.2%	2+	before history	3.02%
DUK	Duke Energy CORP Utilities	Reduced	54,821	-592	$4,379,649	−2.3%	2+	before history	2.80%
MRK	Merck & Co., Inc. Healthcare	Reduced	54,596	-620	$4,221,910	−0.6%	2+	before history	2.70%
AEP	American Electric Power Co Inc Utilities	Reduced	52,408	-616	$4,173,773	−1.6%	2+	before history	2.67%
ABT	Abbott Laboratories Healthcare	Reduced	45,590	-844	$4,168,293	+13.8%	2+	before history	2.67%
PFE	Pfizer Inc Healthcare	Reduced	124,487	-1,410	$4,070,729	−0.9%	2+	before history	2.60%
ABBV	AbbVie Inc. Healthcare	Reduced	41,055	-506	$4,030,779	+27.3%	2+	before history	2.58%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	10,950	-123	$3,967,623	+26.3%	2+	before history	2.54%
RTX	RTX Corp Industrials	NEW	64,197	NEW	$3,955,819	NEW	1	unpriced	2.53%
ALXN	Vanda Pharmaceuticals Inc. Healthcare	Reduced	35,225	-410	$3,954,000	+23.6%	2+	before history	2.53%
T	At&T Inc. Communication Services	Reduced	124,630	-1,306	$3,767,560	+2.6%	2+	before history	2.41%
KO	Coca Cola Co Consumer Defensive	Reduced	81,205	-820	$3,628,239	−0.0%	2+	before history	2.32%
JNJ	Johnson & Johnson Healthcare	Reduced	25,375	-350	$3,568,486	+5.8%	2+	before history	2.28%
CVX	Chevron Corp Energy	Reduced	38,893	-436	$3,470,422	+21.8%	2+	before history	2.22%
KEYS	Keysight Technologies, Inc. Technology	Reduced	33,980	-1,870	$3,424,504	+14.2%	2+	before history	2.19%
TSN	Tyson Foods, Inc. Consumer Defensive	Reduced	53,948	-560	$3,221,235	+2.1%	2+	before history	2.06%
KMI	Kinder Morgan, Inc. Energy	Reduced	205,885	-2,260	$3,123,275	+7.8%	2+	before history	2.00%
AMZN	Amazon Com Inc Consumer Cyclical	Held	311	0	$857,993	+41.5%	2+	before history	0.55%
SPY	Spdr S&P 500 ETF Trust	NEW	1,400	NEW	$431,704	NEW	1	$292.70	0.28%
QQQ	Invesco Qqq Trust, Series 1	Held	1,130	0	$279,788	+30.0%	2+	before history	0.18%
VB	Vanguard Index Funds	Held	1,130	0	$164,663	+26.2%	2+	before history	0.11%
VEA	Vanguard FTSE Developed Markets ETF	Held	4,100	0	$159,039	+16.3%	2+	before history	0.10%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Held	1,783	0	$157,510	+3.5%	2+	before history	0.10%
VV	VANGUARD LARGE-CAP INDEX FUND	Added	1,099	+291	$157,157	+64.2%	2+	before history	0.10%
VEU	Vanguard International Equity Index Funds	Held	2,636	0	$125,499	+16.1%	2+	before history	0.08%
		Held	2,490	0	$124,176	+2.0%	2+	before history	0.08%
BIV	Vanguard Bond Index Funds	Held	932	0	$86,853	+4.3%	2+	before history	0.06%
QCOM	Qualcomm Inc Technology	Held	925	0	$84,369	+34.8%	2+	before history	0.05%
ALLO	Allogene Therapeutics, Inc. Healthcare	Held	1,650	0	$70,653	+120.3%	2+	before history	0.05%
AAPL	Apple Inc. Technology	Held	153	0	$55,814	+43.5%	2+	before history	0.04%
VTV	VANGUARD VALUE INDEX FUND	Held	535	0	$53,280	+11.8%	2+	before history	0.03%
		Held	1,250	0	$37,000	+19.4%	2+	before history	0.02%
BIIB	Biogen Inc. Healthcare	Held	101	0	$27,022	−15.4%	2+	before history	0.02%
BIDU	Baidu, Inc. Communication Services	Held	225	0	$26,975	+19.0%	2+	before history	0.02%

Showing the top 50 of 117 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.