ALLO · Allogene Therapeutics, Inc. · Holdings

$1.23 +0.02 (+1.65%) At close · Oct 27 Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$424.95M

345.49M

Volume · Oct 27 16.1M Avg daily vol (3M) 6.02M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ALLO: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 210

Total Value: $651,753,978

Total Shares: 313,784,260

Showing 1–100 of 216 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 210 13F filers

Top Holder

9.6%

of institutional value

Top 5

35.9%

of institutional value

Top 10

55.3%

of institutional value

HHI

397

Broadly held

Who Holds ALLO

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 209 filers, like-for-like change +69.9%; actively managed books +66.8%; index-like books +81.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	42.1%	104	+71.9%	17	20
Exempt adviser	1.6%	2	+46.3%	0	0
Adviser	5.0%	7	+348.8%	3	1
Bank	10.1%	16	+95.7%	3	2
Insurer	0.0%	1	+85.1%	0	0
Broker-dealer	0.1%	2	+29.8%	0	0
Benefit plan	0.1%	2	+45.0%	0	0
Non-US	0.5%	8	+73.5%	2	0
Holding company	18.5%	9	+122.7%	1	0
Unknown	21.9%	58	+20.2%	6	7

Style	Share	Filers	Change	New	Exited
Index-like	29.5%	24	+81.8%	0	0
Systematic-like	10.6%	17	+35.2%	0	3
Concentrated	24.5%	37	+43.3%	6	5
Diversified active	34.4%	130	+105.7%	26	22
Unknown	0.9%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	61.7%	116	+64.2%	13	14
Medium turnover	10.5%	46	+28.5%	8	5
High turnover	20.0%	34	+114.0%	8	9
Unknown	7.8%	13	+108.2%	3	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	13.4%	27	+220.1%	7	5
Medium horizon	26.3%	33	+12.3%	6	4
Long horizon	51.5%	137	+100.5%	17	16
Unknown	8.9%	12	+58.5%	2	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	16.6%	40	+59.4%	10	6
$1B to $10B	16.2%	55	+59.0%	6	8
$10B to $100B	11.3%	57	+108.1%	13	13
$100B or more	55.8%	57	+70.3%	3	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.9%	48	+11.5%	9	10
Pooled investment vehicles	24.3%	24	+101.0%	6	6
Registered funds and BDCs	15.4%	14	+58.0%	1	2
Pension and profit sharing plans	0.0%	2	-11.8%	0	0
Insurance companies	0.1%	3	+106.8%	0	0
Governments and sovereign funds	0.1%	2	-35.0%	0	0
Other investment advisers	0.1%	4	-2.3%	1	0
Diversified	1.3%	7	-17.0%	0	2
Other	0.0%	0	—	0	0
Unknown	57.9%	105	+68.4%	15	10

Private funds	Share	Filers	Change	New	Exited
Hedge funds	17.4%	28	+50.9%	6	9
Private equity funds	1.2%	10	+2.5%	1	1
Venture capital funds	0.0%	2	+4527.6%	1	0
Real estate funds	0.0%	3	+378.8%	0	1
Other private funds	4.4%	13	+27.3%	1	2
Mixed private funds	7.3%	2	+466.2%	0	0
Private funds, type not stated	0.0%	2	+61.3%	1	0
No private funds	13.4%	46	+64.8%	7	7
Securitized asset funds	0.0%	0	—	0	0
Unknown	56.2%	103	+69.2%	15	10

Location	Share	Filers	Change	New	Exited
United States	92.2%	169	+69.5%	28	29
Outside the US	7.8%	40	+74.3%	4	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

209 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.91% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.001%

Mar 31, 2026: 2

Crowding

34.1%

of shares outstanding, 87th percentile

Mar 31, 2026: 24.4%

Private-fund advisers

27.5%

of shares outstanding

Institutional ownership

90.6%

97.0% of the estimated free float

Top 10 holders

55.4%

of 13F shares, Herfindahl 0.040

Active holders

+66.8%

like-for-like share change of active filers

5% stakes on record

1 13D, 4 13G (3 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 13.6 quarters

Under 1 year 21.1% 1 to 3 years 34.7% 3 years or more 44.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $823,548 (1 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$3.00

estimated per share

Mar 31, 2026: $3.84

Quarter-end price

$2.08

implied by 13F values

Estimated gain or loss

-30.6%

price against the estimated cost

Estimated at a loss

66.9%

of costed 13F value

Estimated cost covers 43.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ALLO's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	VIR Vir Biotechnology, Inc.	4	0.195
2	IBIO iBio, Inc.	3	0.189
3	IDYA IDEAYA Biosciences, Inc.	4	0.165
4	URGN UroGen Pharma Ltd.	4	0.159
5	IMTX Immatics N.V.	3	0.159
6	EDIT Editas Medicine, Inc.	3	0.159
7	CELC Celcuity Inc.	5	0.154
8	RCKT Rocket Pharmaceuticals, Inc.	3	0.154
9	RARE Ultragenyx Pharmaceutical Inc.	4	0.145
10	AQST Aquestive Therapeutics, Inc.	3	0.143

Shareholder Targets

13F filers that own its peers but not ALLO, quarter ended Jun 30, 2026

Found through its holder-overlap peers: VIR, IBIO, IDYA, URGN, IMTX, EDIT, CELC, RCKT, RARE, AQST, HELP, RCUS, KYMR, MAZE, SION, KOD, RVMD, DNTH, CYTK, SVRA. 1,007 filers in all.

#	Filer	In peers	Of book	Largest peers
1	BAKER BROS. ADVISORS LP Registered adviser, Concentrated	$5,167,793,522 10 held	26.0%	RVMD, KYMR, CELC
2	FARALLON CAPITAL MANAGEMENT LLC Registered adviser, Diversified active	$2,571,979,042 2 held	15.2%	RVMD, MAZE
3	Jupiter Topco LLC Unknown, Diversified active	$2,524,029,947 14 held	1.03%	RVMD, IDYA, MAZE
4	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$2,441,659,328 18 held	0.420%	RVMD, CYTK, KYMR
5	Avoro Capital Advisors LLC Registered adviser, Concentrated	$2,068,969,312 4 held	18.6%	KYMR, RVMD, CYTK
6	Darwin Global Management, Ltd. Exempt adviser, Concentrated	$1,990,753,064 1 held	51.4%	RVMD
7	Nextech Invest, Ltd. Exempt adviser, Concentrated	$1,455,512,577 2 held	69.3%	RVMD, KYMR
8	Paradigm Biocapital Advisors LP Registered adviser, Concentrated	$1,209,449,236 2 held	22.7%	RVMD, EDIT
9	BVF INC/IL Unknown, Concentrated	$999,323,366 2 held	25.6%	RVMD, KYMR
10	GILEAD SCIENCES, INC. Unknown, Concentrated	$968,825,350 1 held	58.7%	RCUS

Fund Ownership of ALLO by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 14.01% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.12%	+0.69 pp	7,325,575	55
Index ETFs	11.89%	+5.59 pp	41,078,559	27
Active ETFs	0.94%	+0.85 pp	3,240,061	11
Active funds	11.85%	+6.02 pp	40,938,316	62
Unclassified	0.20%	+0.20 pp	682,462	3
All registered funds	26.99%	+13.35 pp	93,264,973	158

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 104 Exempt adviser 2 Adviser 7 Bank 16 Insurer 1 Broker-dealer 2 Benefit plan 2 Non-US 8 Holding company 9 Unknown 59

Showing 100 of 216

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$62,705,677

9.62%

30,146,963

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	1,030,229	$2,142,876	3.4%	Sole
BlackRock Asset Management Canada Ltd	1,006	$2,092	0.0%	Sole
BlackRock Investment Management, LLC	827,423	$1,721,039	2.7%	Sole
BLACKROCK ADVISORS LLC	3,856,096	$8,020,679	12.8%	Sole
BlackRock Fund Advisors	12,172,325	$25,318,436	40.4%	Sole
BlackRock Institutional Trust Company, N.A.	9,261,781	$19,264,504	30.7%	Sole
BlackRock Japan Co. Ltd	27,655	$57,522	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	266,206	$553,708	0.9%	Sole
BlackRock (Netherlands) B.V.	1,500	$3,120	0.0%	Sole
BlackRock Asset Management Ireland Ltd	255,837	$532,140	0.8%	Sole
BlackRock (Luxembourg) S.A.	1,921,543	$3,996,809	6.4%	Sole
Aperio Group, LLC	525,362	$1,092,752	1.7%	Sole

Frazier Life Sciences Management, L.P.

$46,689,069

7.16%

22,446,668

Pfizer Inc

$45,826,643

7.03%

22,032,040

STATE STREET CORP

$39,573,718

6.07%

19,025,826

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	19,025,826	$39,573,718	100.0%	Defined

TPG GP A, LLC

$38,929,916

5.97%

18,716,306

Sio Capital Management, LLC

$27,712,736

4.25%

13,323,431

PRIMECAP MANAGEMENT CO/CA/

$27,296,755

4.19%

13,123,440

VANGUARD CAPITAL MANAGEMENT LLC

$25,306,602

3.88%

12,166,636

FMR LLC

$24,978,808

3.83%

12,009,043

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	11,998,931	$24,957,776	99.9%	Defined
STRATEGIC ADVISERS LLC	10,112	$21,032	0.1%	Defined

CITADEL ADVISORS LLC

$20,982,560

3.22%

10,087,770

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	627,736	$1,305,690	6.2%	Defined
Held directly	9,460,034	$19,676,870	93.8%	Defined

TWO SIGMA INVESTMENTS, LP

$16,191,443

2.48%

7,784,348

GEODE CAPITAL MANAGEMENT, LLC

$14,662,602

2.25%

7,049,328

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	1,044,178	$2,171,890	14.8%	Defined
Held directly	6,005,150	$12,490,712	85.2%	Defined

GOLDMAN SACHS GROUP INC

$12,789,834

1.96%

6,148,959

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	5,993,953	$12,467,422	97.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	155,006	$322,412	2.5%	Defined

GordonMD Global Investments LP

$11,019,840

1.69%

5,298,000

MARSHALL WACE, LLP

$10,598,448

1.63%

5,095,408

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	5,095,408	$10,598,448	100.0%	Other

Patient Square Capital LP

$10,504,000

1.61%

5,050,000

Aberdeen Group plc

$10,403,644

1.60%

5,001,752

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
abrdn Inc.	5,001,752	$10,403,644	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$10,075,289

1.55%

4,843,889

D. E. Shaw & Co., Inc.

$9,798,328

1.50%

4,710,735

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	4,635,160	$9,641,132	98.4%	Defined
D. E. Shaw Investment Management, L.L.C. joint	75,575	$157,196	1.6%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$9,649,708

1.48%

4,639,283

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	220,840	$459,347	4.8%	Defined
Held directly	4,418,443	$9,190,361	95.2%	Sole

MORGAN STANLEY

$9,380,718

1.44%

4,509,962

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	343	$713	0.0%	Defined
MORGAN STANLEY & CO. LLC	719,250	$1,496,040	15.9%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	3,233,190	$6,725,035	71.7%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	14,691	$30,557	0.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	221,222	$460,141	4.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	84,111	$174,950	1.9%	Defined
EATON VANCE MANAGEMENT	237,155	$493,282	5.3%	Defined

Woodline Partners LP

$9,361,297

1.44%

4,500,624

Candriam S.C.A.

$9,019,495

1.38%

4,336,296

VANGUARD PORTFOLIO MANAGEMENT LLC

$8,761,122

1.34%

4,212,078

RENAISSANCE TECHNOLOGIES LLC

$7,975,368

1.22%

3,834,312

HRT FINANCIAL LP

$7,532,884

1.16%

3,621,579

Walleye Capital LLC

$6,797,464

1.04%

3,268,012

RTW INVESTMENTS, LP

$6,760,000

1.04%

3,250,000

DIMENSIONAL FUND ADVISORS LP

$6,737,279

1.03%

3,239,077

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	20,905	$43,482	0.6%	Defined
DFA Australia Ltd.	57,438	$119,471	1.8%	Defined
Dimensional Ireland Ltd	84,845	$176,477	2.6%	Defined
Held directly	3,075,889	$6,397,849	95.0%	Sole

BANK OF AMERICA CORP /DE/

$6,629,624

1.02%

3,187,320

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	2,905,649	$6,043,749	91.2%	Defined
BOFA SECURITIES, INC.	281,671	$585,875	8.8%	Defined

UBS Group AG

$6,319,853

0.97%

3,038,392

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	237,606	$494,220	7.8%	Defined
UBS AG	2,633,621	$5,477,931	86.7%	Defined
UBS Switzerland AG	161,661	$336,254	5.3%	Defined
UBS Securities LLC	5,504	$11,448	0.2%	Defined

Ghisallo Capital Management LLC

$6,240,000

0.96%

3,000,000

NORTHERN TRUST CORP

$6,146,985

0.94%

2,955,282

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	2,879,762	$5,989,904	97.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	33,864	$70,437	1.1%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	41,656	$86,644	1.4%	Other

Wildcat Capital Management, LLC

$6,075,236

0.93%

2,920,787

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$4,730,675

0.73%

2,274,363

AQR CAPITAL MANAGEMENT LLC

$4,173,076

0.64%

2,006,288

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	174	$361	0.0%	Other
Prism Planning Partners LLC	1,013	$2,107	0.1%	Other
Compound Planning, Inc.	115	$239	0.0%	Other
Arax Advisory Partners	44,133	$91,796	2.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	12,976	$26,990	0.6%	Other
Stokes Family Office, LLC	5,290	$11,003	0.3%	Other
Held directly	1,942,587	$4,040,580	96.8%	Defined

DAFNA Capital Management LLC

$4,160,000

0.64%

2,000,000

VANGUARD FIDUCIARY TRUST CO

$3,823,755

0.59%

1,838,344

Boxer Capital Management, LLC

$3,120,000

0.48%

1,500,000

JACOBS LEVY EQUITY MANAGEMENT, INC

$3,026,614

0.46%

1,455,103

JPMORGAN CHASE & CO

$2,991,941

0.46%

1,438,434

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	131,214	$272,925	9.1%	Defined
J.P. Morgan Investment Management Inc.	433,753	$902,206	30.2%	Defined
J.P. Morgan Securities LLC	3,000	$6,240	0.2%	Defined
J.P. Morgan Securities plc	29,556	$61,476	2.1%	Defined
JPMorgan Asset Management (UK) Ltd	840,911	$1,749,094	58.5%	Defined

Raiffeisen Bank International AG

$2,288,000

0.35%

1,100,000

Hennion & Walsh Asset Management, Inc.

$1,662,924

0.26%

1,039,328

Invesco Ltd.

$1,607,393

0.25%

772,786

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	33,051	$68,745	4.3%	Defined
Invesco Trust Co joint	103,428	$215,130	13.4%	Defined
Invesco Capital Management LLC	636,307	$1,323,518	82.3%	Defined

Bank of New York Mellon Corp

$1,512,537

0.23%

727,182

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	268,373	$558,215	36.9%	Defined
The Bank of New York Mellon	458,808	$954,320	63.1%	Defined
Held directly	1	$2	0.0%	Defined

Man Group plc

$1,459,954

0.22%

701,901

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	701,901	$1,459,954	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$1,412,261

0.22%

678,972

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ClariVest Asset Management LLC joint	678,972	$1,412,261	100.0%	Defined

Nuveen, LLC

$1,299,267

0.20%

624,648

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	48,320	$100,505	7.7%	Defined
TEACHERS ADVISORS, LLC joint	576,328	$1,198,762	92.3%	Defined

IEQ CAPITAL, LLC

$1,207,171

0.19%

580,371

Mitsubishi UFJ Asset Management Co., Ltd.

$1,138,153

0.17%

547,189

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	547,189	$1,138,153	100.0%	Defined

CITIGROUP INC

$1,072,237

0.16%

515,499

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	515,499	$1,072,237	100.0%	Defined

Voleon Capital Management LP

$1,010,091

0.15%

485,621

AMERIPRISE FINANCIAL INC

$977,320

0.15%

469,866

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	469,799	$977,181	100.0%	Defined
Ameriprise Financial Services, LLC	67	$139	0.0%	Defined

TD Asset Management Inc

$961,126

0.15%

462,080

Russell Investments Group, Ltd.

$911,889

0.14%

438,409

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	322,358	$670,504	73.5%	Other
Russell Investments Capital, LLC joint	28,431	$59,136	6.5%	Other
Russell Investments France SAS	30,751	$63,962	7.0%	Defined
Russell Investments Trust Company joint	56,869	$118,287	13.0%	Other

MACKENZIE FINANCIAL CORP

$893,488

0.14%

429,562

Creative Planning

$886,988

0.14%

426,437

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	13,773	$28,647	3.2%	Defined
Held directly	412,664	$858,341	96.8%	Sole

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$886,649

0.14%

426,274

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	426,274	$886,649	100.0%	Defined

Erste Asset Management GmbH

$793,312

0.12%

381,400

ALPS ADVISORS INC

$728,630

0.11%

350,303

Rafferty Asset Management, LLC

$702,072

0.11%

337,535

Cerity Partners LLC

$687,001

0.11%

330,290

Connor, Clark & Lunn Investment Management Ltd.

$671,479

0.10%

322,827

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	320,247	$666,113	99.2%	Sole
Held directly	2,580	$5,366	0.8%	Sole

ACADIAN ASSET MANAGEMENT LLC

$662,201

0.10%

318,366

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	318,366	$662,201	100.0%	Defined

RHUMBLINE ADVISERS

$644,261

0.10%

309,741

GSA CAPITAL PARTNERS LLP

$594,027

0.09%

285,590

DEUTSCHE BANK AG\

$586,453

0.09%

281,949

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	22,800	$47,424	8.1%	Defined
DWS Investments UK Ltd	259,149	$539,029	91.9%	Defined

Harold Davidson & Associates Inc.

$585,565

0.09%

281,522

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$554,147

0.09%

266,417

HSBC HOLDINGS PLC

$540,273

0.08%

259,747

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	259,747	$540,273	100.0%	Defined

WELLS FARGO & COMPANY/MN

$533,686

0.08%

256,580

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	222,280	$462,342	86.6%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	7,800	$16,224	3.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	26,500	$55,120	10.3%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$520,000

0.08%

250,000

Squarepoint Ops LLC

$502,369

0.08%

241,524

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	241,524	$502,369	100.0%	Defined

BIT Capital GmbH

$478,400

0.07%

230,000

ALLIANCEBERNSTEIN L.P.

$469,826

0.07%

225,878

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	225,878	$469,826	100.0%	Defined

LPL Financial LLC

$458,993

0.07%

220,670

BARCLAYS PLC

$457,012

0.07%

219,718

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	184,536	$383,834	84.0%	Defined
BARCLAYS CAPITAL INC.	35,182	$73,178	16.0%	Defined

Vanguard Global Advisers, LLC

$447,584

0.07%

215,185

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

$446,814

0.07%

279,259

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brooklyn Investment Group joint	4,699	$7,518	1.7%	Other
Held directly	274,560	$439,296	98.3%	Sole

Quadrature Capital Ltd

$437,825

0.07%

210,493

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	210,493	$437,825	100.0%	Other

AMERICAN CENTURY COMPANIES INC

$431,400

0.07%

207,404

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	207,404	$431,400	100.0%	Defined

Headlands Technologies LLC

$427,342

0.07%

205,453

ROYAL BANK OF CANADA

$387,767

0.06%

186,427

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	8,068	$16,781	4.3%	Defined
RBC Capital Markets, LLC	175,959	$365,994	94.4%	Defined
RBC Dominion Securities Inc.	1,150	$2,392	0.6%	Defined
CITY NATIONAL BANK	1,250	$2,600	0.7%	Other

Virtus Investment Advisers, LLC

$358,194

0.05%

172,209

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$354,432

0.05%

170,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	170,400	$354,432	100.0%	Other

PROFUND ADVISORS LLC

$352,971

0.05%

169,698

PARTNERS CAPITAL INVESTMENT GROUP, LLP

$336,121

0.05%

161,597

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$335,790

0.05%

161,438

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	122,228	$254,234	75.7%	Defined
Global X Management (AUS) Ltd joint	39,210	$81,556	24.3%	Defined

WINTON GROUP Ltd

$328,972

0.05%

158,160

MetLife Investment Management, LLC

$324,844

0.05%

156,175

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	156,175	$324,844	100.0%	Defined

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$305,300

0.05%

146,779

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	146,779	$305,300	100.0%	Defined

Smartleaf Asset Management LLC

$286,777

0.04%

137,874

OpenArc Corporate Advisory, LLC

$278,812

0.04%

174,258

CHOREO, LLC

$260,128

0.04%

125,062

ALGERT GLOBAL LLC

$254,633

0.04%

122,420

Quantbot Technologies LP

$243,220

0.04%

116,933

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	116,933	$243,220	100.0%	Sole

CANADA PENSION PLAN INVESTMENT BOARD

$240,240

0.04%

115,500

Graham Capital Management, L.P.

$237,991

0.04%

114,419

Indivisible Partners

$235,200

0.04%

147,000

NWI MANAGEMENT LP

$208,000

0.03%

100,000

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Key facts CIK 1737287 CUSIP 019770106 13F (30d) 31 filings 29 filers Visit website Investor relations