Caption Management, LLC
Position in AAOI — Applied Optoelectronics, Inc.
CIK 1706766
OKLAHOMA CITY, OK
Position in AAOI
as of Jun 30, 2026
· filed Aug 14, 2026
Position Value
$1,363,072
+$1,151,597 QoQ
Shares Held
9,200
+268.0% QoQ
Ownership
0.011%
of shares outstanding
% of Portfolio
0.05%
of 13F equity value
Holder Rank
#208
of 480 holders
Holding Since
Jun 2020
9 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in AAOI Over Time
Shares Held
Position Value (USD)
Derivatives in AAOI
reported options exposure · as of Jun 30, 2026CallValue
$0
CallShares
0
PutValue
$6,667,200
PutShares
45,000
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Communication Equipment
Technology · as of Jun 30, 2026Caption Management, LLC holds $29,683,560 across 10 Communication Equipment names. AAOI ranks #6 (4.6% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | CSCO |
Cisco Systems, Inc.
|
107,700 | $12,650,442 | |
| 2 | ZBRA |
Zebra Technologies Corp
|
24,500 | $6,449,870 | |
| 3 | VSAT |
Viasat Inc
|
40,000 | $3,592,400 | |
| 4 | LITE |
Lumentum Holdings Inc.
|
2,550 | $2,188,053 | |
| 5 | HPE |
Hewlett Packard Enterprise Co
|
45,000 | $2,029,950 | |
| 6 | AAOI |
Applied Optoelectronics, Inc.
This page
|
9,200 | $1,363,072 | |
| 7 | BDC |
Belden Inc.
|
6,000 | $719,460 | |
| 8 | VISN |
Vistance Networks, Inc.
|
21,165 | $270,488 |
All Filings in AAOI
Export CSV
16 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $6,667,200 | 45,000 | Put | Sole | 2026-08-14 | |
| 2026-06-30 | $1,363,072 | 9,200 | Shares | Sole | 2026-08-14 | |
| 2026-03-31 | $16,918,000 | 200,000 | Call | Sole | 2026-05-15 | |
| 2026-03-31 | $211,475 | 2,500 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $2,265,900 | 65,000 | Call | Sole | 2026-02-17 | |
| 2025-09-30 | $95,941 | 3,700 | Shares | Sole | 2025-11-14 | |
| 2025-09-30 | $1,044,979 | 40,300 | Call | Sole | 2025-11-14 | |
| 2025-09-30 | $1,044,979 | 40,300 | Put | Sole | 2025-11-14 | |
| 2025-06-30 | $513,800 | 20,000 | Put | Sole | 2025-08-14 | |
| 2025-06-30 | $513,800 | 20,000 | Call | Sole | 2025-08-14 | |
| 2025-06-30 | $195,244 | 7,600 | Shares | Sole | 2025-08-14 | |
| 2025-03-31 | $153,500 | 10,000 | Shares | Sole | 2025-05-15 | |
| 2025-03-31 | $153,500 | 10,000 | Put | Sole | 2025-05-15 | |
| 2024-12-31 | $545,528 | 14,800 | Shares | Sole | 2025-02-14 | |
| 2024-09-30 | $1,030,320 | 72,000 | Call | Sole | 2024-11-14 | |
| 2020-06-30 | $190,225 | 17,500 | Shares | Sole | 2020-08-14 | |
| No filing history on record for this holder in this stock. | ||||||