Jefferies Financial Group Inc.
Position in AAOI — Applied Optoelectronics, Inc.
CIK 96223
NEW YORK, NY
Position in AAOI
as of Mar 31, 2026
· filed May 8, 2026
Position Value
$2,775,397
-$20,579,099 QoQ
Shares Held
32,810
-94.8% QoQ
Ownership
0.041%
of shares outstanding
% of Portfolio
0.04%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Sep 2023
5 quarters on record
Voting authority
Sole 100.ToString("F0")%
Shared 0.ToString("F0")%
None 0.ToString("F0")%
Common Shares in AAOI Over Time
Shares Held
Position Value (USD)
Derivatives in AAOI
reported options exposure · as of Dec 31, 2023CallValue
$869,400
CallShares
45,000
PutValue
$289,800
PutShares
15,000
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Communication Equipment
Technology · as of Mar 31, 2026Jefferies Financial Group Inc. holds $45,747,499 across 12 Communication Equipment names. AAOI ranks #5 (6.1% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | HPE |
Hewlett Packard Enterprise Co
|
826,500 | $19,678,965 | |
| 2 | NOK |
Nokia Corp
|
1,024,226 | $8,234,777 | |
| 3 | LITE |
Lumentum Holdings Inc.
|
6,456 | $4,537,018 | |
| 4 | CSCO |
Cisco Systems, Inc.
|
51,184 | $3,971,366 | |
| 5 | AAOI |
Applied Optoelectronics, Inc.
This page
|
32,810 | $2,775,397 | |
| 6 | VISN |
Vistance Networks, Inc.
|
120,000 | $2,184,000 | |
| 7 | ASTS |
AST SpaceMobile, Inc.
|
23,255 | $1,927,141 | |
| 8 | ONDS |
Ondas Inc.
|
121,500 | $1,098,360 |
All Filings in AAOI
Export CSV
8 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $2,775,397 | 32,810 | Shares | Defined | 2026-05-08 | |
| 2024-12-31 | $23,354,496 | 633,600 | Shares | Defined | 2025-02-27 | |
| 2024-03-31 | $630,630 | 45,500 | Shares | Defined | 2024-05-13 | |
| 2023-12-31 | $289,800 | 15,000 | Put | Defined | 2024-05-06 | |
| 2023-12-31 | $869,400 | 45,000 | Call | Defined | 2024-05-06 | |
| 2023-12-31 | $1,761,984 | 91,200 | Shares | Defined | 2024-05-06 | |
| 2023-09-30 | $232,564 | 21,200 | Shares | Defined | 2023-11-14 | |
| 2023-09-30 | $493,650 | 45,000 | Call | Defined | 2023-11-14 | |
| No filing history on record for this holder in this stock. | ||||||