Jefferies Financial Group Inc.
Position in AAOI — Applied Optoelectronics, Inc.
CIK 96223
NEW YORK, NY
Position in AAOI
as of Jun 30, 2026
· filed Aug 17, 2026
Position Value
$1,121,126
-$1,654,271 QoQ
Shares Held
7,567
-76.9% QoQ
Ownership
0.009%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#220
of 481 holders
Holding Since
Sep 2023
6 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in AAOI Over Time
Shares Held
Position Value (USD)
Derivatives in AAOI
reported options exposure · as of Dec 31, 2023CallValue
$869,400
CallShares
45,000
PutValue
$289,800
PutShares
15,000
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Communication Equipment
Technology · as of Jun 30, 2026Jefferies Financial Group Inc. holds $51,957,552 across 12 Communication Equipment names. AAOI ranks #5 (2.2% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | HPE |
Hewlett Packard Enterprise Co
|
768,052 | $34,646,825 | |
| 2 | LITE |
Lumentum Holdings Inc.
|
5,401 | $4,634,382 | |
| 3 | CSCO |
Cisco Systems, Inc.
|
32,438 | $3,810,167 | |
| 4 | ASTS |
AST SpaceMobile, Inc.
|
32,100 | $2,852,406 | |
| 5 | AAOI |
Applied Optoelectronics, Inc.
This page
|
7,567 | $1,121,126 | |
| 6 | VSAT |
Viasat Inc
|
11,750 | $1,055,267 | |
| 7 | VIAV |
Viavi Solutions Inc.
|
21,496 | $1,026,434 | |
| 8 | NOK |
Nokia Corp
|
68,760 | $913,132 |
All Filings in AAOI
Export CSV
9 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $1,121,126 | 7,567 | Shares | Defined | 2026-08-17 | |
| 2026-03-31 | $2,775,397 | 32,810 | Shares | Defined | 2026-05-08 | |
| 2024-12-31 | $23,354,496 | 633,600 | Shares | Defined | 2025-02-27 | |
| 2024-03-31 | $630,630 | 45,500 | Shares | Defined | 2024-05-13 | |
| 2023-12-31 | $289,800 | 15,000 | Put | Defined | 2024-05-06 | |
| 2023-12-31 | $1,761,984 | 91,200 | Shares | Defined | 2024-05-06 | |
| 2023-12-31 | $869,400 | 45,000 | Call | Defined | 2024-05-06 | |
| 2023-09-30 | $232,564 | 21,200 | Shares | Defined | 2023-11-14 | |
| 2023-09-30 | $493,650 | 45,000 | Call | Defined | 2023-11-14 | |
| No filing history on record for this holder in this stock. | ||||||