8-K
ALT5 Sigma Corp (AIFC)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): February 27, 2026
ALT5
SIGMA CORPORATION
(Exact Name of Registrant as Specified in Charter)
| Nevada | 000-19621 | 41-1454591 |
|---|---|---|
| (State or Other Jurisdiction | (Commission | (IRS Employer |
| of Incorporation) | File Number) | Identification No.) |
8548 Rozita Lee Avenue, Suite 305
Las Vegas, NV 89113
(Address of Principal Executive Offices and Zip Code)
Registrant’s
telephone number, including area code: 702-997-5968
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the<br> Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting material pursuant to Rule 14a-12 under the<br> Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b)<br> under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c)<br> under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Common Stock, $0.001<br> par value per share | ALTS | The<br> NASDAQ Stock Market LLC<br><br> <br>(The<br> NASDAQ Capital Market) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item5.07. Submission of Matters to a Vote of Security Holders.
On February 27, 2026, ALT5 Sigma Corporation (the “Company”) held its 2025 Annual Meeting of Stockholders (the “Annual Meeting”) to vote on the matters disclosed in the Company’s definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on February 3, 2026 and updated on February 6, 2026. The final voting results for the matters submitted to a vote of stockholders were as follows:
Proposal No. 1 – Election of Directors
At the Annual Meeting, the Company’s stockholders elected the persons listed below as directors for a one-year term expiring on the date of the Company’s next Annual Meeting or until their respective successors are duly elected and qualified:
| Votes | ||||||
|---|---|---|---|---|---|---|
| Nominee Name | Votes<br> For | Votes<br> Withheld | Broker<br> Non-Votes | |||
| Zachary Witkoff | 29,558,662 | 278,462 | 25,015,729 | |||
| Tony Isaac | 29,567,556 | 269,568 | 25,015,729 | |||
| Zachary Folkman | 28,914,712 | 922,412 | 25,015,729 | |||
| Nael Hajjar | 26,971,002 | 2,866,122 | 25,015,729 | |||
| John Bitar | 27,025,989 | 2,811,135 | 25,015,729 | |||
| Dr. Adel Elmessiry, Ph.D. | 29,570,518 | 266,606 | 25,015,729 | |||
| Tim Stanley | 29,570,671 | 266,453 | 25,015,729 |
Proposal No. 2 – Ratification of Independent Accounting Firm
The Company’s stockholders ratified the appointment of L J Soldinger Associates, LLC as the Company’s independent registered public accounting firm for fiscal 2025.
| Votes | ||
|---|---|---|
| For | Against | Abstain |
| 52,739,070 | 2,022,767 | 91,016 |
Proposal No. 3 – Proposal To Adjourn The Annual Meeting
The Company’s stockholders approved the proposal to adjourn the Annual Meeting.
| Votes | ||
|---|---|---|
| For | Against | Abstain |
| 49,839,502 | 4,851,349 | 162,002 |
Item9.01. Financial Statements and Exhibits
(d)Exhibits
| Exhibit Number | Description |
|---|---|
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, we have duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ALT5 Sigma Corporation | |
|---|---|
| By: | /s/ Tony Isaac |
| Name: | Tony Isaac |
| Title: | Acting Chief Executive Officer |
Dated: March 2, 2026