PRINCIPAL SECURITIES, INC.
Broker-DealerPosition in AX — Axos Financial, Inc.
CIK 12600
DES MOINES, IA
Position in AX
as of Jun 30, 2026
· filed Aug 4, 2026
Position Value
$265,290
+$241,842 QoQ
Shares Held
2,724
+883.4% QoQ
Ownership
0.005%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#250
of 381 holders
Holding Since
Dec 2023
9 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in AX Over Time
Shares Held
Position Value (USD)
Position in Banks - Regional
Financial Services · as of Jun 30, 2026PRINCIPAL SECURITIES, INC. holds $23,881,723 across 26 Banks - Regional names. AX ranks #20 (1.1% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | USB |
US Bancorp De
|
85,223 | $5,147,469 | |
| 2 | TFC |
Truist Financial Corp
|
53,867 | $2,683,653 | |
| 3 | LYG |
Lloyds Banking Group plc
|
346,943 | $2,022,677 | |
| 4 | WTFC |
Wintrust Financial Corp
|
10,874 | $1,747,669 | |
| 5 | PNC |
Pnc Financial Services Group, Inc.
|
7,093 | $1,746,438 | |
| 6 | BPOP |
Popular, Inc.
|
9,554 | $1,568,575 | |
| 7 | FITB |
Fifth Third Bancorp
|
25,785 | $1,453,500 | |
| 8 | KB |
KB Financial Group Inc.
|
10,601 | $1,112,680 |
All Filings in AX
Export CSV
9 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $265,290 | 2,724 | Shares | Sole | 2026-08-04 | |
| 2025-09-30 | $23,448 | 277 | Shares | Sole | 2025-11-12 | |
| 2025-06-30 | $16,120 | 212 | Shares | Sole | 2025-08-11 | |
| 2025-03-31 | $1,483 | 23 | Shares | Sole | 2025-04-30 | |
| 2024-12-31 | $1,606 | 23 | Shares | Sole | 2025-01-30 | |
| 2024-09-30 | $3,018 | 48 | Shares | Sole | 2024-10-28 | |
| 2024-06-30 | $1,428 | 25 | Shares | Sole | 2024-07-31 | |
| 2024-03-31 | $1,351 | 25 | Shares | Sole | 2024-05-10 | |
| 2023-12-31 | $1,365 | 25 | Shares | Sole | 2024-05-10 | |
| No filing history on record for this holder in this stock. | ||||||