Rockefeller Capital Management L.P.

Position in AX — Axos Financial, Inc.

CIK 1739439 NEW YORK, NY

Position in AX

as of Jun 30, 2026 · filed Aug 13, 2026 Compact

Position Value

$208,024

+$22,869 QoQ

Shares Held

2,136

-1.8% QoQ

Ownership

0.004%

of shares outstanding

% of Portfolio

0.00%

of 13F equity value

Holder Rank

#277

of 381 holders

Holding Since

Mar 2020

11 quarters on record

Voting authority Sole 96% Shared 0% None 4%

Financial Services · as of Jun 30, 2026

Rockefeller Capital Management L.P. holds $350,729,980 across 189 Banks - Regional names. AX ranks #61 (0.1% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	FITB	Fifth Third Bancorp	2,041,393	$115,073,320
2	PNC	Pnc Financial Services Group, Inc.	240,258	$59,156,322
3	FBNC	First Bancorp /Nc/	420,796	$26,901,486
4	IBN	Icici Bank Ltd	888,558	$25,794,838
5	TFC	Truist Financial Corp	382,434	$19,052,859
6	USB	US Bancorp \De\	237,502	$14,345,119
7	ZION	Zions Bancorporation, National Association /Ut/	170,260	$11,780,288
8	COLB	Columbia Banking System, Inc.	201,911	$6,471,246

11 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$208,024	2,136	-1.8%	Shares	Defined	2026-08-13
2026-03-31	$185,155	2,176	-0.5%	Shares	Defined	2026-05-14
2025-12-31	$188,345	2,186	+7.2%	Shares	Defined	2026-03-17
2025-09-30	$172,686	2,040	+11900.0%	Shares	Defined	2025-11-14
2022-12-31	$649	17	-46.9%	Shares	Defined	2023-03-06
2022-09-30	$1,095	32	-94.1%	Shares	Defined	2022-11-02
2022-06-30	$19,287	538	+896.3%	Shares	Defined	2022-08-12
2022-03-31	$2,505	54	-88.1%	Shares	Defined	2022-05-13
2020-09-30	$10,536	452	+55.3%	Shares	Defined	2020-11-13
2020-06-30	$6,425	291	-37.4%	Shares	Defined	2020-08-12
2020-03-31	$8,430	465	—	Shares	Defined	2020-05-12
No filing history on record for this holder in this stock.