NorthRock Partners, LLC

Position in BABA — Alibaba Group Holding Ltd

CIK 1632097 MINNEAPOLIS, MN

Back to BABA Full portfolio

Position in BABA

as of Jun 30, 2026 · filed Aug 11, 2026 Compact

Position Value

$298,401

-$56,525 QoQ

Shares Held

3,109

+9.9% QoQ

Ownership

0.000%

of shares outstanding

% of Portfolio

0.02%

of 13F equity value

Holder Rank

#804

of 1,209 holders

Holding Since

Mar 2020

17 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Common Shares in BABA Over Time

Shares Held

Position Value (USD)

Derivatives in BABA

reported options exposure · as of Mar 31, 2026

CallValue

$25,092

CallShares

200

PutValue

$25,092

PutShares

200

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Internet Retail

Consumer Cyclical · as of Jun 30, 2026

NorthRock Partners, LLC holds $33,953,831 across 5 Internet Retail names. BABA ranks #5 (0.9% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	AMZN	Amazon Com Inc	131,565	$31,357,202
2	CART	Maplebear Inc.	27,350	$1,295,022
3	EBAY	Ebay Inc	5,104	$570,372
4	MELI	Mercadolibre Inc	255	$432,834
5	BABA	Alibaba Group Holding Ltd This page	3,109	$298,401

All Filings in BABA

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19 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$298,401	3,109	+9.9%	Shares	Sole	2026-08-11
2026-03-31	$25,092	200	—	Call	Sole	2026-05-15
2026-03-31	$25,092	200	—	Put	Sole	2026-05-15
2026-03-31	$354,926	2,829	-3.0%	Shares	Sole	2026-05-15
2025-12-31	$427,427	2,916	+0.7%	Shares	Sole	2026-02-17
2025-09-30	$517,423	2,895	+63.1%	Shares	Sole	2025-11-14
2025-06-30	$201,302	1,775	-0.6%	Shares	Sole	2025-11-14
2025-03-31	$236,030	1,785	-59.0%	Shares	Sole	2025-05-08
2024-03-31	$314,838	4,351	+62.7%	Shares	Sole	2025-04-22
2023-12-31	$207,339	2,675	-16.9%	Shares	Sole	2025-04-22
2023-09-30	$279,302	3,220	+55.0%	Shares	Sole	2023-10-24
2021-12-31	$246,845	2,078	-59.1%	Shares	Sole	2022-02-07
2021-09-30	$752,834	5,085	+83.0%	Shares	Sole	2021-11-12
2021-06-30	$629,994	2,778	-0.8%	Shares	Sole	2021-08-12
2021-03-31	$635,070	2,801	+12.3%	Shares	Sole	2021-05-11
2020-12-31	$580,661	2,495	-3.7%	Shares	Sole	2021-02-08
2020-09-30	$761,408	2,590	-10.6%	Shares	Sole	2020-11-12
2020-06-30	$625,098	2,898	-0.4%	Shares	Sole	2020-08-13
2020-03-31	$565,742	2,909	—	Shares	Sole	2020-05-13
No filing history on record for this holder in this stock.