Position in CAT
as of Mar 31, 2026
· filed May 15, 2026
Position Value
$40,973,075
+$8,483,326 QoQ
Shares Held
57,834
+2.0% QoQ
Ownership
0.013%
of shares outstanding
% of Portfolio
0.49%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Mar 2020
25 quarters on record
Voting authority
Sole 1%
Shared 0%
None 99%
Common Shares in CAT Over Time
Shares Held
Position Value (USD)
Derivatives in CAT
reported options exposure · as of Mar 31, 2026CallValue
$779,306
CallShares
1,100
PutValue
$0
PutShares
0
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Farm & Heavy Construction Machinery
Industrials · as of Mar 31, 2026MAI Capital Management holds $60,065,745 across 19 Farm & Heavy Construction Machinery names. CAT ranks #1 (68.2% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | CAT |
Caterpillar Inc
This page
|
57,834 | $40,973,075 | |
| 2 | DE |
Deere & Co
|
29,281 | $16,493,987 | |
| 3 | OSK |
Oshkosh Corp
|
7,848 | $1,155,304 | |
| 4 | PCAR |
Paccar Inc
|
8,333 | $962,461 | |
| 5 | TEX |
Terex Corp
|
2,329 | $137,643 | |
| 6 | AGCO |
Agco Corp /De
|
1,093 | $126,645 | |
| 7 | CNH |
CNH Industrial N.V.
|
8,767 | $96,437 | |
| 8 | ALG |
Alamo Group Inc
|
316 | $52,130 |
All Filings in CAT
Export CSV
31 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $779,306 | 1,100 | Call | Sole | 2026-05-15 | |
| 2026-03-31 | $40,973,075 | 57,834 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $32,489,749 | 56,714 | Shares | Sole | 2026-02-13 | |
| 2025-12-31 | $401,009 | 700 | Call | Sole | 2026-02-13 | |
| 2025-09-30 | $238,575 | 500 | Call | Sole | 2025-11-10 | |
| 2025-09-30 | $21,843,927 | 45,780 | Shares | Sole | 2025-11-10 | |
| 2025-06-30 | $13,287,651 | 34,228 | Shares | Sole | 2025-08-12 | |
| 2025-06-30 | $155,284 | 400 | Call | Sole | 2025-08-12 | |
| 2025-03-31 | $131,920 | 400 | Call | Sole | 2025-05-15 | |
| 2025-03-31 | $8,126,601 | 24,641 | Shares | Sole | 2025-05-15 | |
| 2024-12-31 | $8,810,352 | 24,287 | Shares | Sole | 2025-02-14 | |
| 2024-12-31 | $471,588 | 1,300 | Call | Sole | 2025-02-14 | |
| 2024-09-30 | $6,697,538 | 17,124 | Shares | Sole | 2024-11-07 | |
| 2024-06-30 | $6,402,848 | 19,222 | Shares | Sole | 2024-08-12 | |
| 2024-03-31 | $7,130,727 | 19,460 | Shares | Sole | 2024-05-08 | |
| 2023-12-31 | $4,697,900 | 15,889 | Shares | Sole | 2024-02-09 | |
| 2023-09-30 | $3,975,426 | 14,562 | Shares | Sole | 2023-11-14 | |
| 2023-06-30 | $3,483,329 | 14,157 | Shares | Sole | 2023-08-02 | |
| 2023-03-31 | $3,136,023 | 13,704 | Shares | Sole | 2023-05-10 | |
| 2022-12-31 | $2,938,682 | 12,267 | Shares | Sole | 2023-02-09 | |
| 2022-09-30 | $1,527,912 | 9,312 | Shares | Sole | 2022-11-15 | |
| 2022-06-30 | $1,794,035 | 10,036 | Shares | Sole | 2022-07-19 | |
| 2022-03-31 | $2,231,542 | 10,015 | Shares | Sole | 2022-05-10 | |
| 2021-12-31 | $1,805,873 | 8,735 | Shares | Sole | 2022-02-11 | |
| 2021-09-30 | $1,505,620 | 7,843 | Shares | Sole | 2021-11-12 | |
| 2021-06-30 | $1,720,582 | 7,906 | Shares | Sole | 2021-07-19 | |
| 2021-03-31 | $1,771,950 | 7,642 | Shares | Sole | 2021-05-10 | |
| 2020-12-31 | $1,597,043 | 8,774 | Shares | Sole | 2021-02-16 | |
| 2020-09-30 | $1,178,881 | 7,904 | Shares | Sole | 2020-10-26 | |
| 2020-06-30 | $686,768 | 5,429 | Shares | Sole | 2020-07-27 | |
| 2020-03-31 | $511,156 | 4,405 | Shares | Sole | 2020-04-16 | |
| No filing history on record for this holder in this stock. | ||||||