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PRINCIPAL SECURITIES, INC.

Broker-Dealer

Position in CAT — Caterpillar Inc

CIK 12600 DES MOINES, IA

Position in CAT

as of Jun 30, 2026 · filed Aug 4, 2026
Position Value
$20,833,703
+$7,059,824 QoQ
Shares Held
19,564
+0.6% QoQ
Ownership
0.004%
of shares outstanding
% of Portfolio
0.73%
of 13F equity value
Holder Rank
#553
of 4,031 holders
Holding Since
Dec 2023
11 quarters on record
Voting authority Sole 0% Shared 0% None 100%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Position in Farm & Heavy Construction Machinery

Industrials · as of Jun 30, 2026

PRINCIPAL SECURITIES, INC. holds $25,671,176 across 4 Farm & Heavy Construction Machinery names. CAT ranks #1 (81.2% of the industry book) .

# Ticker Company Shares Value (USD) Open
1 CAT
Caterpillar Inc
This page
19,564 $20,833,703

All Filings in CAT

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11 filing rows on record
Report Date Value (USD) Shares
2026-06-30 $20,833,703 19,564
2026-03-31 $13,773,879 19,442
2025-12-31 $12,139,688 21,191
2025-09-30 $10,268,268 21,520
2025-06-30 $8,085,249 20,827
2025-03-31 $6,368,438 19,310
2024-12-31 $6,980,227 19,242
2024-09-30 $7,161,407 18,310
2024-06-30 $5,394,554 16,195
2024-03-31 $4,084,961 11,148
2023-12-31 $3,831,291 12,958