GUGGENHEIM CAPITAL LLC

Position in CAT — Caterpillar Inc

CIK 1283072 Chicago, IL

Back to CAT Full portfolio

Position in CAT

as of Mar 31, 2026 · filed May 15, 2026 Compact

Position Value

$34,317,092

+$3,423,933 QoQ

Shares Held

48,439

-10.2% QoQ

Ownership

0.011%

of shares outstanding

% of Portfolio

0.29%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2020

25 quarters on record

Voting authority Sole 0.ToString("F0")% Shared 100.ToString("F0")% None 0.ToString("F0")%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Position in Farm & Heavy Construction Machinery

Industrials · as of Mar 31, 2026

GUGGENHEIM CAPITAL LLC holds $91,492,457 across 11 Farm & Heavy Construction Machinery names. CAT ranks #1 (37.5% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	CAT	Caterpillar Inc This page	48,439	$34,317,092
2	DE	Deere & Co	54,810	$30,874,471
3	PCAR	Paccar Inc	181,413	$20,953,201
4	OSK	Oshkosh Corp	23,173	$3,411,297
5	CNH	CNH Industrial N.V.	66,664	$733,304
6	ALG	Alamo Group Inc	1,453	$239,701
7	AGCO	Agco Corp /De	2,027	$234,868
8	TEX	Terex Corp	3,943	$233,031

All Filings in CAT

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25 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$34,317,092	48,439	-10.2%	Shares	Defined	2026-05-15
2025-12-31	$30,893,159	53,927	+1.4%	Shares	Defined	2026-02-17
2025-09-30	$25,375,313	53,181	+10.0%	Shares	Defined	2025-11-13
2025-06-30	$18,766,069	48,340	-6.6%	Shares	Defined	2025-08-13
2025-03-31	$17,069,787	51,758	-1.4%	Shares	Defined	2025-05-14
2024-12-31	$19,040,545	52,488	-7.9%	Shares	Defined	2025-02-13
2024-09-30	$22,283,278	56,973	-21.9%	Shares	Defined	2024-11-13
2024-06-30	$24,310,635	72,983	-12.4%	Shares	Defined	2024-08-14
2024-03-31	$30,518,853	83,287	+10.1%	Shares	Defined	2024-05-14
2023-12-31	$22,364,476	75,640	-7.5%	Shares	Defined	2024-02-14
2023-09-30	$22,312,290	81,730	-3.7%	Shares	Defined	2023-11-14
2023-06-30	$20,875,372	84,842	+29.8%	Shares	Defined	2023-08-11
2023-03-31	$14,952,174	65,339	+20.0%	Shares	Defined	2023-05-11
2022-12-31	$13,047,394	54,464	+36.8%	Shares	Defined	2023-02-14
2022-09-30	$6,530,382	39,800	+34.9%	Shares	Defined	2022-11-14
2022-06-30	$5,275,384	29,511	-17.0%	Shares	Defined	2022-08-15
2022-03-31	$7,918,352	35,537	-55.8%	Shares	Defined	2022-05-16
2021-12-31	$16,607,216	80,329	-6.9%	Shares	Defined	2022-02-14
2021-09-30	$16,566,050	86,295	-3.5%	Shares	Defined	2021-11-15
2021-06-30	$19,455,902	89,399	-25.6%	Shares	Defined	2021-08-13
2021-03-31	$27,875,409	120,220	-24.3%	Shares	Defined	2021-05-13
2020-12-31	$28,917,515	158,870	-17.4%	Shares	Defined	2021-02-16
2020-09-30	$28,702,424	192,440	-1.5%	Shares	Defined	2020-11-13
2020-06-30	$24,702,666	195,278	+12.9%	Shares	Defined	2020-08-14
2020-03-31	$20,072,366	172,978	—	Shares	Defined	2020-06-02
No filing history on record for this holder in this stock.