ALPS ADVISORS INC

Position in CAT — Caterpillar Inc

CIK 1376113 Denver, CO

Position in CAT

as of Jun 30, 2026 · filed Jul 29, 2026 Compact

Position Value

$18,074,547

+$10,717,899 QoQ

Shares Held

16,973

+63.5% QoQ

Ownership

0.004%

of shares outstanding

% of Portfolio

0.09%

of 13F equity value

Holder Rank

#602

of 4,031 holders

Holding Since

Mar 2020

25 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Industrials · as of Jun 30, 2026

ALPS ADVISORS INC holds $28,900,139 across 5 Farm & Heavy Construction Machinery names. CAT ranks #1 (62.5% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	CAT	Caterpillar Inc This page	16,973	$18,074,547
2	FSS	Federal Signal Corp /De/	39,470	$5,071,500
3	PCAR	Paccar Inc	22,346	$2,684,201
4	DE	Deere & Co	3,667	$2,326,088
5	BLBD	Blue Bird Corp	9,420	$743,803

25 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$18,074,547	16,973	+63.5%	Shares	Defined	2026-07-29
2026-03-31	$7,356,648	10,384	-15.4%	Shares	Defined	2026-05-08
2025-12-31	$7,031,406	12,274	+0.3%	Shares	Defined	2026-02-12
2025-09-30	$5,838,407	12,236	-14.0%	Shares	Defined	2025-11-05
2025-06-30	$5,524,616	14,231	-6.0%	Shares	Defined	2025-08-11
2025-03-31	$4,993,831	15,142	-3.1%	Shares	Defined	2025-04-30
2024-12-31	$5,670,301	15,631	-0.5%	Shares	Defined	2025-02-13
2024-09-30	$6,146,059	15,714	-42.8%	Shares	Defined	2024-11-12
2024-06-30	$9,150,257	27,470	-0.1%	Shares	Defined	2024-08-13
2024-03-31	$10,075,359	27,496	+0.0%	Shares	Defined	2024-05-14
2023-12-31	$8,127,672	27,489	+0.4%	Shares	Defined	2024-02-14
2023-09-30	$7,475,832	27,384	+156.2%	Shares	Defined	2023-11-14
2023-06-30	$2,630,274	10,690	+11.8%	Shares	Defined	2023-08-14
2023-03-31	$2,188,396	9,563	-8.0%	Shares	Defined	2023-05-10
2022-12-31	$2,490,226	10,395	-2.5%	Shares	Defined	2023-02-14
2022-09-30	$1,749,749	10,664	+373.1%	Shares	Defined	2022-11-14
2022-03-31	$502,236	2,254	-42.6%	Shares	Defined	2022-05-16
2021-12-31	$811,661	3,926	-96.2%	Shares	Defined	2022-02-09
2021-09-30	$19,911,128	103,720	+2.3%	Shares	Defined	2021-11-15
2021-06-30	$22,054,406	101,339	+1.3%	Shares	Defined	2021-08-11
2021-03-31	$23,187,000	100,000	-66.4%	Shares	Other	2021-05-07
2020-12-31	$54,106,719	297,257	+0.0%	Shares	Defined	2021-02-03
2020-09-30	$44,331,556	297,228	-24.8%	Shares	Other	2020-11-05
2020-06-30	$49,967,500	395,000	0.0%	Shares	Other	2020-08-05
2020-03-31	$45,835,800	395,000	—	Shares	Other	2020-05-06
No filing history on record for this holder in this stock.