ALPS ADVISORS INC

Registered adviser

CIK

1376113

Location

Denver, CO

Portfolio Value

Large $21,275,604,810

Diversification

Diversified

Reports for

Morningstar Investment Management LLC Sprott Inc.

Files via

Aristotle Capital Management, LLC CONGRESS ASSET MANAGEMENT CO CoreCommodity Management, LLC FIDUCIARY MANAGEMENT INC /WI/ FUNDSMITH INVESTMENT SERVICES LTD. GSI Capital Advisors LLC Level Four Capital Management, LLC LEVEL FOUR ADVISORY SERVICES, LLC

+ 11 more

Loomis Sayles & Co LP Loomis Sayles Trust Company LLC PRINCIPAL FINANCIAL GROUP INC PRINCIPAL REAL ESTATE INVESTORS LLC PZENA INVESTMENT MANAGEMENT LLC RiverFront Investment Group, LLC Sustainable Growth Advisers, LP TCW GROUP INC TCW INVESTMENT MANAGEMENT Co LLC WEATHERBIE CAPITAL, LLC WESTFIELD CAPITAL MANAGEMENT CO LP

Filing Date

Global Rank

#348 / 8,818 ▼ 52

Top Industry

Oil & Gas Midstream 52.5%

Period ended 4 months ago

Filed Jul 29, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 134340

Roster of Oct 1, 2026

Regulatory AUM

$38,832,034,748

Main clients

Registered funds and BDCs (96% of AUM)

Registered funds advised

43 series (17 index, 25 ETFs)

$26,509,186,310 net assets· N-CEN Dec 31, 2025

LEI

549300OQLM7WDDGQB771

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$38,832,034,748	Registered funds and BDCs (96%)
Dec 2025 to Mar 2026	$30,756,201,205	Registered funds and BDCs (99%)
Apr 2025 to Sep 2025	$28,608,287,124	Registered funds and BDCs (100%)
Apr 2024 to Mar 2025	$24,019,792,910	Registered funds and BDCs (100%)
May 2023 to Mar 2024	$19,334,512,529	Registered funds and BDCs (100%)
Apr 2023	$19,334,512,529	Registered funds and BDCs (100%)

5 earlier changes not shown.

Stated strategy

Index / passive, Quantitative / systematic, Fundamental active, Private markets, Wealth management / planning Form ADV Part 2A, Sep 30, 2026 · original

In the firm's words

Index / passive: AAI’s custom indexing services use portfolio optimization technology to construct and maintain portfolios of individual securities (and, where appropriate, ETFs) that seek to approximate the risk and return characteristics of a target index or reference portfolio while incorporating Client-specific tax management, screening, and customization preferences.
Quantitative / systematic: AAI model portfolios use quantitative methods, in conjunction with qualitative due diligence, for selecting ETFs from the universe of available funds.
Fundamental active: AAI has developed and refined a disciplined investment process that is founded in the fundamental analysis of a company’s Return on Invested Capital (“ROIC”), identifying companies with either accelerating or high and sustainable ROIC.
Private markets: Global coverage of private equity investments
Wealth management / planning: identifying one or more sub-advisers that are appropriate to their respective investment objectives

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 57.3%, 24.6 effective positions, active share 81.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

22.2% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.1 quarters (12+), a floor since 45.6% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 81.5%; sector active share 69.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,169 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

7.8%

−0.0 pts

Top 5

38.2%

−0.2 pts

Top 10

57.3%

−1.6 pts

HHI

407

Diversified−17

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Energy	68.7%	$14,622,936,400	73
Basic Materials	5.0%	$1,062,916,709	86
Unclassified	4.2%	$895,099,435	39
Financial Services	3.6%	$756,687,225	163
Technology	3.4%	$722,073,916	147
Consumer Cyclical	3.0%	$641,003,363	97
Healthcare	3.0%	$628,256,609	194
Industrials	2.9%	$621,953,709	158
Utilities	2.8%	$594,843,791	62
Communication Services	1.6%	$337,840,684	32
Consumer Defensive	1.5%	$310,432,662	54
Real Estate	0.4%	$81,560,307	64

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
URG	Ur-Energy Inc	+4,440,614	53,342,805	$72,546,213
DNN	Denison Mines Corp.	+2,812,738	48,826,954	$149,410,478
MPLX	Mplx LP	+1,530,630	28,601,592	$1,611,127,677
UUUU	Energy Fuels Inc	+1,411,062	9,710,888	$140,807,875
HL	Hecla Mining Co	+1,126,825	1,713,430	$26,438,224
HMY	Harmony Gold Mining Co Ltd	+987,698	1,124,267	$17,100,101
ET	Energy Transfer LP	+946,629	86,904,208	$1,661,608,457
PLUG	Plug Power Inc	+588,575	2,719,160	$7,368,923
JCPB	JPMorgan Core Plus Bond ETF	+501,980	876,310	$41,133,991
BVN	Buenaventura Mining Co Inc	+493,850	958,448	$28,072,941
FNUC	Frontier Nuclear & Minerals Inc.	+451,447	490,930	$751,122
CDE	Coeur Mining, Inc.	+442,474	2,629,420	$42,912,133
EVTR	Eaton Vance Total Return Bond ETF	+364,010	1,381,250	$70,043,187
UEC	Uranium Energy Corp	+354,545	9,829,329	$104,780,646
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+323,205	381,300	$33,520,083
T	At&T Inc.	+298,669	1,397,283	$28,923,758
BCRX	Biocryst Pharmaceuticals Inc	+257,710	317,960	$3,179,600
SQM	Chemical & Mining Co Of Chile Inc	+255,451	346,073	$25,623,244
CMCSA	Comcast Corp	+252,932	1,760,394	$43,217,672
KMI	Kinder Morgan, Inc.	+241,569	1,970,735	$63,004,397
LAC	Lithium Americas Corp.	+227,788	1,137,805	$4,380,549
MP	MP Materials Corp.	+224,576	605,838	$33,932,985
CRML	Critical Metals Corp.	+202,299	397,537	$4,074,754
VG	Venture Global, Inc.	+191,946	1,237,875	$13,777,548
ABAT	AMERICAN BATTERY TECHNOLOGY Co	+177,140	607,727	$1,719,866
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
UROY	Uranium Royalty Corp.	−4,165,756	15,894	$44,185
PAA	Plains All American Pipeline LP	−2,596,217	70,510,853	$1,569,571,587
WES	Western Midstream Partners, LP	−2,007,754	36,629,600	$1,602,911,296
HESM	Hess Midstream LP	−1,626,119	29,254,074	$1,099,953,182
NEWP	New Pacific Metals Corp	−1,399,041	2,005,862	$8,063,565
SVM	Silvercorp Metals Inc	−1,159,932	3,310,225	$33,433,272
AG	First Majestic Silver Corp	−1,109,440	9,207,971	$156,167,188
GEL	Genesis Energy LP	−1,085,372	24,840,174	$351,985,265
USAS	Americas Gold & Silver Corp	−891,717	5,993,265	$28,288,210
USAC	USA Compression Partners, LP	−818,828	18,253,585	$481,712,108
CCJ	Cameco Corp	−792,613	3,547,289	$361,326,856
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−749,333	372,601	$27,352,639
HPE	Hewlett Packard Enterprise Co	−682,306	596,464	$26,906,491
SPH	Suburban Propane Partners LP	−655,419	14,720,155	$251,714,650
CQP	Cheniere Energy Partners, L.P.	−408,052	9,104,161	$554,898,612
EXK	Endeavour Silver Corp	−395,832	4,657,672	$38,565,524
TMQ	Trilogy Metals Inc.	−386,915	1,473,828	$5,173,136
F	Ford Motor Co	−380,337	1,876,979	$26,090,008
PSLV	Sprott Physical Silver Trust	−375,553	5,777,206	$109,015,877
HPQ	Hp Inc	−323,902	1,067,682	$23,424,943
PAAS	Pan American Silver Corp	−262,720	84,794	$3,797,923
IBN	Icici Bank Ltd	−248,830	702,445	$20,391,978
SUN	Sunoco LP	−235,915	24,435,476	$1,649,394,630
VEA	Vanguard FTSE Developed Markets ETF	−226,585	931,616	$66,377,640
VZLA	Vizsla Silver Corp.	−213,323	6,532,528	$21,557,342
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
WBI	WaterBridge Infrastructure LLC	9,851,493	$337,610,665
NUCL	Eagle Nuclear Energy Corp.	2,240,297	$21,529,254
SCOP	Sprott Physical Copper Trust	1,280,883	$14,584,133
VPLS	VANGUARD CORE-PLUS BOND ETF	159,805	$12,397,032
PLD	Prologis, Inc.	55,093	$7,463,448
DFTX	Definium Therapeutics, Inc.	110,388	$5,192,651
MANE	Veradermics, Inc	42,206	$5,188,805
USAR	USA Rare Earth, Inc.	233,067	$5,029,585
SHW	Sherwin Williams Co	13,588	$4,678,620
C	Citigroup Inc	32,128	$4,496,634
GE	General Electric Co	11,593	$4,332,651
SPG	Simon Property Group Inc.	19,019	$4,253,599
APD	Air Products & Chemicals, Inc.	13,088	$3,837,139
DYN	Dyne Therapeutics, Inc.	167,082	$3,710,891
BAC	Bank Of America Corp	60,700	$3,458,686
HONA	Honeywell Aerospace Inc.	13,900	$3,073,012
PSA	Public Storage	9,334	$2,971,105
SLB	Slb Limited	62,343	$2,898,326
KLRA	Kailera Therapeutics, Inc.	131,000	$2,885,930
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	57,225	$2,874,411
SLS	SELLAS Life Sciences Group, Inc.	188,107	$2,776,459
VTR	Ventas, Inc.	28,640	$2,543,232
ALOY	Realloys Inc.	169,882	$2,454,794
VLO	Valero Energy Corp	9,341	$2,432,770
IMNM	Immunome Inc.	114,440	$2,424,983
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
—		1,232,826	$61,604,315
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	976,586	$59,825,658
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	1,297,165	$59,526,901
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	537,572	$58,584,596
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	398,570	$58,434,347
—		712,504	$58,411,077
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	1,426,962	$58,262,858
XLF	State Street Corp	1,180,115	$58,262,277
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	358,233	$57,937,023
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	516,116	$57,216,619
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	428,104	$56,895,021
KYMR	Kymera Therapeutics, Inc.	66,457	$5,535,203
ALKS	Alkermes plc.	135,660	$4,796,937
MIRM	Mirum Pharmaceuticals, Inc.	49,128	$4,538,444
CELC	Celcuity Inc.	37,663	$4,298,854
—		104,058	$4,186,253
—		255,618	$3,696,236
—		19,376	$3,334,610
SYRE	Spyre Therapeutics, Inc.	63,939	$3,225,083
VKTX	Viking Therapeutics, Inc.	94,070	$3,061,037
HDB	Hdfc Bank Ltd	102,000	$2,537,760
BNDX	Vanguard Total International Bond ETF	47,578	$2,286,122
—		84,092	$1,802,932
PHVS	Pharvaris N.V.	52,148	$1,473,181
PBI	Pitney Bowes Inc	122,642	$1,355,194
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,169 tracked positions · $21,275,604,810 total · filing declares 1,196 positions · $21,328,709,765 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,169 positions by value · page 1 of 24

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
ET	Energy Transfer LP Energy	Added	86,904,208	+946,629	$1,661,608,457	+0.2%	26+	before history	7.81%
SUN	Sunoco LP Energy	Reduced	24,435,476	-235,915	$1,649,394,630	+2.9%	11	$54.06	7.75%
MPLX	Mplx LP Energy	Added	28,601,592	+1,530,630	$1,611,127,677	+4.3%	26+	before history	7.57%
EPD	Enterprise Products Partners L.P. Energy	Added	43,655,056	+133,959	$1,604,759,858	−2.6%	26+	before history	7.54%
WES	Western Midstream Partners, LP Energy	Reduced	36,629,600	-2,007,754	$1,602,911,296	+0.8%	17	$29.88	7.53%
PAA	Plains All American Pipeline LP Energy	Reduced	70,510,853	-2,596,217	$1,569,571,587	−3.9%	26+	before history	7.38%
HESM	Hess Midstream LP Energy	Reduced	29,254,074	-1,626,119	$1,099,953,182	−8.4%	25	$34.65	5.17%
CQP	Cheniere Energy Partners, L.P. Energy	Reduced	9,104,161	-408,052	$554,898,612	−9.7%	26+	before history	2.61%
USAC	USA Compression Partners, LP Energy	Reduced	18,253,585	-818,828	$481,712,108	−6.9%	11	$24.94	2.26%
CCJ	Cameco Corp Energy	Reduced	3,547,289	-792,613	$361,326,856	−23.3%	17	$37.16	1.70%
GEL	Genesis Energy LP Energy	Reduced	24,840,174	-1,085,372	$351,985,265	−23.9%	26+	before history	1.65%
WBI	WaterBridge Infrastructure LLC Energy	NEW	9,851,493	NEW	$337,610,665	NEW	1	$29.11	1.59%
GLP	Global Partners LP Energy	Reduced	5,844,099	-199,886	$272,276,572	+7.0%	11	$38.80	1.28%
SPH	Suburban Propane Partners LP Utilities	Reduced	14,720,155	-655,419	$251,714,650	−16.9%	11	$17.80	1.18%
NXE	NexGen Energy Ltd. Energy	Added	24,670,482	+175,104	$231,655,825	−18.5%	17	$8.14	1.09%
DKL	Delek Logistics Partners, LP Energy	Reduced	4,384,141	-191,526	$225,958,627	−0.8%	16	$45.21	1.06%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	462,607	-34,315	$171,183,093	+7.4%	26+	before history	0.80%
AG	First Majestic Silver Corp Basic Materials	Reduced	9,207,971	-1,109,440	$156,167,188	−29.5%	6	$10.41	0.73%
DNN	Denison Mines Corp. Energy	Added	48,826,954	+2,812,738	$149,410,478	−8.0%	17	$1.55	0.70%
IVV	iShares Core S&P 500 ETF	Added	188,524	+8,065	$141,183,737	+19.8%	26+	before history	0.66%
UUUU	Energy Fuels Inc Energy	Added	9,710,888	+1,411,062	$140,807,875	−7.0%	17	$8.01	0.66%
FCX	Freeport-Mcmoran Inc Basic Materials	Added	1,769,625	+153,186	$111,291,716	+17.1%	20	$53.32	0.52%
PSLV	Sprott Physical Silver Trust Financial Services	Reduced	5,777,206	-375,553	$109,015,877	−27.4%	6	$16.45	0.51%
UEC	Uranium Energy Corp Energy	Added	9,829,329	+354,545	$104,780,646	−18.1%	17	$6.02	0.49%
GOOGL	Alphabet Inc. Communication Services	Added	247,265	+93,305	$88,365,093	+99.6%	26+	before history	0.42%
URG	Ur-Energy Inc Energy	Added	53,342,805	+4,440,614	$72,546,213	−0.4%	17	$1.32	0.34%
EVTR	Eaton Vance Total Return Bond ETF	Added	1,381,250	+364,010	$70,043,187	+35.7%	2	$51.35	0.33%
FNDF	Schwab Fundamental International Equity ETF	Added	1,308,474	+130,685	$69,035,088	+19.8%	26+	before history	0.32%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	931,616	-226,585	$66,377,640	−10.6%	26+	before history	0.31%
KMI	Kinder Morgan, Inc. Energy	Added	1,970,735	+241,569	$63,004,397	+8.7%	26+	before history	0.30%
OKE	Oneok Inc Energy	Added	688,220	+19,248	$59,833,846	−1.0%	26+	before history	0.28%
MRK	Merck & Co., Inc. Healthcare	Added	452,664	+24,904	$58,167,324	+13.0%	26+	before history	0.27%
OEF	iShares S&P 100 ETF	Added	153,517	+22,075	$56,167,264	+34.3%	9	unpriced	0.26%
JNJ	Johnson & Johnson Healthcare	Added	211,287	+28,995	$53,660,559	+20.4%	26+	before history	0.25%
AAPL	Apple Inc. Technology	Added	183,383	+16,266	$53,063,704	+25.1%	26+	before history	0.25%
NEM	NEWMONT Corp Basic Materials	Reduced	538,710	-34,873	$50,315,513	−19.0%	26+	before history	0.24%
TECK	Teck Resources Ltd Basic Materials	Added	818,733	+21,057	$48,681,863	+17.9%	7	$48.85	0.23%
TXN	Texas Instruments Inc Technology	Reduced	160,886	-50,079	$47,955,290	+17.1%	26+	before history	0.23%
VB	Vanguard Index Funds	Reduced	152,155	-1,235	$46,121,223	+14.8%	7	$233.22	0.22%
MSFT	Microsoft Corp Technology	Added	120,652	+7,160	$45,005,609	+7.1%	26+	before history	0.21%
WMB	Williams Companies, Inc. Energy	Added	592,053	+72,722	$44,013,220	+16.4%	26+	before history	0.21%
CMCSA	Comcast Corp Communication Services	Added	1,760,394	+252,932	$43,217,672	−0.1%	26+	before history	0.20%
CDE	Coeur Mining, Inc. Basic Materials	Added	2,629,420	+442,474	$42,912,133	+4.5%	26+	before history	0.20%
V	Visa Inc. Financial Services	Added	121,761	+5,137	$41,774,981	+18.5%	26+	before history	0.20%
JCPB	JPMorgan Core Plus Bond ETF	Added	876,310	+501,980	$41,133,991	+133.4%	2	$47.14	0.19%
EXK	Endeavour Silver Corp Basic Materials	Reduced	4,657,672	-395,832	$38,565,524	−18.0%	13	$6.12	0.18%
MA	Mastercard Inc Financial Services	Added	73,117	+3,286	$37,552,891	+7.6%	2	$525.40	0.18%
ABBV	AbbVie Inc. Healthcare	Added	146,723	+18,045	$36,921,375	+31.9%	26+	before history	0.17%
WPM	Wheaton Precious Metals Corp. Basic Materials	Added	322,149	+653	$36,183,775	−14.1%	6	$100.28	0.17%
MO	Altria Group, Inc. Consumer Defensive	Added	499,193	+21,049	$35,916,936	+13.8%	26+	before history	0.17%

Showing the top 50 of 1,169 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.