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PRELUDE CAPITAL MANAGEMENT, LLC

Position in CAT — Caterpillar Inc

CIK 1387508 NEW YORK, NY

Position in CAT

as of Mar 31, 2026 · filed May 15, 2026
Position Value
$575,977
+$90,184 QoQ
Shares Held
813
-4.1% QoQ
Ownership
0.000%
of shares outstanding
% of Portfolio
0.05%
of 13F equity value
Holder Rank
not a current holder
Holding Since
Jun 2020
19 quarters on record
Voting authority Sole 0% Shared 100% None 0%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Dec 31, 2024
CallValue
$544,140
CallShares
1,500
PutValue
$544,140
PutShares
1,500

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Mar 31, 2026

PRELUDE CAPITAL MANAGEMENT, LLC holds $3,855,671 across 8 Farm & Heavy Construction Machinery names. CAT ranks #2 (14.9% of the industry book) .

# Ticker Company Shares Value (USD) Open
2 CAT
Caterpillar Inc
This page
813 $575,977

All Filings in CAT

Export CSV
32 filing rows on record
Report Date Value (USD) Shares
2026-03-31 $575,977 813
2025-12-31 $485,793 848
2024-12-31 $544,140 1,500
2024-12-31 $544,140 1,500
2024-12-31 $235,794 650
2024-06-30 $429,032 1,288
2024-03-31 $210,697 575
2024-03-31 $513,002 1,400
2024-03-31 $513,002 1,400
2023-12-31 $413,938 1,400
2023-12-31 $413,938 1,400
2023-09-30 $273,000 1,000
2023-09-30 $358,722 1,314
2023-09-30 $273,000 1,000
2023-06-30 $253,677 1,031
2023-03-31 $5,948,009 25,992
2022-12-31 $431,208 1,800
2022-12-31 $599,858 2,504
2022-06-30 $268,140 1,500
2022-06-30 $286,016 1,600
2022-03-31 $356,512 1,600
2022-03-31 $334,230 1,500
2021-12-31 $434,154 2,100
2021-12-31 $268,141 1,297
2021-09-30 $326,349 1,700
2021-09-30 $583,012 3,037
2021-06-30 $3,222,882 14,809
2021-06-30 $609,364 2,800
2021-03-31 $417,366 1,800
2020-12-31 $400,444 2,200
2020-09-30 $501,591 3,363
2020-06-30 $5,060,000 40,000