PRELUDE CAPITAL MANAGEMENT, LLC

Registered adviser

CIK

1387508

Location

NEW YORK, NY

Portfolio Value

Mid $1,379,812,296

Diversification

Diversified

Filing Date

Global Rank

#2,055 / 8,818 ▼ 115

Top Industry

Semiconductors 5.5%

Period ended 4 months ago

Filed Aug 14, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 158105

Roster of Oct 1, 2026

Regulatory AUM

$2,388,923,435

Main clients

Pooled investment vehicles (100% of AUM)

Private funds

9 funds · Hedge funds

Focus by fund count, roster of Oct 1, 2026

$2,417,636,847 gross assets

Private funds on Schedule D 7.B.(1)

As filed May 31, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$2,086,488,152 gross assets in 9 funds Hedge funds $2,072,653,307 (8) Real estate funds $13,834,845 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$2,388,923,435	Pooled investment vehicles (100%)
Dec 2025 to Mar 2026	$1,782,437,787	Pooled investment vehicles (100%)
Apr 2025 to Sep 2025	$1,787,077,934	Pooled investment vehicles (100%)
Jun 2024 to Mar 2025	$2,076,554,557	Pooled investment vehicles (100%)
Apr 2024 to May 2024	$2,076,554,557	Pooled investment vehicles (100%)
May 2023 to Mar 2024	$2,909,368,512	Pooled investment vehicles (100%)

5 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Systematic-like

1,118 stocks (500+), trailing annual turnover 145.9% (100%+), top 10 weight 12.3% (25% or less)

Turnover

High turnover

145.9% over the last four quarters (100%+)

Horizon

Horizon unknown

The value-weighted holding period is at least 6.3 quarters, but 3.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 71.9%; sector active share 16.2% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,176 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

1.4%

−0.0 pts

Top 5

6.8%

+0.2 pts

Top 10

12.3%

+0.1 pts

HHI

Diversified−2

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	19.0%	$262,735,851	222
Industrials	12.4%	$171,699,339	147
Healthcare	12.4%	$171,495,767	160
Consumer Cyclical	11.5%	$158,537,440	142
Financial Services	11.1%	$153,350,942	128
Communication Services	8.9%	$123,180,919	70
Unclassified	6.4%	$88,757,486	71
Real Estate	4.9%	$67,919,648	50
Energy	4.3%	$59,761,001	66
Consumer Defensive	3.8%	$52,087,200	37
Utilities	2.9%	$39,565,151	31
Basic Materials	2.2%	$30,721,552	52

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		+975,352	1,900,016	$9,880,083
ORBS	Eightco Holdings Inc.	+840,657	856,164	$595,890
SPWR	SunPower Inc.	+673,081	1,274,637	$875,675
CCO	Clear Channel Outdoor Holdings, Inc.	+570,721	1,889,333	$4,572,185
NWL	Newell Brands Inc.	+323,107	826,925	$5,077,319
DCH	Dauch Corp	+305,922	720,689	$3,906,134
AES	Aes Corp	+282,826	660,853	$9,688,104
TWOD	Two Harbors Investment Corp.	+271,554	694,657	$17,331,692
—		+220,667	295,575	$15,355,121
WBD	Warner Bros. Discovery, Inc.	+215,853	743,882	$19,831,894
GPGI	GPGI, Inc.	+207,295	250,101	$3,964,100
—		+197,966	213,636	$675,090
WW	Ww International, Inc.	+192,458	294,744	$4,710,009
SGRY	Surgery Partners, Inc.	+191,062	218,805	$3,675,924
—		+178,001	229,638	$9,029,366
MNRO	Monro, Inc.	+154,027	247,511	$4,234,913
WLTH	Wealthfront Corp	+148,617	361,843	$3,234,876
VITL	Vital Farms, Inc.	+148,275	180,275	$2,096,598
CZR	Caesars Entertainment, Inc.	+146,328	183,298	$5,531,933
SRG	Seritage Growth Properties	+137,502	341,668	$898,586
GPK	Graphic Packaging Holding Co	+137,240	596,049	$6,300,237
DBRHP	DigitalBridge Group, Inc.	+134,178	481,620	$7,180,954
TRIP	TripAdvisor, Inc.	+132,697	353,138	$4,841,521
NOK	Nokia Corp	+110,486	249,465	$3,312,895
FBIN	Fortune Brands Innovations, Inc.	+108,376	119,120	$6,539,688
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AIFC	AI Financial Corp	−2,150,766	799,389	$471,639
GTM	ZoomInfo Technologies Inc.	−1,437,845	49,048	$143,710
CRON	Cronos Group Inc.	−689,837	810,163	$2,252,253
IHS	IHS Holding Ltd	−506,315	125,941	$1,037,753
PGEN	Precigen, Inc.	−387,786	882,267	$5,028,921
APPN	Appian Corp	−378,207	12,114	$277,410
INVE	INVE Technologies, Inc.	−198,167	36,259	$91,372
—		−195,105	36,600	$604,266
LYFT	Lyft, Inc.	−190,330	105,842	$1,546,351
ELME	Elme Communities	−175,628	150,000	$222,000
VSNT	Versant Media Group, Inc.	−163,929	114,194	$4,112,125
BLZE	Backblaze, Inc.	−157,155	316,851	$5,025,256
SLQT	SelectQuote, Inc.	−150,445	146,509	$123,214
VSTM	Verastem, Inc.	−125,046	19,673	$75,150
SNAP	Snap Inc	−103,596	310,000	$1,376,400
ASPI	ASP Isotopes Inc.	−87,145	66,505	$413,661
PENN	PENN Entertainment, Inc.	−83,247	221,050	$4,721,628
LION	Lionsgate Studios Corp.	−80,811	42,234	$646,602
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−80,451	3,972	$210,952
NATL	NCR Atleos Corp	−78,777	40,142	$1,742,564
MNDY	monday.com Ltd.	−75,503	10,755	$778,554
BMBL	Bumble Inc.	−75,112	55,474	$177,516
F	Ford Motor Co	−70,548	126,685	$1,760,921
PRTH	Priority Technology Holdings, Inc.	−69,835	728,493	$4,859,048
CMBT	Cmb.Tech NV	−68,473	11,901	$166,494
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
—		70,535	$8,711,073
VOO	VANGUARD 500 INDEX FUND	12,295	$8,444,328
TECH	BIO-TECHNE Corp	91,696	$6,478,322
CBZ	CBIZ, Inc.	157,894	$5,065,239
VGNT	Versigent PLC	118,450	$4,976,084
PRMB	Primo Brands Corp	181,011	$4,423,908
MSA	MSA Safety Inc	24,602	$4,295,017
—		53,966	$3,871,521
MCFT	MasterCraft Boat Holdings, Inc.	141,866	$3,662,980
RAMP	LiveRamp Holdings, Inc.	89,890	$3,383,459
KNX	Knight-Swift Transportation Holdings Inc.	41,262	$3,213,071
D	Dominion Energy, Inc	45,654	$3,117,711
YELP	Yelp Inc	111,328	$2,729,762
IREN	IREN Ltd	59,645	$2,727,565
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	21,876	$2,656,183
OGN	Organon & Co.	183,473	$2,484,224
GS	Goldman Sachs Group Inc	2,448	$2,475,833
TJX	Tjx Companies Inc	15,700	$2,378,550
FSK	FS KKR Capital Corp	200,000	$2,100,000
AIQ	Global X Artificial Intelligence & Technology ETF	31,862	$2,090,465
EMR	Emerson Electric Co	13,652	$1,954,283
RHLD	Resolute Holdings Management, Inc.	12,742	$1,841,601
TXN	Texas Instruments Inc	5,892	$1,756,228
BATRK	Atlanta Braves Holdings, Inc.	33,276	$1,727,024
GWRE	Guidewire Software, Inc.	13,905	$1,711,010
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
—		623,487	$14,745,468
—		98,849	$11,349,842
—		126,508	$9,562,740
—		639,885	$9,252,737
—		146,476	$6,159,316
NICE	NICE Ltd.	53,569	$5,906,517
VSXY	Victoria's Secret & Co.	121,067	$5,612,666
—		84,233	$5,470,091
—		112,253	$5,245,583
AXTI	Axt Inc	87,092	$4,962,502
—		25,343	$4,608,117
—		363,251	$4,533,372
—		111,468	$4,484,358
—		333,785	$4,419,313
—		255,852	$4,349,484
—		164,247	$4,060,186
—		186,949	$3,905,365
USO	United States Oil Fund, LP	28,700	$3,652,075
—		136,668	$3,647,669
HUCK	Huckleberry.ai, Inc.	1,105,800	$3,383,748
PRAX	Praxis Precision Medicines, Inc.	9,064	$2,920,330
—		54,825	$2,890,374
—		80,132	$2,815,838
LW	Lamb Weston Holdings, Inc.	65,000	$2,746,900
—		459,072	$2,653,436
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,176 tracked positions · $1,379,812,296 total · filing declares 1,213 positions · $1,369,609,862 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,176 positions by value · page 1 of 24

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
WBD	Warner Bros. Discovery, Inc. PUT + SHARES Communication Services	Added	790,682	+262,653	$19,876,447	+37.1%	8	$23.37	1.44%
BHF	Brighthouse Financial, Inc. CALL + SHARES Financial Services	Added	329,880	+24,398	$19,393,904	+6.0%	23	$41.67	1.41%
		Added	92,448	+34,462	$19,316,085	+61.1%	4	unpriced	1.40%
GLD	Spdr Gold Trust	Added	47,951	+3,290	$17,664,189	−8.1%	26+	before history	1.28%
TWOD	Two Harbors Investment Corp. Real Estate	Added	694,657	+271,554	$17,331,692	+65.2%	2	unpriced	1.26%
NSC	Norfolk Southern Corp Industrials	Reduced	49,277	-1,805	$15,502,051	+5.7%	4	$280.19	1.12%
		Added	295,575	+220,667	$15,355,121	+299.0%	3	unpriced	1.11%
MU	Micron Technology Inc PUT + SHARES Technology	Reduced	18,677	-27,161	$14,880,292	−3.9%	6	$246.17	1.08%
NVDA	Nvidia Corp PUT + SHARES Technology	Reduced	91,860	-4,484	$13,142,630	−21.8%	13	$123.94	0.95%
PEN	Penumbra Inc Healthcare	Reduced	36,381	-11,577	$11,487,300	−27.1%	7	$332.65	0.83%
ROKU	Roku, Inc Communication Services	Added	82,394	+71,480	$11,381,907	+1002.2%	4	$118.31	0.82%
FLR	Fluor Corp Industrials	Added	212,780	+13,814	$11,147,544	+20.1%	5	$41.76	0.81%
WDC	Western Digital Corp Technology	Added	17,023	+650	$10,872,930	+145.5%	13	unpriced	0.79%
TSM	Taiwan Semiconductor Manufacturing Co Ltd PUT + SHARES Technology	Added	35,091	+13,356	$10,355,008	+41.0%	26+	before history	0.75%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	41,797	-24,245	$9,961,896	−27.6%	11	$217.71	0.72%
		Added	1,900,016	+975,352	$9,880,083	+106.5%	2	$4.82	0.72%
MSFT	Microsoft Corp Technology	Added	26,345	+12,076	$9,827,211	+86.1%	26+	before history	0.71%
AES	Aes Corp Utilities	Added	660,853	+282,826	$9,688,104	+81.9%	3	$14.47	0.70%
CNR	Core Natural Resources, Inc. Energy	Added	119,078	+20,872	$9,528,621	−7.4%	6	$85.44	0.69%
UNF	Unifirst Corp Industrials	Added	35,767	+24,631	$9,458,940	+237.6%	3	$247.17	0.69%
		Added	229,638	+178,001	$9,029,366	+377.6%	2	unpriced	0.65%
	CALL + SHARES	NEW	103,535	NEW	$8,713,548	NEW	1	unpriced	0.63%
TXNM	Txnm Energy Inc Utilities	Reduced	149,080	-51,910	$8,464,762	−28.0%	5	$55.94	0.61%
VOO	VANGUARD 500 INDEX FUND	NEW	12,295	NEW	$8,444,328	NEW	1	unpriced	0.61%
		Added	38,094	+1,252	$7,810,793	+4.0%	6	$187.61	0.57%
		Added	58,590	+52,590	$7,776,650	+1439.9%	2	$88.30	0.56%
GOOG	Alphabet Inc. PUT + SHARES Communication Services	Reduced	27,740	-290	$7,660,291	−4.7%	5	$169.58	0.56%
KVUE	Kenvue Inc. Consumer Defensive	Added	384,035	+57,261	$7,338,908	+30.3%	3	$16.54	0.53%
ORCL	Oracle Corp Technology	Added	49,325	+42,152	$7,228,578	+585.0%	8	$187.42	0.52%
CNC	Centene Corp Healthcare	Reduced	112,160	-46,652	$7,199,550	+38.5%	8	$43.37	0.52%
DBRHP	DigitalBridge Group, Inc. Financial Services	Added	481,620	+134,178	$7,180,954	+27.4%	3	unpriced	0.52%
		Reduced	92,896	-21,415	$7,099,112	−10.5%	2	$68.46	0.51%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	69,700	+19,900	$7,016,699	+40.0%	2	unpriced	0.51%
FBIN	Fortune Brands Innovations, Inc. Industrials	Added	119,120	+108,376	$6,539,688	+1461.9%	3	$41.00	0.47%
TECH	BIO-TECHNE Corp Healthcare	NEW	91,696	NEW	$6,478,322	NEW	1	$54.00	0.47%
ACHC	Acadia Healthcare Company, Inc. Healthcare	Reduced	214,380	-27,590	$6,330,641	+11.9%	5	$19.82	0.46%
GPK	Graphic Packaging Holding Co Consumer Cyclical	Added	596,049	+137,240	$6,300,237	+38.1%	21	$16.07	0.46%
PGEN	Precigen, Inc. CALL + SHARES Healthcare	Reduced	1,044,967	-225,086	$5,956,311	+21.2%	5	$3.62	0.43%
SNX	Td Synnex Corp Technology	Reduced	21,440	-2,961	$5,731,769	+39.2%	11	$153.54	0.42%
INTU	Intuit Inc. Technology	Added	21,934	+18,300	$5,724,774	+264.3%	5	$378.08	0.41%
PCG	PG&E Corp Utilities	Reduced	330,856	-5,800	$5,564,997	−5.9%	8	$14.93	0.40%
CZR	Caesars Entertainment, Inc. Consumer Cyclical	Added	183,298	+146,328	$5,531,933	+466.1%	2	$27.30	0.40%
CROX	Crocs, Inc. Consumer Cyclical	Reduced	45,538	-11,205	$5,493,704	+16.6%	2	$85.65	0.40%
AAUC	Allied Gold Corp Basic Materials	Reduced	230,853	-21,670	$5,489,684	−30.0%	2	$30.21	0.40%
		Reduced	57,257	-1,828	$5,340,360	+16.8%	16	$84.42	0.39%
TPB	Turning Point Brands, Inc. Consumer Defensive	Added	62,835	+6,058	$5,329,036	+8.1%	6	$72.74	0.39%
COMP	Compass, Inc. Real Estate	Reduced	432,042	-46,708	$5,327,077	+52.2%	10	$7.08	0.39%
SPCX	Space Exploration Technologies Corp PUT + SHARES Industrials	NEW	31,113	NEW	$5,315,967	NEW	1	unpriced	0.39%
UTI	Universal Technical Institute Inc Consumer Defensive	Added	123,017	+16,803	$5,261,437	+37.2%	2	$32.50	0.38%
TEVA	Teva Pharmaceutical Industries Ltd Healthcare	Held	154,970	0	$5,250,383	+12.5%	10	$21.64	0.38%

Showing the top 50 of 1,176 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.