NWL · Newell Brands Inc. · Holdings

$5.74 +0.01 (+0.17%)

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$2.44B

425.90M

Volume · Oct 22 4.25M Avg daily vol (3M) 7.02M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NWL: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 429

Total Value: $2,733,628,569

Total Shares: 447,942,708

Showing 1–100 of 440 holdings by value · page 1 of 5

Institutional Ownership Trend

27 quarters

Superinvestors Holding NWL

All superinvestors →

Joel Greenblatt $7,556,424 Ray Dalio $1,504,035

Holder Concentration

Across 433 13F filers

Top Holder

15.7%

of institutional value

Top 5

43.3%

of institutional value

Top 10

61.8%

of institutional value

HHI

561

Broadly held

Who Holds NWL

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 427 filers, like-for-like change +9.3%; actively managed books +3.9%; index-like books +21.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	57.7%	241	+2.7%	44	33
Exempt adviser	0.9%	3	-49.4%	1	4
Adviser	4.1%	7	+205.8%	3	2
Bank	9.0%	22	+19.5%	0	1
Insurer	0.8%	3	+53.5%	1	0
Broker-dealer	0.1%	2	-0.6%	0	0
Benefit plan	0.2%	3	-36.5%	0	2
Non-US	1.7%	11	+19.2%	1	0
Holding company	18.9%	9	+23.4%	0	1
Unknown	6.7%	126	-6.3%	17	22

Style	Share	Filers	Change	New	Exited
Index-like	34.1%	37	+21.7%	2	4
Systematic-like	3.1%	17	-4.4%	6	8
Concentrated	1.3%	85	+46.9%	21	14
Diversified active	61.6%	288	+3.7%	38	37
Unknown	0.0%	0	-100.0%	0	2
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	57.8%	275	+10.1%	30	29
Medium turnover	22.9%	71	+3.9%	7	8
High turnover	7.7%	48	+18.4%	22	24
Unknown	11.6%	33	+11.0%	8	4
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	12.9%	48	+13.2%	17	20
Medium horizon	18.2%	70	+24.1%	14	16
Long horizon	55.4%	283	+1.1%	27	27
Unknown	13.6%	26	+27.2%	9	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.4%	107	+66.0%	26	26
$1B to $10B	11.2%	134	+45.3%	24	25
$10B to $100B	19.5%	114	-0.5%	16	13
$100B or more	67.9%	72	+7.2%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.5%	151	+15.3%	25	20
Pooled investment vehicles	8.2%	35	+6.1%	14	8
Registered funds and BDCs	23.9%	25	-1.2%	2	1
Pension and profit sharing plans	0.1%	3	+51.8%	0	0
Insurance companies	0.1%	3	+895.8%	1	0
Charitable organizations	0.0%	1	0.0%	0	0
Governments and sovereign funds	0.3%	2	-13.7%	0	0
Other investment advisers	0.0%	5	-0.1%	1	1
Other	0.1%	1	-0.3%	0	0
Diversified	23.5%	15	+4.8%	1	3
Corporations	0.0%	0	—	0	0
Unknown	42.3%	186	+19.8%	23	32

Private funds	Share	Filers	Change	New	Exited
Hedge funds	20.6%	51	+0.2%	16	15
Private equity funds	0.9%	16	+12.9%	1	0
Venture capital funds	0.0%	3	+95.5%	0	0
Real estate funds	0.0%	5	+271.6%	1	1
Liquidity funds	0.0%	1	+1.5%	0	0
Securitized asset funds	0.3%	1	-12.9%	0	0
Other private funds	4.8%	19	-10.8%	2	1
Mixed private funds	10.9%	4	+1.5%	1	0
Private funds, type not stated	4.0%	7	-14.2%	6	2
No private funds	17.0%	137	+10.4%	18	18
Unknown	41.5%	183	+23.3%	22	28

Location	Share	Filers	Change	New	Exited
United States	92.9%	373	+10.7%	57	52
Outside the US	7.1%	54	-6.3%	10	13

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

427 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.17% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.002%

Mar 31, 2026: 0

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Mar 31, 2026: 47.6%

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

62.4%

of 13F shares, Herfindahl 0.057

Active holders

+3.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 7 13G (7 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 15.6 quarters

Under 1 year 18.4% 1 to 3 years 25.6% 3 years or more 56.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$4.94

estimated per share

Mar 31, 2026: $5.07

Quarter-end price

$6.14

implied by 13F values

Estimated gain or loss

+24.4%

price against the estimated cost

Estimated at a loss

6.01%

of costed 13F value

Estimated cost covers 24.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies NWL's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	SABR Sabre Corp	4	0.163
2	ULCC Frontier Group Holdings, Inc.	3	0.152
3	WGO Winnebago Industries Inc	3	0.152
4	ADNT Adient plc	3	0.146
5	CYH Community Health Systems Inc	3	0.137
6	VYX NCR Voyix Corp	3	0.137
7	AAP Advance Auto Parts Inc	5	0.136
8	JBLU Jetblue Airways Corp	3	0.133
9	PBF PBF Energy Inc.	4	0.129
10	DCH Dauch Corp	4	0.127

Shareholder Targets

13F filers that own its peers but not NWL, quarter ended Jun 30, 2026

Found through its holder-overlap peers: SABR, ULCC, WGO, ADNT, CYH, VYX, AAP, JBLU, PBF, DCH, ANDE, CE, DAVE, VSTS, KSS, TH, AERO, CXW, PENN, SVC. 998 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Dodge & Cox Registered adviser, Diversified active	$702,982,764 1 held	0.370%	CE
2	Apollo Management Holdings, L.P. Unknown, Concentrated	$564,798,833 3 held	9.19%	AERO, CYH, SABR
3	NORGES BANK Non-US, Index-like	$463,703,467 7 held	0.050%	CE, PBF, AERO
4	FULLER & THALER ASSET MANAGEMENT, INC. Registered adviser, Diversified active	$428,387,485 5 held	1.17%	CE, AAP, DAVE
5	Hood River Capital Management LLC Registered adviser, Diversified active	$425,162,091 2 held	3.09%	DAVE, TH
6	FEDERATED HERMES, INC. Adviser, Diversified active	$370,518,783 14 held	0.530%	AAP, CE, PBF
7	JANE STREET GROUP, LLC Unknown, Diversified active	$317,403,237 11 held	0.210%	DAVE, KSS, PBF
8	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$301,947,688 11 held	0.130%	PBF, ADNT, TH
9	Corvex Management LP Registered adviser, Concentrated	$287,698,742 1 held	8.94%	VSTS
10	Silver Point Capital L.P. Registered adviser, Concentrated	$263,993,422 2 held	27.1%	AERO, ULCC

Fund Ownership of NWL by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 27.90% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.95%	+1.24 pp	16,812,337	78
Index ETFs	23.96%	+0.30 pp	102,026,020	61
Active ETFs	1.89%	-0.14 pp	8,043,595	21
Active funds	16.04%	+3.94 pp	68,300,967	96
Unclassified	0.20%	+0.20 pp	849,621	7
All registered funds	46.03%	+5.54 pp	196,032,540	263

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 244 Exempt adviser 3 Adviser 7 Bank 22 Insurer 3 Broker-dealer 3 Benefit plan 3 Non-US 11 Holding company 9 Unknown 124

Showing 100 of 440

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$436,133,290

15.95%

71,031,482

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	2,358,275	$14,479,808	3.3%	Sole
BlackRock Investment Management (Australia) Ltd	1,265	$7,767	0.0%	Sole
BlackRock Asset Management Canada Ltd	133,624	$820,451	0.2%	Sole
BlackRock Investment Management, LLC	1,794,064	$11,015,552	2.5%	Sole
BLACKROCK ADVISORS LLC	1,932,795	$11,867,361	2.7%	Sole
BlackRock Fund Advisors	46,817,556	$287,459,793	65.9%	Sole
BlackRock Institutional Trust Company, N.A.	14,510,068	$89,091,817	20.4%	Sole
BlackRock Japan Co. Ltd	7,627	$46,829	0.0%	Sole
BlackRock Fund Managers Ltd.	78,871	$484,267	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	555,376	$3,410,008	0.8%	Sole
BlackRock (Netherlands) B.V.	6,842	$42,009	0.0%	Sole
BlackRock Asset Management Ireland Ltd	1,341,071	$8,234,175	1.9%	Sole
BlackRock Life Ltd	49,174	$301,928	0.1%	Sole
BlackRock Asset Management Schweiz AG	75,396	$462,931	0.1%	Sole
Aperio Group, LLC	1,364,053	$8,375,285	1.9%	Sole
SpiderRock Advisors, LLC	5,425	$33,309	0.0%	Sole

PZENA INVESTMENT MANAGEMENT LLC

$294,662,676

10.78%

47,990,664

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ALPS ADVISORS INC	783,352	$4,809,781	1.6%	Defined
Held directly	47,207,312	$289,852,895	98.4%	Sole

AQR CAPITAL MANAGEMENT LLC

$175,455,409

6.42%

28,575,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	1,592	$9,774	0.0%	Other
KEB ASSET MANAGEMENT, LLC	536	$3,291	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	547	$3,358	0.0%	Other
Compound Planning, Inc.	96	$589	0.0%	Other
Arax Advisory Partners	103,442	$635,133	0.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	43,386	$266,390	0.2%	Other
Stokes Family Office, LLC	16,436	$100,917	0.1%	Other
Held directly	28,409,765	$174,435,957	99.4%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$163,447,800

5.98%

26,620,163

VANGUARD CAPITAL MANAGEMENT LLC

$117,295,207

4.29%

19,103,454

STATE STREET CORP

$110,957,739

4.06%

18,071,293

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED joint	18,071,293	$110,957,739	100.0%	Defined

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$99,411,879

3.64%

16,190,860

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Institutional Advisors, Inc.	340,040	$2,087,845	2.1%	Defined
MFS Heritage Trust CO	1,369,796	$8,410,547	8.5%	Defined
Held directly	14,481,024	$88,913,487	89.4%	Sole

Rubric Capital Management LP

$98,240,000

3.59%

16,000,000

DEPRINCE RACE & ZOLLO INC

$90,138,164

3.30%

17,071,622

DIMENSIONAL FUND ADVISORS LP

$88,497,740

3.24%

14,413,313

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	67,386	$413,750	0.5%	Defined
DFA Australia Ltd.	97,367	$597,833	0.7%	Defined
Dimensional Fund Advisors Pte. Ltd.	2,566	$15,755	0.0%	Defined
Dimensional Ireland Ltd	372,285	$2,285,829	2.6%	Defined
Held directly	13,873,709	$85,184,573	96.3%	Sole

GEODE CAPITAL MANAGEMENT, LLC

$69,510,663

2.54%

11,320,955

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	1,603,968	$9,848,363	14.2%	Defined
Held directly	9,716,987	$59,662,300	85.8%	Defined

COOPER CREEK PARTNERS MANAGEMENT LLC

$64,602,034

2.36%

10,521,504

MORGAN STANLEY

$56,003,783

2.05%

9,121,138

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,516	$9,308	0.0%	Defined
MORGAN STANLEY & CO. LLC	186,950	$1,147,873	2.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	3,889,775	$23,883,218	42.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,278,445	$13,989,651	25.0%	Defined
Morgan Stanley Bank, N.A.	2,107	$12,936	0.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	2,750,881	$16,890,409	30.2%	Defined
EATON VANCE MANAGEMENT	11,464	$70,388	0.1%	Defined

UBS Group AG

$53,957,224

1.97%

8,787,822

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	525,207	$3,224,770	6.0%	Defined
UBS AG	7,887,426	$48,428,795	89.8%	Defined
UBS Switzerland AG	375,189	$2,303,659	4.3%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$41,152,527

1.51%

6,702,366

PRIMECAP MANAGEMENT CO/CA/

$36,003,118

1.32%

5,863,700

MILLENNIUM MANAGEMENT LLC

$33,920,509

1.24%

5,524,513

NORTHERN TRUST CORP

$30,925,966

1.13%

5,036,803

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	4,515,102	$27,722,725	89.6%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	301,615	$1,851,915	6.0%	Defined
MASON STREET ADVISORS, LLC joint	141,670	$869,853	2.8%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	66,728	$409,709	1.3%	Other
Green Century Capital Management, Inc. joint	11,688	$71,764	0.2%	Other

Russell Investments Group, Ltd.

$30,829,537

1.13%

5,021,098

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	1,933,597	$11,872,285	38.5%	Defined
Russell Investments Canada Limited	1,491	$9,154	0.0%	Defined
Russell Investments Capital, LLC	610,690	$3,749,636	12.2%	Defined
Russell Investments France SAS	244,712	$1,502,531	4.9%	Defined
Russell Investments Ireland Limited joint	289,967	$1,780,397	5.8%	Other
Russell Investments Japan Co., LTD.	96,024	$589,587	1.9%	Defined
Russell Investments Limited joint	1,286,541	$7,899,361	25.6%	Other
Russell Investments Trust Company	558,076	$3,426,586	11.1%	Defined

FIL Ltd

$25,817,699

0.94%

4,204,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIL Investments International	4,204,837	$25,817,699	100.0%	Defined

AMERIPRISE FINANCIAL INC

$23,771,445

0.87%

3,871,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC joint	3,848,154	$23,627,665	99.4%	Defined
Ameriprise Financial Services, LLC joint	23,417	$143,780	0.6%	Defined

Invesco Ltd.

$23,601,874

0.86%

3,843,954

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	160,201	$983,632	4.2%	Defined
Invesco Trust Co joint	171,762	$1,054,618	4.5%	Defined
Invesco Capital Management LLC	3,511,991	$21,563,624	91.4%	Defined

MARSHALL WACE, LLP

$23,177,394

0.85%

3,774,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	3,774,820	$23,177,394	100.0%	Other

Allianz Asset Management GmbH

$20,446,685

0.75%

3,330,079

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	3,330,079	$20,446,685	100.0%	Defined

GOLDMAN SACHS GROUP INC

$19,873,613

0.73%

3,236,745

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	2,478,814	$15,219,917	76.6%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	757,931	$4,653,696	23.4%	Defined

VANGUARD FIDUCIARY TRUST CO

$17,277,702

0.63%

2,813,958

Bank of New York Mellon Corp

$15,134,678

0.55%

2,464,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	3,160	$19,401	0.1%	Defined
Mellon Investments Corporation joint	1,211,563	$7,438,996	49.2%	Defined
BNY Mellon Investment Adviser, Inc.	344,156	$2,113,117	14.0%	Defined
The Bank of New York Mellon	786,592	$4,829,674	31.9%	Defined
BNY Mellon, NA joint	119,460	$733,484	4.8%	Defined
Held directly	1	$6	0.0%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$14,570,330

0.53%

2,373,018

TWO SIGMA INVESTMENTS, LP

$14,333,664

0.52%

2,334,473

PRINCIPAL FINANCIAL GROUP INC

$12,609,208

0.46%

2,053,617

KING LUTHER CAPITAL MANAGEMENT CORP

$11,804,929

0.43%

1,922,627

Susquehanna Portfolio Strategies, LLC

$10,418,744

0.38%

1,696,864

PRUDENTIAL FINANCIAL INC

$10,080,633

0.37%

1,641,797

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	1,522,497	$9,348,131	92.7%	Defined
Prudential Trust Co	119,300	$732,502	7.3%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$10,019,749

0.37%

1,631,881

Empowered Funds, LLC

$9,858,469

0.36%

1,605,614

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	1,559,580	$9,575,821	97.1%	Other
Research Affiliates, LLC	376	$2,308	0.0%	Other
Held directly	45,658	$280,340	2.8%	Sole

Nuveen, LLC

$9,743,460

0.36%

1,586,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	67,152	$412,312	4.2%	Defined
TEACHERS ADVISORS, LLC joint	1,519,731	$9,331,148	95.8%	Defined

QSM Asset Management Ltd

$9,701,912

0.35%

1,580,116

CastleKnight Management LP

$9,670,500

0.35%

1,575,000

Public Sector Pension Investment Board

$8,962,766

0.33%

1,459,734

Cygnus Capital Advisors, LLC

$8,331,949

0.30%

1,356,995

D. E. Shaw & Co., Inc.

$8,317,894

0.30%

1,354,706

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	548,006	$3,364,756	40.5%	Defined
D. E. Shaw Adviser II, L.L.C. joint	806,700	$4,953,138	59.5%	Defined

Advisors Asset Management, Inc.

$8,199,478

0.30%

1,335,420

JPMORGAN CHASE & CO

$8,168,741

0.30%

1,330,414

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	740	$4,543	0.1%	Other
JPMorgan Chase Bank, N.A.	179,043	$1,099,324	13.5%	Defined
J.P. Morgan Investment Management Inc.	293,622	$1,802,839	22.1%	Defined
J.P. Morgan Securities LLC	854,750	$5,248,165	64.2%	Defined
J.P. Morgan SE	2,259	$13,870	0.2%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$8,072,872

0.30%

1,314,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,314,800	$8,072,872	100.0%	Other

ROYAL BANK OF CANADA

$8,023,694

0.29%

1,306,791

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	13,210	$81,109	1.0%	Defined
RBC Capital Markets, LLC	1,251,621	$7,684,952	95.8%	Defined
RBC Dominion Securities Inc.	9,424	$57,863	0.7%	Defined
RBC Private Counsel (USA) Inc.	200	$1,228	0.0%	Defined
RBC Trust Co (Delaware) Ltd	60	$368	0.0%	Defined
RBC Rochdale, LLC	12,600	$77,364	1.0%	Defined
Held directly	19,676	$120,810	1.5%	Sole

Gotham Asset Management, LLC

$7,556,424

0.28%

1,230,688

CAXTON ASSOCIATES LLP

$7,529,727

0.28%

1,226,340

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$7,514,552

0.27%

1,223,869

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	833	$5,114	0.1%	Defined
UBS Asset Management Switzerland AG	720,484	$4,423,771	58.9%	Defined
UBS Asset Management (UK) Ltd.	340,812	$2,092,585	27.8%	Defined
UBS Asset Management Life Ltd.	32,111	$197,161	2.6%	Defined
Held directly	129,629	$795,921	10.6%	Defined

BANK OF AMERICA CORP /DE/

$6,972,318

0.26%

1,135,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,015,942	$6,237,883	89.5%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	50,389	$309,388	4.4%	Defined
BOFA SECURITIES, INC.	69,226	$425,047	6.1%	Defined

Legal & General Group Plc

$6,933,710

0.25%

1,129,269

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	651,661	$4,001,198	57.7%	Defined
Legal & General Investment Management Ltd joint	477,608	$2,932,512	42.3%	Defined

Balyasny Asset Management L.P.

$6,601,402

0.24%

1,075,147

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$6,539,271

0.24%

1,065,028

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	198,286	$1,217,476	18.6%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	552,286	$3,391,036	51.9%	Defined
Held directly	314,456	$1,930,759	29.5%	Sole

RHUMBLINE ADVISERS

$6,331,119

0.23%

1,031,127

Mariner, LLC

$5,652,244

0.21%

920,561

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Platform Solutions, LLC	38,643	$237,268	4.2%	Other
Held directly	881,918	$5,414,976	95.8%	Sole

Saba Capital Management, L.P.

$5,405,760

0.20%

880,417

Swiss National Bank

$5,235,221

0.19%

852,642

PRELUDE CAPITAL MANAGEMENT, LLC

$5,077,319

0.19%

826,925

Paloma Partners Management Co

$4,912,000

0.18%

800,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Paloma Partners Advisors LP	800,000	$4,912,000	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$4,756,909

0.17%

774,741

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	774,741	$4,756,909	100.0%	Defined

ExodusPoint Capital Management, LP

$4,665,264

0.17%

759,815

ALLIANCEBERNSTEIN L.P.

$4,416,575

0.16%

719,312

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	719,312	$4,416,575	100.0%	Defined

Vanguard Global Advisers, LLC

$4,251,274

0.16%

692,390

BNP PARIBAS ARBITRAGE, SA

$4,248,837

0.16%

691,993

CITIGROUP INC

$4,219,082

0.15%

687,147

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	138,929	$853,024	20.2%	Defined
Citigroup Financial Products Inc. joint	548,218	$3,366,058	79.8%	Defined

Jump Financial, LLC

$4,182,622

0.15%

681,209

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	681,209	$4,182,622	100.0%	Defined

SEI INVESTMENTS CO

$3,951,101

0.14%

643,502

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	18,575	$114,050	2.9%	Sole
SEI TRUST CO	624,927	$3,837,051	97.1%	Sole

Cerity Partners LLC

$3,920,744

0.14%

638,558

AXQ CAPITAL, LP

$3,850,891

0.14%

627,181

ELEMENT CAPITAL MANAGEMENT LLC

$3,784,180

0.14%

616,316

Caption Management, LLC

$3,466,030

0.13%

564,500

Aequim Alternative Investments LP

$3,315,600

0.12%

540,000

PRICE T ROWE ASSOCIATES INC /MD/

$3,022,679

0.11%

492,293

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	492,293	$3,022,679	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,991,979

0.11%

487,293

JANE STREET GROUP, LLC

$2,969,304

0.11%

483,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	483,600	$2,969,304	100.0%	Defined

BARCLAYS PLC

$2,940,402

0.11%

478,893

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	303,768	$1,865,135	63.4%	Defined
BARCLAYS CAPITAL INC.	173,652	$1,066,223	36.3%	Defined
BARCLAYS CAPITAL SECURITIES LTD	1,473	$9,044	0.3%	Defined

Verition Fund Management LLC

$2,934,226

0.11%

477,887

WELLS FARGO & COMPANY/MN

$2,849,480

0.10%

464,085

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	374,526	$2,299,589	80.7%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	24,375	$149,662	5.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	65,074	$399,554	14.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	110	$675	0.0%	Defined

DEUTSCHE BANK AG\

$2,724,600

0.10%

443,746

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	443,746	$2,724,600	100.0%	Defined

EVR Research LP

$2,640,200

0.10%

430,000

VANGUARD ASSET MANAGEMENT, Ltd

$2,618,040

0.10%

426,391

FMR LLC

$2,542,259

0.09%

414,049

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	65,842	$404,269	15.9%	Defined
STRATEGIC ADVISERS LLC	348,207	$2,137,990	84.1%	Defined

PDT Partners, LLC

$2,535,844

0.09%

413,004

Creative Planning

$2,534,088

0.09%

412,718

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	3,931	$24,136	1.0%	Defined
Held directly	408,787	$2,509,952	99.0%	Sole

PEAK6 LLC

$2,487,928

0.09%

405,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	405,200	$2,487,928	100.0%	Defined

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$2,254,934

0.08%

427,071

CANADA LIFE ASSURANCE Co

$2,224,657

0.08%

362,322

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$2,207,752

0.08%

418,135

INTECH INVESTMENT MANAGEMENT LLC

$2,195,989

0.08%

357,653

Summit Trail Advisors, LLC

$2,188,725

0.08%

356,470

MERCER GLOBAL ADVISORS INC /ADV

$2,162,170

0.08%

352,145

State of New Jersey Common Pension Fund D

$1,962,951

0.07%

319,699

FIRST TRUST ADVISORS LP

$1,781,717

0.07%

290,182

Thrivent Financial for Lutherans

$1,717,615

0.06%

279,742

SIMPLEX TRADING, LLC

$1,709,830

0.06%

278,474

Connor, Clark & Lunn Investment Management Ltd.

$1,689,740

0.06%

275,202

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	275,202	$1,689,740	100.0%	Sole

GROUP ONE TRADING LLC

$1,652,366

0.06%

269,115

Unifi Asset Management LP

$1,608,704

0.06%

262,004

ELEMENT CAPITAL MANAGEMENT LLC

$1,545,438

0.06%

251,700

MetLife Investment Management, LLC

$1,540,458

0.06%

250,889

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	250,889	$1,540,458	100.0%	Defined

SG Americas Securities, LLC

$1,507,787

0.06%

245,568

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Key facts CIK 814453 CUSIP 651229106 13F (30d) 64 filings 63 filers Visit website Investor relations