TWO-PC · Two Harbors Investment Corp.

$25.16 +0.03 (+0.12%) At close · Aug 17

Market Cap

$2.64B

105.05M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 232

Total Value: $1,050,471,330

Total Shares: 84,647,316

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 232 13F filers · Δ vs Mar 31, 2026

Top Holder

20.2%

+0.1 pts

Top 5

43.2%

−0.5 pts

Top 10

56.8%

−1.2 pts

HHI

628

Broadly held−4

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -1

Institutional value: +11.1%

Shares held: +2.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small Sand Grove Capital Management LLP	+1,400,183	4,494,970
Mega BANK OF AMERICA CORP /DE/	+1,344,090	2,014,242
Large Squarepoint Ops LLC	+1,322,962	1,748,877
Large Walleye Trading LLC	+1,222,546	1,817,400
Mid AQR Arbitrage LLC	+1,073,434	3,094,518

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large Balyasny Asset Management L.P.	−4,348,128	581,293
Mid TIG Advisors, LLC	−1,312,404	61,680
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−772,834	699,492
Mega BARCLAYS PLC	−722,977	40,077
Mega MILLENNIUM MANAGEMENT LLC	−560,683	1,564,654

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega Qube Research & Technologies Ltd	1,146,434	$14,227,245
Mid Fort Baker Capital Management LP	386,971	$4,802,310
Small EQUITEC PROPRIETARY MARKETS, LLC	165,100	$2,048,891
Large HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	158,676	$1,969,169
Small DLD Asset Management, LP	114,903	$1,425,946

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid First Trust Capital Management L.P.	1,082,650	$12,363,863
Mid NEXPOINT ASSET MANAGEMENT, L.P.	1,043,637	$11,918,334
Small Slotnik Capital, LLC	325,000	$3,711,500
Large Caption Management, LLC	155,000	$1,770,100
Large ExodusPoint Capital Management, LP	154,909	$1,769,060

Filter: New 39 Increased 89 Reduced 65 Sold out 40 Unchanged 39

Showing 100 of 242

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$211,684,808

20.15%

17,057,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	83,842	$1,040,479	0.5%	Sole
BlackRock Investment Management (Australia) Ltd	328	$4,070	0.0%	Sole
BlackRock Asset Management Canada Ltd	855	$10,610	0.0%	Sole
BlackRock Investment Management, LLC	328,873	$4,081,313	1.9%	Sole
BLACKROCK ADVISORS LLC	230,643	$2,862,279	1.4%	Sole
BlackRock Fund Advisors	12,531,134	$155,511,372	73.5%	Sole
BlackRock Institutional Trust Company, N.A.	3,294,699	$40,887,214	19.3%	Sole
BlackRock Fund Managers Ltd.	21,618	$268,279	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	46,668	$579,149	0.3%	Sole
BlackRock (Netherlands) B.V.	30,330	$376,395	0.2%	Sole
BlackRock Asset Management Ireland Ltd	312,202	$3,874,426	1.8%	Sole
BlackRock Asset Management Schweiz AG	21,018	$260,833	0.1%	Sole
Aperio Group, LLC	155,138	$1,925,262	0.9%	Sole
SpiderRock Advisors, LLC	252	$3,127	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$76,769,525

7.31%

6,186,102

VANGUARD CAPITAL MANAGEMENT LLC

$57,792,228

5.50%

4,656,908

Sand Grove Capital Management LLP

$55,782,577

5.31%

4,494,970

STATE STREET CORP

$51,736,371

4.93%

4,168,926

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	4,168,926	$51,736,371	100.0%	Defined

AQR Arbitrage LLC

$38,402,968

3.66%

3,094,518

GEODE CAPITAL MANAGEMENT, LLC

$33,928,406

3.23%

2,733,957

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	393,783	$4,886,847	14.4%	Defined
Held directly	2,340,174	$29,041,559	85.6%	Defined

BANK OF AMERICA CORP /DE/

$24,996,742

2.38%

2,014,242

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,465,268	$18,183,975	72.7%	Defined
BOFA SECURITIES, INC.	548,974	$6,812,767	27.3%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$23,505,098

2.24%

1,894,045

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	1,894,045	$23,505,098	100.0%	Defined

GOLDMAN SACHS GROUP INC

$22,248,213

2.12%

1,792,765

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,713,342	$21,262,574	95.6%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	79,423	$985,639	4.4%	Defined

Squarepoint Ops LLC

$21,703,563

2.07%

1,748,877

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	1,748,877	$21,703,563	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$19,568,187

1.86%

1,576,808

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	1,576,808	$19,568,187	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$19,417,356

1.85%

1,564,654

Invesco Ltd.

$18,765,940

1.79%

1,512,163

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	40,200	$498,881	2.7%	Defined
Invesco Trust Co joint	42,485	$527,238	2.8%	Defined
Invesco Investment Advisers LLC	49,378	$612,780	3.3%	Defined
Invesco Capital Management LLC	1,380,100	$17,127,041	91.3%	Defined

Walleye Trading LLC

$17,392,615

1.66%

1,401,500

NORTHERN TRUST CORP

$15,975,166

1.52%

1,287,282

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,154,627	$14,328,920	89.7%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	80,611	$1,000,381	6.3%	Defined
MASON STREET ADVISORS, LLC joint	35,289	$437,936	2.7%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	16,755	$207,929	1.3%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$15,686,103

1.49%

1,263,989

Melqart Asset Management (UK) Ltd

$14,907,661

1.42%

1,201,262

Qube Research & Technologies Ltd

$14,227,245

1.35%

1,146,434

Governors Lane LP

$13,305,046

1.27%

1,072,123

VICTORY CAPITAL MANAGEMENT INC

$12,912,443

1.23%

1,040,487

VAN ECK ASSOCIATES CORP

$12,123,316

1.15%

976,899

UBS Group AG

$11,972,472

1.14%

964,744

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	188,220	$2,335,810	19.5%	Defined
UBS AG	763,324	$9,472,850	79.1%	Defined
UBS Switzerland AG	13,200	$163,812	1.4%	Defined

GLAZER CAPITAL, LLC

$11,960,075

1.14%

963,745

BOOTHBAY FUND MANAGEMENT, LLC

$11,025,341

1.05%

888,424

MORGAN STANLEY

$10,716,875

1.02%

863,568

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	115	$1,427	0.0%	Defined
MORGAN STANLEY & CO. LLC	30,060	$373,044	3.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	497,158	$6,169,730	57.6%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	2,292	$28,443	0.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	33,221	$412,272	3.8%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	300,722	$3,731,959	34.8%	Defined

Man Group plc

$10,318,293

0.98%

831,450

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GLG LLC	546,631	$6,783,690	65.7%	Defined
GLG Partners LP	284,819	$3,534,603	34.3%	Defined

ADAGE CAPITAL PARTNERS GP, L.L.C.

$9,976,361

0.95%

803,897

PRELUDE CAPITAL MANAGEMENT, LLC

$8,620,693

0.82%

694,657

VANGUARD FIDUCIARY TRUST CO

$8,615,170

0.82%

694,212

GABELLI FUNDS LLC

$8,377,804

0.80%

675,085

ALPINE ASSOCIATES MANAGEMENT INC.

$8,205,913

0.78%

661,234

Bank of New York Mellon Corp

$7,600,278

0.72%

612,432

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	297,065	$3,686,576	48.5%	Defined
BNY Mellon Investment Adviser, Inc.	85,507	$1,061,141	14.0%	Defined
The Bank of New York Mellon	200,913	$2,493,330	32.8%	Defined
BNY Mellon, NA joint	28,946	$359,219	4.7%	Defined
Held directly	1	$12	0.0%	Defined

CREDIT INDUSTRIEL ET COMMERCIAL

$7,474,009

0.71%

602,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Caisse Federale de Credit Mutuel	602,257	$7,474,009	100.0%	Defined

Advisors Asset Management, Inc.

$7,364,118

0.70%

593,402

Balyasny Asset Management L.P.

$7,057,480

0.67%

568,693

GABELLI & Co INVESTMENT ADVISERS, INC.

$6,431,321

0.61%

518,237

PRINCIPAL FINANCIAL GROUP INC

$6,300,767

0.60%

507,717

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,827,736

0.55%

469,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	469,600	$5,827,736	100.0%	Other

Verition Fund Management LLC

$5,777,003

0.55%

465,512

Walleye Trading LLC

$4,889,540

0.47%

394,000

Fort Baker Capital Management LP

$4,802,310

0.46%

386,971

Public Sector Pension Investment Board

$4,513,368

0.43%

363,688

Polar Asset Management Partners Inc.

$4,133,274

0.39%

333,060

Nuveen, LLC

$3,744,058

0.36%

301,697

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	95,705	$1,187,698	31.7%	Defined
TEACHERS ADVISORS, LLC joint	205,992	$2,556,360	68.3%	Defined

Centiva Capital, LP

$3,723,000

0.35%

300,000

RHUMBLINE ADVISERS

$3,336,614

0.32%

268,865

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$3,291,488

0.31%

265,229

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,532	$19,012	0.6%	Defined
UBS Asset Management Switzerland AG	230,507	$2,860,591	86.9%	Sole
UBS Asset Management (UK) Ltd.	16,284	$202,083	6.1%	Sole
Held directly	16,906	$209,802	6.4%	Sole

GraniteShares Advisors LLC

$3,279,528

0.31%

264,265

Legal & General Group Plc

$3,100,475

0.30%

249,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	160,819	$1,995,763	64.4%	Defined
Legal & General Investment Management Ltd joint	89,018	$1,104,712	35.6%	Defined

JANE STREET GROUP, LLC

$2,959,785

0.28%

238,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	238,500	$2,959,785	100.0%	Defined

Swiss National Bank

$2,615,879

0.25%

210,788

Quantinno Capital Management LP

$2,431,615

0.23%

195,940

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,328,016

0.22%

187,592

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	187,592	$2,328,016	100.0%	Other

AMERIPRISE FINANCIAL INC

$2,159,140

0.21%

173,984

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	171,045	$2,122,668	98.3%	Defined
Ameriprise Financial Services, LLC	2,764	$34,301	1.6%	Defined
Ameriprise Bank, FSB	175	$2,171	0.1%	Defined

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND

$1,969,169

0.19%

158,676

HARVEST MANAGEMENT LLC

$1,756,920

0.17%

141,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOHRER NATHANIEL joint	141,573	$1,756,920	100.0%	Other

EQUITEC PROPRIETARY MARKETS, LLC

$1,733,677

0.17%

139,700

PRICE T ROWE ASSOCIATES INC /MD/

$1,719,889

0.16%

138,589

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	138,589	$1,719,889	100.0%	Defined

CITIGROUP INC

$1,594,969

0.15%

128,523

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	128,523	$1,594,969	100.0%	Defined

DLD Asset Management, LP

$1,425,946

0.14%

114,903

DEUTSCHE BANK AG\

$1,407,975

0.13%

113,455

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	112,236	$1,392,848	98.9%	Defined
Held directly	1,219	$15,127	1.1%	Sole

PRUDENTIAL FINANCIAL INC

$1,353,384

0.13%

109,056

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	109,056	$1,353,384	100.0%	Defined

WELLS FARGO & COMPANY/MN

$1,272,991

0.12%

102,578

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	92,750	$1,151,027	90.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	7,577	$94,030	7.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	2,251	$27,934	2.2%	Defined

Penserra Capital Management LLC

$1,221,503

0.12%

98,429

CAXTON ASSOCIATES LLP

$1,214,926

0.12%

97,899

NINE MASTS CAPITAL Ltd

$1,124,346

0.11%

90,600

AQR CAPITAL MANAGEMENT LLC

$1,087,869

0.10%

87,661

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	21	$260	0.0%	Other
KEB ASSET MANAGEMENT, LLC	5	$62	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	5	$62	0.0%	Other
Prism Planning Partners LLC	27	$335	0.0%	Other
Compound Planning, Inc.	3	$37	0.0%	Other
Arax Advisory Partners	1,787	$22,176	2.0%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	275	$3,412	0.3%	Other
Stokes Family Office, LLC	78	$967	0.1%	Other
Held directly	85,460	$1,060,558	97.5%	Defined

CSS LLC/IL

$970,151

0.09%

78,175

JPMORGAN CHASE & CO

$946,732

0.09%

76,288

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	44,185	$548,335	57.9%	Defined
J.P. Morgan Investment Management Inc.	32,090	$398,236	42.1%	Defined
J.P. Morgan Securities LLC	13	$161	0.0%	Defined

Zurcher Kantonalbank (Zurich Cantonalbank)

$887,513

0.08%

71,516

INTECH INVESTMENT MANAGEMENT LLC

$887,141

0.08%

71,486

ABC ARBITRAGE SA

$860,931

0.08%

69,374

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ABC ARBITRAGE ASSET MANAGEMENT	69,374	$860,931	100.0%	Other

Thrivent Financial for Lutherans

$856,041

0.08%

68,980

VANGUARD ASSET MANAGEMENT, Ltd

$854,391

0.08%

68,847

MetLife Investment Management, LLC

$771,430

0.07%

62,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	62,162	$771,430	100.0%	Defined

TIG Advisors, LLC

$765,448

0.07%

61,680

BNP PARIBAS ARBITRAGE, SA

$763,959

0.07%

61,560

STATE OF WISCONSIN INVESTMENT BOARD

$723,068

0.07%

58,265

TWO SIGMA INVESTMENTS, LP

$714,878

0.07%

57,605

GUGGENHEIM CAPITAL LLC

$695,232

0.07%

56,022

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	54,997	$682,512	98.2%	Defined
SECURITY INVESTORS LLC	1,025	$12,720	1.8%	Defined

Russell Investments Group, Ltd.

$688,790

0.07%

55,503

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	52,873	$656,152	95.3%	Defined
Russell Investments Capital, LLC	2,630	$32,638	4.7%	Defined

Blackstone Inc.

$666,131

0.06%

53,677

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blackstone Alternative Asset Management L.P.	53,677	$666,131	100.0%	Other

Jupiter Topco LLC

$658,226

0.06%

53,040

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	53,040	$658,226	100.0%	Defined

TUDOR INVESTMENT CORP ET AL

$620,500

0.06%

50,000

Louisiana State Employees Retirement System

$570,860

0.05%

46,000

LPL Financial LLC

$531,557

0.05%

42,833

Simplicity Wealth,LLC

$531,036

0.05%

42,791

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$524,943

0.05%

42,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	42,300	$524,943	100.0%	Other

Vanguard Global Advisers, LLC

$504,354

0.05%

40,641

BARCLAYS PLC

$497,355

0.05%

40,077

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	39,408	$489,053	98.3%	Defined
BARCLAYS CAPITAL INC.	669	$8,302	1.7%	Defined

MARSHALL WACE, LLP

$439,847

0.04%

35,443

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	35,443	$439,847	100.0%	Other

State of Alaska, Department of Revenue

$429,311

0.04%

34,594

NEW YORK STATE COMMON RETIREMENT FUND

$409,232

0.04%

32,976

MARINER INVESTMENT GROUP LLC

$406,750

0.04%

32,776

State of Tennessee, Department of Treasury

$399,564

0.04%

32,197

Police & Firemen's Retirement System of New Jersey

$390,095

0.04%

31,434

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	31,434	$390,095	100.0%	Defined

ARIZONA STATE RETIREMENT SYSTEM

$359,703

0.03%

28,985

APS Management Group, Inc.

$350,768

0.03%

28,265

AMALGAMATED BANK

$350,694

0.03%

28,259

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	27,831	$345,382	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	25,728	$319,284	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
INTERNAL S&P 600 INDEX	22,462	$278,753	88.0%	Sole
MED S&P 600 STOCK INDEX	3,056	$37,924	12.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management	24,529	$304,404	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	3,233	$40,121	14.0%	Defined
RBC Capital Markets, LLC	17,650	$219,036	76.3%	Defined
RBC Dominion Securities Inc.	191	$2,370	0.8%	Defined
Held directly	2,067	$25,651	8.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	20,789	$257,991	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	19,500	$241,995	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EVOKE WEALTH, LLC	3,130	$38,843	20.0%	Defined
Held directly	12,505	$155,187	80.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	14,876	$184,611	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arcadia Wealth Management, LLC	120	$1,489	0.8%	Other
Blackston Financial Advisory Group, LLC	146	$1,811	1.0%	Other
Pineridge Advisors LLC	97	$1,203	0.7%	Other
Global Wealth Management, Inc	247	$3,065	1.7%	Other
HOWARD BAILEY SECURITIES, LLC	145	$1,799	1.0%	Other
Mach-1 Financial Group, LLC	105	$1,303	0.7%	Other
POM Investment Strategies, LLC	343	$4,256	2.3%	Other
Strategy Financial Group	436	$5,410	3.0%	Other
Wellment Financial	188	$2,333	1.3%	Other
Held directly	12,927	$160,424	87.6%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER TRUST COMPANY, N.A.	48	$595	0.3%	Defined
ROCKEFELLER FINANCIAL LLC	14,559	$180,677	99.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	216	$2,680	1.5%	Sole
SEI TRUST CO	14,260	$176,966	98.5%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	12,868	$159,691	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	2,344	$29,089	19.0%	Defined
Raymond James Financial Services Advisors, Inc.	10,001	$124,112	81.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	10,200	$126,582	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	9,673	$120,041	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	8,664	$107,520	90.1%	Defined
OSAIC INSTITUTIONS, INC.	750	$9,307	7.8%	Defined
Osaic Advisory Services, LLC	200	$2,482	2.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	8,606	$106,800	94.4%	Defined
PNC Delaware Trust Company	512	$6,353	5.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	96	$1,191	1.1%	Other
Latour Trading LLC (Latour)	8,889	$110,312	98.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	6,130	$76,073	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	3,934	$48,820	78.8%	Defined
STRATEGIC ADVISERS LLC	1,061	$13,167	21.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	4,536	$56,291	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nykredit Bank A/S	2,394	$29,709	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	1,597	$19,818	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	717	$8,897	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	713	$8,848	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	353	$4,378	61.3%	Sole
Held directly	223	$2,765	38.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	217	$2,692	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSB Wealth Management, Inc.	81	$1,005	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	35	$434	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	23	$285	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	17	$210	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co OF FLORIDA	137	$2	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	0	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Frost Investment Services, LLC	0	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NexPoint Advisors, L.P.	51,912	$592,835	5.0%	Other
Held directly	991,725	$11,325,499	95.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	53,040	$605,716	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	31,403	$358,622	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TD SECURITIES INC	4	$45	0.0%	Defined
TD SECURITIES (USA) LLC	29,562	$337,598	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JEFFERIES LLC	22,500	$256,950	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DRW Investments, LLC joint	11,375	$129,902	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Institutional Asset Management Trust Co	11	$125	1.1%	Sole
Held directly	963	$10,997	98.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Parkside Financial Bank & Trust	26	$296	100.0%	Defined

Key facts CIK 1465740 CUSIP 90187B804 13F (30d) 215 filings 214 filers Visit website Investor relations