TPB · Turning Point Brands, Inc.

$88.26 +1.76 (+2.03%) At close · Aug 19

Market Cap

$1.73B

20.05M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 230

Total Value: $1,742,439,181

Total Shares: 20,545,228

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 230 13F filers · Δ vs Mar 31, 2026

Top Holder

7.9%

+0.2 pts

Top 5

28.8%

+3.0 pts

Top 10

44.4%

+4.3 pts

HHI

289

Broadly held+35

Quarterly Activity

vs Mar 31, 2026

New

Increased

100

Decreased

Sold Out

Unchanged

Holder count: -12

Institutional value: +4.7%

Shares held: +7.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid Divisadero Street Capital Management, LP	+969,725	1,265,303
Mega Qube Research & Technologies Ltd	+322,215	454,159
Mega FIRST TRUST ADVISORS LP	+285,532	975,437
Mid Copeland Capital Management, LLC	+283,115	690,323
Mega BANK OF AMERICA CORP /DE/	+266,645	557,458

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega FMR LLC	−456,398	67,944
Mid ArrowMark Colorado Holdings LLC	−451,292	294,131
Large Driehaus Capital Management LLC	−378,811	263,920
Mega PRICE T ROWE ASSOCIATES INC /MD/	−265,213	29,504
Mega JPMORGAN CHASE & CO	−215,256	74,120

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large MACKENZIE FINANCIAL CORP	202,256	$17,153,331
Small Global Endowment Management, LP	126,808	$10,754,586
Large RENAISSANCE TECHNOLOGIES LLC	78,745	$6,678,363
Mid Fideuram Asset Management (Ireland) dac	51,212	$4,343,289
Mid CenterBook Partners LP	39,210	$3,325,400

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Junto Capital Management LP	241,723	$20,979,139
Micro Harspring Capital Management, LLC	126,808	$11,005,666
Mid Ceredex Value Advisors LLC	107,425	$9,323,415
Small CANNELL CAPITAL LLC	71,692	$6,222,148
Mid Weiss Asset Management LP	54,248	$4,708,183

Filter: New 42 Increased 100 Reduced 63 Sold out 54 Unchanged 25

Showing 100 of 245

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$137,273,292

7.88%

1,618,598

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	20,458	$1,735,042	1.3%	Sole
BlackRock Investment Management (Australia) Ltd	50	$4,240	0.0%	Sole
BlackRock Asset Management Canada Ltd	105	$8,905	0.0%	Sole
BlackRock Investment Management, LLC	56,907	$4,826,282	3.5%	Sole
BLACKROCK ADVISORS LLC	63,030	$5,345,574	3.9%	Sole
BlackRock Fund Advisors	830,747	$70,455,653	51.3%	Sole
BlackRock Institutional Trust Company, N.A.	624,070	$52,927,376	38.6%	Sole
BlackRock Investment Management (UK) Ltd.	9,019	$764,901	0.6%	Sole
BlackRock Asset Management Ireland Ltd	13,104	$1,111,350	0.8%	Sole
Aperio Group, LLC	1,068	$90,577	0.1%	Sole
SpiderRock Advisors, LLC	40	$3,392	0.0%	Sole

Divisadero Street Capital Management, LP

$107,310,347

6.16%

1,265,303

Thrivent Financial for Lutherans

$104,685,307

6.01%

1,234,351

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	905,123	$76,763,481	73.3%	Defined
Held directly	329,228	$27,921,826	26.7%	Sole

FIRST TRUST ADVISORS LP

$82,726,811

4.75%

975,437

VANGUARD CAPITAL MANAGEMENT LLC

$69,756,225

4.00%

822,500

Copeland Capital Management, LLC

$58,546,292

3.36%

690,323

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI Investments Management Corp	33,678	$2,856,231	4.9%	Defined
Morgan Stanley Smith Barney	93,902	$7,963,828	13.6%	Defined
Held directly	562,743	$47,726,233	81.5%	Sole

Maple Rock Capital Partners Inc.

$58,247,508

3.34%

686,800

AMERICAN CENTURY COMPANIES INC

$53,214,628

3.05%

627,457

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	627,457	$53,214,628	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$52,710,516

3.03%

621,513

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	71,490	$6,063,066	11.5%	Defined
Held directly	550,023	$46,647,450	88.5%	Defined

T. Rowe Price Investment Management, Inc.

$49,922,049

2.87%

588,634

TWO SIGMA INVESTMENTS, LP

$48,188,787

2.77%

568,197

BANK OF AMERICA CORP /DE/

$47,278,012

2.71%

557,458

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	519,880	$44,091,022	93.3%	Defined
BOFA SECURITIES, INC.	17,794	$1,509,109	3.2%	Defined
MANAGED ACCOUNT ADVISORS LLC	19,784	$1,677,881	3.5%	Defined

FIRST SABREPOINT CAPITAL MANAGEMENT LP

$40,708,800

2.34%

480,000

Qube Research & Technologies Ltd

$38,517,224

2.21%

454,159

DIMENSIONAL FUND ADVISORS LP

$38,425,459

2.21%

453,077

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	1,428	$121,108	0.3%	Defined
DFA Australia Ltd.	3,668	$311,083	0.8%	Defined
Dimensional Fund Advisors Pte. Ltd.	183	$15,520	0.0%	Defined
Dimensional Ireland Ltd	13,247	$1,123,478	2.9%	Defined
Held directly	434,551	$36,854,270	95.9%	Sole

STATE STREET CORP

$34,374,341

1.97%

405,310

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	405,310	$34,374,341	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$28,879,755

1.66%

340,523

MORGAN STANLEY

$28,384,887

1.63%

334,688

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	521	$44,186	0.2%	Defined
MORGAN STANLEY & CO. LLC	239,902	$20,346,088	71.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	41,799	$3,544,973	12.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	8,546	$724,785	2.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	43,920	$3,724,855	13.1%	Defined

ArrowMark Colorado Holdings LLC

$24,945,250

1.43%

294,131

Driehaus Capital Management LLC

$22,383,055

1.28%

263,920

Madison Avenue Partners, LP

$21,017,868

1.21%

247,823

Apis Capital Advisors, LLC

$20,914,146

1.20%

246,600

D. E. Shaw & Co., Inc.

$19,649,712

1.13%

231,691

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	224,575	$19,046,205	96.9%	Defined
D. E. Shaw Investment Management, L.L.C. joint	7,116	$603,507	3.1%	Defined

NORTHERN TRUST CORP

$17,585,351

1.01%

207,350

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	196,008	$16,623,437	94.5%	Other
NORTHERN TRUST GLOBAL INVESTMENTS LTD	8,356	$708,672	4.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	2,986	$253,242	1.4%	Other

MACKENZIE FINANCIAL CORP

$17,153,331

0.98%

202,256

JANE STREET GROUP, LLC

$17,079,036

0.98%

201,380

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	131,622	$11,162,861	65.4%	Defined
Jane Street Global Trading, LLC	69,758	$5,916,175	34.6%	Defined

FINDELL CAPITAL MANAGEMENT LLC

$14,417,700

0.83%

170,000

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$13,658,141

0.78%

161,044

BANK OF MONTREAL /CAN/

$13,284,383

0.76%

156,637

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Bank N.A.	14	$1,187	0.0%	Defined
Held directly	156,623	$13,283,196	100.0%	Defined

GOLDMAN SACHS GROUP INC

$12,744,398

0.73%

150,270

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	4,099	$347,636	2.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	142,536	$12,088,478	94.9%	Defined
Goldman Sachs Trust Company, N.A. joint	3,635	$308,284	2.4%	Other

RIPOSTE CAPITAL LLC

$12,721,500

0.73%

150,000

WELLINGTON MANAGEMENT GROUP LLP

$12,659,334

0.73%

149,267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	149,267	$12,659,334	100.0%	Defined

KING LUTHER CAPITAL MANAGEMENT CORP

$11,732,954

0.67%

138,344

STATE OF WISCONSIN INVESTMENT BOARD

$11,673,587

0.67%

137,644

VANGUARD FIDUCIARY TRUST CO

$11,582,756

0.66%

136,573

Global Endowment Management, LP

$10,754,586

0.62%

126,808

MILLENNIUM MANAGEMENT LLC

$10,714,895

0.61%

126,340

Pillsbury Lake Capital LLC

$10,673,677

0.61%

125,854

GUARDIAN POINT CAPITAL, LP

$10,601,250

0.61%

125,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MIRABELLA FINANCIAL SERVICES LLP	125,000	$10,601,250	100.0%	Other

Strategic Wealth Partners, Ltd.

$10,394,143

0.60%

122,558

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$9,862,978

0.57%

116,295

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	116,295	$9,862,978	100.0%	Other

Aristides Capital LLC

$9,733,050

0.56%

114,763

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$9,592,011

0.55%

113,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	113,100	$9,592,011	100.0%	Other

Prospect Capital Advisors, LLC

$8,860,948

0.51%

104,480

CRAWFORD INVESTMENT COUNSEL INC

$8,351,325

0.48%

98,471

Point72 Asset Management, L.P.

$7,333,520

0.42%

86,470

Nuveen, LLC

$7,130,314

0.41%

84,074

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	2,780	$235,771	3.3%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	45,120	$3,826,627	53.7%	Defined
TEACHERS ADVISORS, LLC joint	36,174	$3,067,916	43.0%	Defined

Bank of New York Mellon Corp

$6,958,319

0.40%

82,046

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	47,535	$4,031,443	57.9%	Defined
The Bank of New York Mellon	33,447	$2,836,640	40.8%	Defined
BNY Mellon, NA joint	950	$80,569	1.2%	Defined
BNY Mellon Advisors, Inc.	112	$9,498	0.1%	Defined
Held directly	2	$169	0.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$6,945,090

0.40%

81,890

RENAISSANCE TECHNOLOGIES LLC

$6,678,363

0.38%

78,745

AWH Capital, L.P.

$6,526,129

0.37%

76,950

OSTERWEIS CAPITAL MANAGEMENT INC

$6,452,005

0.37%

76,076

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSTERWEIS CAPITAL MANAGEMENT LLC/CA	76,076	$6,452,005	100.0%	Sole

JPMORGAN CHASE & CO

$6,286,115

0.36%

74,120

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	2,478	$210,159	3.3%	Defined
JPMorgan Chase Bank, N.A.	19,456	$1,650,063	26.2%	Defined
J.P. Morgan Investment Management Inc.	41,368	$3,508,420	55.8%	Defined
J.P. Morgan Securities LLC	10	$848	0.0%	Defined
J.P. Morgan (Suisse) SA	1,796	$152,318	2.4%	Other
J.P. Morgan SE	9,012	$764,307	12.2%	Defined

Vest Financial, LLC

$6,025,411

0.35%

71,046

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIRST TRUST ADVISORS LP	71,046	$6,025,411	100.0%	Defined

FMR LLC

$5,762,329

0.33%

67,944

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	26,074	$2,211,335	38.4%	Defined
STRATEGIC ADVISERS LLC	86	$7,293	0.1%	Defined
Fidelity Institutional Asset Management Trust Co	284	$24,086	0.4%	Defined
FIAM LLC	41,500	$3,519,615	61.1%	Defined

Veradace Capital Management LLC

$5,707,458

0.33%

67,297

Ballast Asset Management, LP

$5,616,881

0.32%

66,229

Trexquant Investment LP

$5,522,912

0.32%

65,121

UBS Group AG

$5,412,743

0.31%

63,822

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	436	$36,977	0.7%	Defined
UBS AG	59,429	$5,040,173	93.1%	Defined
UBS Switzerland AG	3,957	$335,593	6.2%	Defined

THOMPSON SIEGEL & WALMSLEY LLC

$5,341,842

0.31%

62,986

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Perpetual Ltd	62,986	$5,341,842	100.0%	Defined

PRELUDE CAPITAL MANAGEMENT, LLC

$5,329,036

0.31%

62,835

JANE STREET GROUP, LLC

$5,164,929

0.30%

60,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	60,900	$5,164,929	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,063,157

0.29%

59,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	59,700	$5,063,157	100.0%	Other

SEI INVESTMENTS CO

$4,639,530

0.27%

54,705

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	32,044	$2,717,651	58.6%	Sole
SEI TRUST CO	22,661	$1,921,879	41.4%	Sole

CITADEL ADVISORS LLC

$4,554,297

0.26%

53,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	53,700	$4,554,297	100.0%	Defined

Fideuram Asset Management (Ireland) dac

$4,343,289

0.25%

51,212

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo SpA	51,212	$4,343,289	100.0%	Other

Marathon Partners Equity Management, LLC

$4,198,095

0.24%

49,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MARATHON PARTNERS L.P.	49,500	$4,198,095	100.0%	Defined

Norris Financial Group, LLC

$4,026,948

0.23%

47,482

CITADEL ADVISORS LLC

$4,019,994

0.23%

47,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	47,400	$4,019,994	100.0%	Defined

XTX Topco Ltd

$3,940,187

0.23%

46,459

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	46,459	$3,940,187	100.0%	Defined

Invesco Ltd.

$3,859,446

0.22%

45,507

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	3,176	$269,355	7.0%	Defined
Invesco Trust Co joint	7,569	$641,926	16.6%	Defined
Invesco Capital Management LLC	34,762	$2,948,165	76.4%	Defined

Caption Management, LLC

$3,816,450

0.22%

45,000

4D Advisors, LLC

$3,816,450

0.22%

45,000

MAVERICK CAPITAL LTD

$3,688,302

0.21%

43,489

AQR CAPITAL MANAGEMENT LLC

$3,529,111

0.20%

41,612

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	2	$169	0.0%	Other
Arax Advisory Partners	46	$3,901	0.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	649	$55,041	1.6%	Other
Stokes Family Office, LLC	6	$508	0.0%	Other
Held directly	40,909	$3,469,492	98.3%	Defined

Bronte Capital Management Pty Ltd.

$3,453,548

0.20%

40,721

Capelight Capital Asset Management LP

$3,409,362

0.20%

40,200

CenterBook Partners LP

$3,325,400

0.19%

39,210

Swiss National Bank

$3,095,565

0.18%

36,500

Pekin Hardy Strauss, Inc.

$2,890,324

0.17%

34,080

Access Investment Management LLC

$2,764,127

0.16%

32,592

JANE STREET GROUP, LLC

$2,756,325

0.16%

32,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	32,500	$2,756,325	100.0%	Defined

CITADEL ADVISORS LLC

$2,699,841

0.15%

31,834

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	31,834	$2,699,841	100.0%	Defined

PARTHENON LLC

$2,668,970

0.15%

31,470

MARSHALL WACE, LLP

$2,645,647

0.15%

31,195

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	31,195	$2,645,647	100.0%	Other

Phoenix Financial Ltd.

$2,612,148

0.15%

30,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PHOENIX INVESTMENTS HOUSE LTD. joint	30,800	$2,612,148	100.0%	Defined

RBF Capital, LLC

$2,544,300

0.15%

30,000

ExodusPoint Capital Management, LP

$2,517,669

0.14%

29,686

PRICE T ROWE ASSOCIATES INC /MD/

$2,502,234

0.14%

29,504

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	29,504	$2,502,234	100.0%	Defined

Universal- Beteiligungs- und Servicegesellschaft mbH

$2,301,913

0.13%

27,142

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	27,142	$2,301,913	100.0%	Defined

Brevan Howard Capital Management LP

$2,301,743

0.13%

27,140

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	27,140	$2,301,743	100.0%	Defined

Walleye Trading LLC

$2,291,651

0.13%

27,021

GROUP ONE TRADING LLC

$2,270,957

0.13%

26,777

ROYAL BANK OF CANADA

$2,257,640

0.13%

26,620

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	572	$48,511	2.1%	Defined
RBC Capital Markets, LLC	25,825	$2,190,218	97.0%	Defined
RBC Trust Co (Delaware) Ltd	48	$4,070	0.2%	Defined
RBC Rochdale, LLC	175	$14,841	0.7%	Defined

STIFEL FINANCIAL CORP

$2,239,068

0.13%

26,401

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	26,381	$2,237,372	99.9%	Defined
Held directly	20	$1,696	0.1%	Defined

Linden Thomas Advisory Services, LLC

$2,235,506

0.13%

26,359

SWP Investment Management LLC

$2,173,680

0.12%

25,630

Capelight Capital Asset Management LP

$2,120,250

0.12%

25,000

Timelo Investment Management Inc.

$2,035,440

0.12%

24,000

RHUMBLINE ADVISERS

$2,016,103

0.12%

23,772

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	21,372	$1,812,559	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	510	$43,253	2.5%	Defined
UBS Asset Management Switzerland AG	17,484	$1,482,818	85.0%	Sole
Held directly	2,566	$217,621	12.5%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	20,016	$1,697,556	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	18,072	$1,532,686	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLINGTON SMALL CAP EQUITY	17,632	$1,495,369	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	17,358	$1,472,131	98.8%	Defined
Raymond James Financial Services Advisors, Inc.	218	$18,488	1.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	17,216	$1,460,088	99.0%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	90	$7,632	0.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	88	$7,463	0.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	1,843	$156,304	13.5%	Defined
Legal & General Investment Management Ltd joint	11,763	$997,619	86.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	13,600	$1,153,416	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	11,540	$978,707	90.8%	Defined
Osaic Advisory Services, LLC	1,163	$98,634	9.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	6,325	$536,422	53.1%	Defined
Russell Investments Canada Limited	706	$59,875	5.9%	Defined
Russell Investments Capital, LLC	1,294	$109,744	10.9%	Defined
Russell Investments France SAS	788	$66,830	6.6%	Defined
Russell Investments Trust Company	2,803	$237,722	23.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	10,238	$868,284	90.2%	Defined
FRANKLIN ADVISORY SERVICES LLC	1,113	$94,393	9.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	11,040	$936,302	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	10,278	$871,676	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	9,529	$808,154	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	8,713	$738,949	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	701	$59,451	8.2%	Defined
Ameriprise Financial Services, LLC	7,801	$661,602	91.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	7,872	$667,624	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	5,710	$484,265	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	5,150	$436,771	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	53	$4,494	1.1%	Defined
U.S. BANCORP ASSET MANAGEMENT INC	4,960	$420,657	98.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co OF FLORIDA	4,397	$372,909	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	4,100	$347,721	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	2,619	$222,117	68.3%	Defined
BARCLAYS CAPITAL INC.	546	$46,306	14.2%	Defined
BARCLAYS CAPITAL SECURITIES LTD	668	$56,653	17.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	3,746	$317,696	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	3,644	$309,047	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	26	$2,205	0.7%	Defined
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	3,461	$293,527	99.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	3,125	$265,031	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD TRUST Co	2,917	$247,390	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	2,797	$237,213	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GYROSCOPE CAPITAL MANAGEMENT GROUP, LLC joint	2,752	$233,397	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	2,464	$208,971	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	2,415	$204,816	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	1,724	$146,212	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	948	$80,399	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	135	$11,449	16.9%	Other
Latour Trading LLC (Latour)	662	$56,144	83.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Darlington Capital Management	678	$57,501	100.0%	Other
Held directly	9	$1	0.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	33	$2,798	30.6%	Sole
Held directly	75	$6,358	69.4%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	94	$7,972	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	41	$3,477	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
O'SHAUGHNESSY ASSET MANAGEMENT, LLC	5	$424	83.5%	Defined
Held directly	1	$84	16.5%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	0	$0	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WEISS ANDREW M joint	54,248	$4,708,183	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP	55	$4,773	0.2%	Defined
FEDERATED MDTA LLC	22,432	$1,946,873	99.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	16,142	$1,400,964	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Magnetar Asset Management LLC	6,455	$560,229	60.1%	Sole
Held directly	4,291	$372,415	39.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo S.p.A.	9,888	$858,179	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tidal Investments LLC	9,360	$812,354	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	7,872	$683,210	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capstone Investment Advisors (UK), LLP	5,734	$497,653	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JEFFERIES LLC	2,821	$244,834	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Copeland Capital Management, LLC	89	$7,724	19.8%	Sole
Fidelity Institutional Asset Management Trust Co	5	$433	1.1%	Sole
SEI INVESTMENTS MANAGEMENT CORP	69	$5,988	15.4%	Sole
Held directly	286	$24,821	63.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	60	$5,207	100.0%	Defined

Key facts CIK 1290677 CUSIP 90041L105 13F (30d) 211 filings 211 filers Visit website Investor relations