PGEN · Precigen, Inc. · Holdings

$6.42 +0.03 (+0.47%)

Russell 2000 member Rebalance outlook locked

Market Cap

$2.29B

358.04M

Volume · Oct 22 6.25M Avg daily vol (3M) 5.18M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of PGEN: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 215

Total Value: $835,429,164

Total Shares: 145,611,461

Showing 1–100 of 226 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Superinvestors Holding PGEN

All superinvestors →

Samantha McLemore $108,510,763

Holder Concentration

Across 211 13F filers

Top Holder

13.1%

of institutional value

Top 5

45.8%

of institutional value

Top 10

62.5%

of institutional value

HHI

555

Broadly held

Who Holds PGEN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 210 filers, like-for-like change +5.2%; actively managed books +1.4%; index-like books +11.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	45.6%	108	+2.1%	25	13
Exempt adviser	0.3%	2	+303.2%	1	3
Adviser	0.9%	3	-56.6%	0	0
Bank	14.3%	13	+17.1%	1	0
Insurer	0.2%	4	+15.1%	1	0
Broker-dealer	0.2%	2	-37.7%	1	2
Benefit plan	0.3%	3	+11.5%	0	0
Non-US	0.3%	7	+2.7%	0	0
Holding company	19.6%	7	+15.7%	0	0
Unknown	18.5%	61	+1.5%	6	10

Style	Share	Filers	Change	New	Exited
Index-like	39.5%	30	+11.7%	2	0
Systematic-like	3.6%	14	-60.6%	3	5
Concentrated	15.1%	30	+6.0%	4	7
Diversified active	41.7%	136	+15.4%	26	16
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	60.1%	115	+10.4%	14	8
Medium turnover	15.6%	46	+33.3%	12	6
High turnover	12.2%	31	-28.0%	8	13
Unknown	12.1%	18	+1.2%	1	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	13.2%	30	+7.4%	6	7
Medium horizon	17.8%	33	+23.1%	8	6
Long horizon	53.9%	131	+7.8%	18	8
Unknown	15.1%	16	-17.4%	3	7
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	14.8%	41	+21.3%	8	9
$1B to $10B	24.8%	52	+9.8%	14	9
$10B to $100B	5.6%	56	-47.0%	12	8
$100B or more	54.8%	61	+10.3%	1	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.2%	51	-18.6%	11	8
Pooled investment vehicles	13.9%	25	-14.2%	6	4
Registered funds and BDCs	27.6%	14	+13.3%	2	0
Pension and profit sharing plans	0.0%	1	+16.8%	0	0
Insurance companies	0.1%	3	+31.6%	0	0
Governments and sovereign funds	0.4%	4	+206.2%	3	0
Other investment advisers	0.0%	2	+12.5%	1	0
Diversified	1.3%	8	+15.4%	2	1
Unknown	54.4%	102	+8.1%	10	15

Private funds	Share	Filers	Change	New	Exited
Hedge funds	29.4%	32	-0.5%	10	8
Private equity funds	0.4%	6	+8.1%	1	0
Venture capital funds	0.0%	1	+276.2%	0	0
Real estate funds	0.4%	4	-1.7%	1	1
Liquidity funds	0.0%	1	new	1	0
Securitized asset funds	0.2%	1	-6.0%	0	0
Other private funds	0.5%	8	+15.2%	1	2
Mixed private funds	0.2%	1	+10.0%	0	0
Private funds, type not stated	0.1%	1	+54.4%	0	1
No private funds	14.8%	55	+8.4%	12	4
Unknown	54.1%	100	+7.7%	9	12

Location	Share	Filers	Change	New	Exited
United States	97.0%	175	+4.9%	29	21
Outside the US	3.0%	35	+17.9%	6	7

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

210 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.43% of filers hold it in their top 10

Mar 31, 2026: 3

Holders above 5%

median weight 0.001%

Mar 31, 2026: 3

Crowding

15.1%

of shares outstanding, 45th percentile

Mar 31, 2026: 15.4%

Private-fund advisers

12.3%

of shares outstanding

Institutional ownership

39.4%

61.4% of the estimated free float

Top 10 holders

63.8%

of 13F shares, Herfindahl 0.058

Active holders

+1.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (1 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 13.1 quarters

Under 1 year 18.0% 1 to 3 years 36.2% 3 years or more 45.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $7,478,064 (2 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$3.74

estimated per share

Mar 31, 2026: $3.48

Quarter-end price

$5.70

implied by 13F values

Estimated gain or loss

+52.5%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 33.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies PGEN's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	DERM Journey Medical Corp	3	0.231
2	NVCT Nuvectis Pharma, Inc.	3	0.170
3	IMCR Immunocore Holdings plc	4	0.160
4	CTNM Contineum Therapeutics, Inc.	3	0.128
5	RLMD Relmada Therapeutics, Inc.	3	0.122
6	KOD Kodiak Sciences Inc.	3	0.116
7	CRVS Corvus Pharmaceuticals, Inc.	3	0.116
8	SYRE Spyre Therapeutics, Inc.	4	0.112
9	ABVX Abivax S.A.	5	0.102
10	NRIX Nurix Therapeutics, Inc.	3	0.101

Shareholder Targets

13F filers that own its peers but not PGEN, quarter ended Jun 30, 2026

Found through its holder-overlap peers: DERM, NVCT, IMCR, CTNM, RLMD, KOD, CRVS, SYRE, ABVX, NRIX, RLAY, INDV, TRIP, PCVX, CMPS, CELC, EQX, VKTX, COGT, MIRM. 1,117 filers in all.

#	Filer	In peers	Of book	Largest peers
1	BAKER BROS. ADVISORS LP Registered adviser, Concentrated	$1,822,317,615 5 held	9.16%	CELC, KOD, NRIX
2	TCG Crossover Management, LLC Unknown, Diversified active	$1,417,811,026 6 held	34.1%	ABVX, COGT, SYRE
3	PERCEPTIVE ADVISORS LLC Registered adviser, Diversified active	$1,193,592,770 10 held	19.2%	SYRE, CELC, RLAY
4	RTW INVESTMENTS, LP Registered adviser, Diversified active	$1,180,133,107 7 held	10.1%	SYRE, CELC, IMCR
5	Frazier Life Sciences Management, L.P. Registered adviser, Concentrated	$933,456,049 3 held	20.3%	MIRM, RLAY, IMCR
6	RA CAPITAL MANAGEMENT, L.P. Registered adviser, Concentrated	$861,959,100 4 held	7.59%	PCVX, ABVX, MIRM
7	VAN ECK ASSOCIATES CORP Registered adviser, Index-like	$849,874,525 1 held	0.520%	EQX
8	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$803,002,510 3 held	0.530%	PCVX, KOD, RLAY
9	Deep Track Capital, LP Adviser, Diversified active	$734,241,305 6 held	11.2%	PCVX, NRIX, CMPS
10	Vestal Point Capital, LP Registered adviser, Diversified active	$592,056,574 4 held	13.8%	ABVX, NRIX, IMCR

Fund Ownership of PGEN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 10.16% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.84%	+0.30 pp	6,598,348	55
Index ETFs	8.31%	+1.23 pp	29,768,497	40
Active ETFs	0.09%	-0.03 pp	314,389	5
Active funds	4.81%	-0.66 pp	17,237,356	43
Unclassified	0.00%	0.00 pp	3,000	1
All registered funds	15.06%	+0.84 pp	53,921,590	144

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 111 Exempt adviser 2 Adviser 3 Bank 13 Insurer 4 Broker-dealer 2 Benefit plan 3 Non-US 7 Holding company 7 Unknown 63

Showing 100 of 226

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Patient Capital Management, LLC

$108,510,763

12.99%

19,036,976

BlackRock, Inc.

$97,737,444

11.70%

17,146,921

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	234,609	$1,337,271	1.4%	Sole
BlackRock Asset Management Canada Ltd	1,472	$8,390	0.0%	Sole
BlackRock Investment Management, LLC	569,768	$3,247,677	3.3%	Sole
BLACKROCK ADVISORS LLC	501,704	$2,859,712	2.9%	Sole
BlackRock Fund Advisors	9,060,148	$51,642,843	52.8%	Sole
BlackRock Institutional Trust Company, N.A.	5,939,412	$33,854,648	34.6%	Sole
BlackRock Japan Co. Ltd	2,084	$11,878	0.0%	Sole
BlackRock Fund Managers Ltd.	32,042	$182,639	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	3,510	$20,007	0.0%	Sole
BlackRock Asset Management Ireland Ltd	474,940	$2,707,158	2.8%	Sole
BlackRock (Luxembourg) S.A.	5,728	$32,649	0.0%	Sole
BlackRock Asset Management Schweiz AG	28,633	$163,208	0.2%	Sole
Aperio Group, LLC	292,871	$1,669,364	1.7%	Sole

STATE STREET CORP

$68,414,050

8.19%

12,002,465

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	12,002,465	$68,414,050	100.0%	Defined

Diametric Capital, LP

$52,838,578

6.32%

9,269,926

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	9,269,926	$52,838,578	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$45,065,112

5.39%

7,906,160

TANG CAPITAL MANAGEMENT LLC

$36,579,750

4.38%

6,417,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TANG KEVIN	6,417,500	$36,579,750	100.0%	Other

Boxer Capital Management, LLC

$29,355,000

3.51%

5,150,000

GEODE CAPITAL MANAGEMENT, LLC

$28,608,458

3.42%

5,019,028

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	675,047	$3,847,767	13.4%	Defined
Held directly	4,343,981	$24,760,691	86.6%	Defined

IRIDIAN ASSET MANAGEMENT LLC/CT

$22,982,189

2.75%

4,031,963

Occam Crest Management LP

$20,553,863

2.46%

3,605,941

MORGAN STANLEY

$19,776,876

2.37%

3,469,628

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	140,289	$799,647	4.0%	Defined
MORGAN STANLEY & CO. LLC	543,323	$3,096,941	15.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	2,204,209	$12,563,991	63.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	486,898	$2,775,317	14.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	94,909	$540,980	2.7%	Defined

GOLDMAN SACHS GROUP INC

$19,416,799

2.32%

3,406,456

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	3,033,336	$17,290,015	89.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	373,120	$2,126,784	11.0%	Defined

FMR LLC

$14,650,043

1.75%

2,570,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	2,568,433	$14,640,068	99.9%	Defined
STRATEGIC ADVISERS LLC	1,750	$9,975	0.1%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$12,603,680

1.51%

2,211,172

FIRST TRUST ADVISORS LP

$11,483,556

1.37%

2,014,659

BANK OF AMERICA CORP /DE/

$10,535,959

1.26%

1,848,414

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	531,722	$3,030,815	28.8%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	33,520	$191,064	1.8%	Defined
BOFA SECURITIES, INC.	1,283,172	$7,314,080	69.4%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$10,192,939

1.22%

1,788,235

NORTHERN TRUST CORP

$10,142,464

1.21%

1,779,380

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,720,775	$9,808,416	96.7%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	29,175	$166,297	1.6%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	29,430	$167,751	1.7%	Other

Caption Management, LLC

$9,690,000

1.16%

1,700,000

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$8,640,362

1.03%

1,515,853

Diametric Capital, LP

$8,048,400

0.96%

1,412,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	1,412,000	$8,048,400	100.0%	Defined

Woodline Partners LP

$7,991,086

0.96%

1,401,945

VANGUARD FIDUCIARY TRUST CO

$7,386,903

0.88%

1,295,948

Point72 Asset Management, L.P.

$7,220,070

0.86%

1,266,679

ESSEX INVESTMENT MANAGEMENT CO LLC

$5,850,066

0.70%

683,419

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 358072	683,419	$5,850,066	100.0%	Sole

FRANKLIN RESOURCES INC

$5,846,203

0.70%

1,025,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	378	$2,154	0.0%	Defined
FRANKLIN ADVISERS INC	133,932	$763,412	13.1%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	885,312	$5,046,278	86.3%	Defined
PUTNAM ADVISORY CO LLC	6,028	$34,359	0.6%	Defined

LexAurum Advisors, LLC

$5,423,042

0.65%

633,533

BARCLAYS PLC

$5,308,796

0.64%

931,368

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	492,401	$2,806,685	52.9%	Defined
BARCLAYS CAPITAL INC.	438,967	$2,502,111	47.1%	Defined

Caption Management, LLC

$5,130,000

0.61%

900,000

PRELUDE CAPITAL MANAGEMENT, LLC

$5,028,921

0.60%

882,267

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,023,410

0.60%

881,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	881,300	$5,023,410	100.0%	Other

JPMORGAN CHASE & CO

$4,840,996

0.58%

849,298

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	80,046	$456,262	9.4%	Defined
J.P. Morgan Investment Management Inc.	61,057	$348,024	7.2%	Defined
J.P. Morgan Securities LLC	1	$5	0.0%	Defined
J.P. Morgan Securities plc	23,220	$132,354	2.7%	Defined
JPMorgan Asset Management (UK) Ltd	684,974	$3,904,351	80.7%	Defined

CITADEL ADVISORS LLC

$4,676,217

0.56%

820,389

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	820,389	$4,676,217	100.0%	Defined

UBS Group AG

$4,438,947

0.53%

778,763

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	28,751	$163,880	3.7%	Defined
UBS AG	748,479	$4,266,330	96.1%	Defined
UBS Switzerland AG	1	$5	0.0%	Defined
UBS Securities LLC	1,532	$8,732	0.2%	Defined

CITIGROUP INC

$4,131,855

0.49%

724,887

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	724,887	$4,131,855	100.0%	Defined

Nuveen, LLC

$4,006,153

0.48%

702,834

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	9,955	$56,743	1.4%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	242,210	$1,380,597	34.5%	Defined
TEACHERS ADVISORS, LLC joint	450,669	$2,568,813	64.1%	Defined

GMT Capital Corp

$3,812,331

0.46%

668,830

RENAISSANCE TECHNOLOGIES LLC

$3,450,210

0.41%

605,300

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$3,430,510

0.41%

601,844

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	601,844	$3,430,510	100.0%	Other

WELLINGTON MANAGEMENT GROUP LLP

$3,164,810

0.38%

555,230

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	176,132	$1,003,952	31.7%	Defined
Wellington Trust Company, NA joint	354,735	$2,021,989	63.9%	Defined
Wellington Management Australia Pty Ltd	24,363	$138,869	4.4%	Defined

KBC Group NV

$3,053,857

0.37%

356,759

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	356,759	$3,053,857	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$2,943,091

0.35%

516,332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	28,676	$163,453	5.6%	Defined
Raymond James Financial Services Advisors, Inc.	8,871	$50,564	1.7%	Defined
ClariVest Asset Management LLC joint	478,785	$2,729,074	92.7%	Defined

CIBC Bancorp USA Inc.

$2,849,498

0.34%

499,912

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC National Trust Co	489,252	$2,788,736	97.9%	Defined
CIBC WORLD MARKETS CORP	10,660	$60,762	2.1%	Defined

Lansing Street Advisors

$2,823,905

0.34%

495,422

Bank of New York Mellon Corp

$2,704,631

0.32%

474,497

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	132,796	$756,937	28.0%	Defined
The Bank of New York Mellon	334,743	$1,908,035	70.5%	Defined
BNY Mellon, NA joint	12	$68	0.0%	Defined
BNY Mellon Advisors, Inc. joint	6,941	$39,563	1.5%	Other
Held directly	5	$28	0.0%	Defined

Swiss National Bank

$2,226,420

0.27%

390,600

Cetera Investment Advisers

$2,209,947

0.26%

387,710

LOS ANGELES CAPITAL MANAGEMENT LLC

$2,175,222

0.26%

381,618

PEAK6 LLC

$2,100,450

0.25%

368,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	368,500	$2,100,450	100.0%	Defined

Persistent Asset Partners Ltd

$2,027,871

0.24%

355,767

Squarepoint Ops LLC

$2,013,650

0.24%

353,272

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	353,272	$2,013,650	100.0%	Defined

WELLS FARGO & COMPANY/MN

$1,941,219

0.23%

340,565

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	176,136	$1,003,975	51.7%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	135,578	$772,794	39.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	28,851	$164,450	8.5%	Defined

Corient Private Wealth LLC

$1,902,660

0.23%

333,800

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,900,070

0.23%

333,346

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Asset Management Switzerland AG	245,517	$1,399,446	73.7%	Sole
UBS Asset Management (UK) Ltd.	64,764	$369,154	19.4%	Defined
Held directly	23,065	$131,470	6.9%	Defined

ExodusPoint Capital Management, LP

$1,778,001

0.21%

311,930

JANE STREET GROUP, LLC

$1,572,060

0.19%

275,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	275,800	$1,572,060	100.0%	Defined

Virtus Investment Advisers, LLC

$1,489,535

0.18%

261,322

SIMPLEX TRADING, LLC

$1,419,339

0.17%

249,007

Legato Capital Management LLC

$1,368,267

0.16%

240,047

RHUMBLINE ADVISERS

$1,347,753

0.16%

236,448

ALPINE WOODS CAPITAL INVESTORS, LLC

$1,308,822

0.16%

229,618

LPL Financial LLC

$1,302,518

0.16%

228,512

ALLIANCEBERNSTEIN L.P.

$1,292,634

0.15%

226,778

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	226,778	$1,292,634	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,236,888

0.15%

216,998

DEUTSCHE BANK AG\

$1,141,413

0.14%

200,248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	3,656	$20,839	1.8%	Defined
DWS Investments UK Ltd	196,592	$1,120,574	98.2%	Defined

STATE OF WISCONSIN INVESTMENT BOARD

$1,132,384

0.14%

198,664

Rafferty Asset Management, LLC

$1,122,626

0.13%

196,952

Creative Planning

$1,122,244

0.13%

196,885

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	732	$4,172	0.4%	Defined
Held directly	196,153	$1,118,072	99.6%	Sole

Shay Capital LLC

$1,083,000

0.13%

190,000

OSAIC HOLDINGS, INC.

$1,073,656

0.13%

188,361

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	158,257	$902,064	84.0%	Defined
LADENBURG THALMANN ASSET MANAGEMENT	16,050	$91,485	8.5%	Sole
CW Advisors, LLC	12,029	$68,565	6.4%	Sole
Osaic Advisory Services, LLC	2,025	$11,542	1.1%	Defined

VICTORY CAPITAL MANAGEMENT INC

$964,274

0.12%

169,171

PRELUDE CAPITAL MANAGEMENT, LLC

$927,390

0.11%

162,700

PRICE T ROWE ASSOCIATES INC /MD/

$904,099

0.11%

158,614

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	158,614	$904,099	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$891,998

0.11%

156,491

Pathstone Holdings, LLC

$891,348

0.11%

156,377

PRUDENTIAL FINANCIAL INC

$877,629

0.11%

153,970

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	115,970	$661,029	75.3%	Defined
Prudential Trust Co	38,000	$216,600	24.7%	Defined

CITADEL ADVISORS LLC

$869,250

0.10%

152,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	152,500	$869,250	100.0%	Defined

Invesco Ltd.

$851,391

0.10%

149,367

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	30,145	$171,826	20.2%	Defined
Invesco Trust Co joint	76,900	$438,330	51.5%	Defined
Invesco Capital Management LLC	42,322	$241,235	28.3%	Defined

ROYAL BANK OF CANADA

$837,988

0.10%

147,016

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	5,874	$33,481	4.0%	Defined
RBC Capital Markets, LLC	131,461	$749,327	89.4%	Defined
RBC Dominion Securities Inc.	8,625	$49,162	5.9%	Defined
RBC Private Counsel (USA) Inc.	1,055	$6,013	0.7%	Defined
Held directly	1	$5	0.0%	Sole

AQR CAPITAL MANAGEMENT LLC

$829,917

0.10%

145,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	61	$347	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	17	$96	0.0%	Other
Arax Advisory Partners	651	$3,710	0.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,223	$12,671	1.5%	Other
Stokes Family Office, LLC	209	$1,191	0.1%	Other
Held directly	142,439	$811,902	97.8%	Defined

Voleon Capital Management LP

$808,835

0.10%

141,901

GLR Partners, LLC

$798,963

0.10%

140,169

TWO SIGMA INVESTMENTS, LP

$780,729

0.09%

136,970

DIADEMA PARTNERS LP

$771,170

0.09%

135,293

Legal & General Group Plc

$729,873

0.09%

128,048

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	18,743	$106,835	14.6%	Defined
Legal & General Investment Management Ltd joint	109,305	$623,038	85.4%	Defined

SEI INVESTMENTS CO

$723,226

0.09%

126,882

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	1,844	$10,510	1.5%	Sole
SEI TRUST CO	125,038	$712,716	98.5%	Sole

Aquatic Capital Management LLC

$698,335

0.08%

122,515

Shay Capital LLC

$684,000

0.08%

120,000

Vanguard Global Advisers, LLC

$672,104

0.08%

117,913

AXQ CAPITAL, LP

$666,774

0.08%

116,978

GSA CAPITAL PARTNERS LLP

$666,694

0.08%

116,964

STIFEL FINANCIAL CORP

$658,753

0.08%

115,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	114,914	$655,009	99.4%	Defined
Held directly	657	$3,744	0.6%	Defined

MetLife Investment Management, LLC

$643,638

0.08%

112,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	112,919	$643,638	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$637,191

0.08%

111,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	88,909	$506,781	79.5%	Defined
Global X Management (AUS) Ltd joint	22,879	$130,410	20.5%	Defined

Inspire Investing, LLC

$613,281

0.07%

71,645

Investment Insight Wealth Management, LLC

$603,008

0.07%

105,791

MILLENNIUM MANAGEMENT LLC

$574,976

0.07%

100,873

US BANCORP \DE\

$570,000

0.07%

100,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	100,000	$570,000	100.0%	Defined

PROFUND ADVISORS LLC

$568,877

0.07%

99,803

HighTower Advisors, LLC

$554,279

0.07%

97,242

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Key facts CIK 1356090 CUSIP 74017N105 13F (30d) 30 filings 30 filers Visit website Investor relations