PGEN · Precigen, Inc.

$7.10 -0.04 (-0.56%) At close · Sep 4

Russell 2000 member Rebalance outlook locked

Market Cap

$2.54B

358.04M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 211

Total Value: $828,962,083

Total Shares: 145,432,079

Showing 1–100 of 222 holdings by value · page 1 of 3

Institutional Ownership Trend

26 quarters

Superinvestors Holding PGEN

All superinvestors →

Samantha McLemore $108,510,763

Holder Concentration

Across 211 13F filers · Δ vs Mar 31, 2026

Top Holder

13.1%

+0.0 pts

Top 5

45.9%

+3.5 pts

Top 10

62.6%

+1.4 pts

HHI

557

Broadly held+27

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +5

Institutional value: +56.9%

Shares held: +6.5%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small Diametric Capital, LP	+3,880,138	10,681,926
Mega BlackRock, Inc.	+1,923,730	17,146,921
Mid Boxer Capital Management, LLC	+1,650,000	5,150,000
Mega ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	+1,392,540	1,788,235
Mid Patient Capital Management, LLC	+1,219,589	19,036,976

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large Point72 Asset Management, L.P.	−5,475,182	1,266,679
Mega JANE STREET GROUP, LLC	−1,971,890	287,400
Mega CITADEL ADVISORS LLC	−1,957,094	1,045,189
Mega FRANKLIN RESOURCES INC	−1,608,130	1,025,650
Small Occam Crest Management LP	−663,110	3,605,941

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega FIRST TRUST ADVISORS LP	2,014,659	$11,483,556
Small ESSEX INVESTMENT MANAGEMENT CO LLC	706,294	$4,025,875
Large RENAISSANCE TECHNOLOGIES LLC	605,300	$3,450,210
Large PEAK6 LLC	398,500	$2,271,450
Large LOS ANGELES CAPITAL MANAGEMENT LLC	381,618	$2,175,222

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large ADAGE CAPITAL PARTNERS GP, L.L.C.	846,000	$3,274,020
Large Driehaus Capital Management LLC	793,773	$3,071,901
Large HRT FINANCIAL LP	710,777	$2,750,706
Mid WINTON GROUP Ltd	198,799	$769,352
Large Quadrature Capital Ltd	179,359	$694,119

Filter: New 36 Increased 86 Reduced 47 Sold out 31 Unchanged 42

Showing 100 of 222

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Patient Capital Management, LLC

$108,510,763

13.09%

19,036,976

BlackRock, Inc.

$97,737,444

11.79%

17,146,921

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	234,609	$1,337,271	1.4%	Sole
BlackRock Asset Management Canada Ltd	1,472	$8,390	0.0%	Sole
BlackRock Investment Management, LLC	569,768	$3,247,677	3.3%	Sole
BLACKROCK ADVISORS LLC	501,704	$2,859,712	2.9%	Sole
BlackRock Fund Advisors	9,060,148	$51,642,843	52.8%	Sole
BlackRock Institutional Trust Company, N.A.	5,939,412	$33,854,648	34.6%	Sole
BlackRock Japan Co. Ltd	2,084	$11,878	0.0%	Sole
BlackRock Fund Managers Ltd.	32,042	$182,639	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	3,510	$20,007	0.0%	Sole
BlackRock Asset Management Ireland Ltd	474,940	$2,707,158	2.8%	Sole
BlackRock (Luxembourg) S.A.	5,728	$32,649	0.0%	Sole
BlackRock Asset Management Schweiz AG	28,633	$163,208	0.2%	Sole
Aperio Group, LLC	292,871	$1,669,364	1.7%	Sole

STATE STREET CORP

$68,414,050

8.25%

12,002,465

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	12,002,465	$68,414,050	100.0%	Defined

Diametric Capital, LP

$52,838,578

6.37%

9,269,926

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	9,269,926	$52,838,578	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$45,065,112

5.44%

7,906,160

TANG CAPITAL MANAGEMENT LLC

$36,579,750

4.41%

6,417,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TANG KEVIN	6,417,500	$36,579,750	100.0%	Other

Boxer Capital Management, LLC

$29,355,000

3.54%

5,150,000

GEODE CAPITAL MANAGEMENT, LLC

$28,608,458

3.45%

5,019,028

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	675,047	$3,847,767	13.4%	Defined
Held directly	4,343,981	$24,760,691	86.6%	Defined

IRIDIAN ASSET MANAGEMENT LLC/CT

$22,982,189

2.77%

4,031,963

Occam Crest Management LP

$20,553,863

2.48%

3,605,941

MORGAN STANLEY

$19,776,876

2.39%

3,469,628

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	140,289	$799,647	4.0%	Defined
MORGAN STANLEY & CO. LLC	543,323	$3,096,941	15.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	2,204,209	$12,563,991	63.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	486,898	$2,775,317	14.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	94,909	$540,980	2.7%	Defined

GOLDMAN SACHS GROUP INC

$19,416,799

2.34%

3,406,456

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	3,033,336	$17,290,015	89.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	373,120	$2,126,784	11.0%	Defined

FMR LLC

$14,650,043

1.77%

2,570,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	2,568,433	$14,640,068	99.9%	Defined
STRATEGIC ADVISERS LLC	1,750	$9,975	0.1%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$12,603,680

1.52%

2,211,172

FIRST TRUST ADVISORS LP

$11,483,556

1.39%

2,014,659

BANK OF AMERICA CORP /DE/

$10,535,959

1.27%

1,848,414

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	531,722	$3,030,815	28.8%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	33,520	$191,064	1.8%	Defined
BOFA SECURITIES, INC.	1,283,172	$7,314,080	69.4%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$10,192,939

1.23%

1,788,235

NORTHERN TRUST CORP

$10,142,464

1.22%

1,779,380

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,720,775	$9,808,416	96.7%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	29,175	$166,297	1.6%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	29,430	$167,751	1.7%	Other

Caption Management, LLC

$9,690,000

1.17%

1,700,000

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$8,640,362

1.04%

1,515,853

Diametric Capital, LP

$8,048,400

0.97%

1,412,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	1,412,000	$8,048,400	100.0%	Defined

Woodline Partners LP

$7,991,086

0.96%

1,401,945

VANGUARD FIDUCIARY TRUST CO

$7,386,903

0.89%

1,295,948

Point72 Asset Management, L.P.

$7,220,070

0.87%

1,266,679

FRANKLIN RESOURCES INC

$5,846,203

0.71%

1,025,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	378	$2,154	0.0%	Defined
FRANKLIN ADVISERS INC	133,932	$763,412	13.1%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	885,312	$5,046,278	86.3%	Defined
PUTNAM ADVISORY CO LLC	6,028	$34,359	0.6%	Defined

BARCLAYS PLC

$5,308,796

0.64%

931,368

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	492,401	$2,806,685	52.9%	Defined
BARCLAYS CAPITAL INC.	438,967	$2,502,111	47.1%	Defined

Caption Management, LLC

$5,130,000

0.62%

900,000

PRELUDE CAPITAL MANAGEMENT, LLC

$5,028,921

0.61%

882,267

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,023,410

0.61%

881,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	881,300	$5,023,410	100.0%	Other

JPMORGAN CHASE & CO

$4,840,996

0.58%

849,298

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	80,046	$456,262	9.4%	Defined
J.P. Morgan Investment Management Inc.	61,057	$348,024	7.2%	Defined
J.P. Morgan Securities LLC	1	$5	0.0%	Defined
J.P. Morgan Securities plc	23,220	$132,354	2.7%	Defined
JPMorgan Asset Management (UK) Ltd	684,974	$3,904,351	80.7%	Defined

CITADEL ADVISORS LLC

$4,676,217

0.56%

820,389

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	820,389	$4,676,217	100.0%	Defined

UBS Group AG

$4,438,947

0.54%

778,763

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	28,751	$163,880	3.7%	Defined
UBS AG	748,479	$4,266,330	96.1%	Defined
UBS Switzerland AG	1	$5	0.0%	Defined
UBS Securities LLC	1,532	$8,732	0.2%	Defined

CITIGROUP INC

$4,131,855

0.50%

724,887

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	724,887	$4,131,855	100.0%	Defined

ESSEX INVESTMENT MANAGEMENT CO LLC

$4,025,875

0.49%

706,294

Nuveen, LLC

$4,006,153

0.48%

702,834

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	9,955	$56,743	1.4%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	242,210	$1,380,597	34.5%	Defined
TEACHERS ADVISORS, LLC joint	450,669	$2,568,813	64.1%	Defined

GMT Capital Corp

$3,812,331

0.46%

668,830

LexAurum Advisors, LLC

$3,638,954

0.44%

638,413

RENAISSANCE TECHNOLOGIES LLC

$3,450,210

0.42%

605,300

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$3,430,510

0.41%

601,844

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	601,844	$3,430,510	100.0%	Other

WELLINGTON MANAGEMENT GROUP LLP

$3,164,810

0.38%

555,230

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	176,132	$1,003,952	31.7%	Defined
Wellington Trust Company, NA joint	354,735	$2,021,989	63.9%	Defined
Wellington Management Australia Pty Ltd	24,363	$138,869	4.4%	Defined

RAYMOND JAMES FINANCIAL INC

$2,943,091

0.36%

516,332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	28,676	$163,453	5.6%	Defined
Raymond James Financial Services Advisors, Inc.	8,871	$50,564	1.7%	Defined
ClariVest Asset Management LLC joint	478,785	$2,729,074	92.7%	Defined

CIBC Bancorp USA Inc.

$2,849,498

0.34%

499,912

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC National Trust Co	489,252	$2,788,736	97.9%	Defined
CIBC WORLD MARKETS CORP	10,660	$60,762	2.1%	Defined

Lansing Street Advisors

$2,823,905

0.34%

495,422

Bank of New York Mellon Corp

$2,704,631

0.33%

474,497

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	132,796	$756,937	28.0%	Defined
The Bank of New York Mellon	334,743	$1,908,035	70.5%	Defined
BNY Mellon, NA joint	12	$68	0.0%	Defined
BNY Mellon Advisors, Inc. joint	6,941	$39,563	1.5%	Other
Held directly	5	$28	0.0%	Defined

Swiss National Bank

$2,226,420

0.27%

390,600

Cetera Investment Advisers

$2,209,947

0.27%

387,710

LOS ANGELES CAPITAL MANAGEMENT LLC

$2,175,222

0.26%

381,618

PEAK6 LLC

$2,100,450

0.25%

368,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	368,500	$2,100,450	100.0%	Defined

Persistent Asset Partners Ltd

$2,027,871

0.24%

355,767

Squarepoint Ops LLC

$2,013,650

0.24%

353,272

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	353,272	$2,013,650	100.0%	Defined

KBC Group NV

$1,971,088

0.24%

345,805

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	345,805	$1,971,088	100.0%	Defined

WELLS FARGO & COMPANY/MN

$1,941,219

0.23%

340,565

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	176,136	$1,003,975	51.7%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	135,578	$772,794	39.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	28,851	$164,450	8.5%	Defined

Corient Private Wealth LLC

$1,902,660

0.23%

333,800

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,900,070

0.23%

333,346

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Asset Management Switzerland AG	245,517	$1,399,446	73.7%	Sole
UBS Asset Management (UK) Ltd.	64,764	$369,154	19.4%	Defined
Held directly	23,065	$131,470	6.9%	Defined

ExodusPoint Capital Management, LP

$1,778,001

0.21%

311,930

JANE STREET GROUP, LLC

$1,572,060

0.19%

275,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	275,800	$1,572,060	100.0%	Defined

Virtus Investment Advisers, LLC

$1,489,535

0.18%

261,322

SIMPLEX TRADING, LLC

$1,419,339

0.17%

249,007

RHUMBLINE ADVISERS

$1,347,753

0.16%

236,448

ALPINE WOODS CAPITAL INVESTORS, LLC

$1,308,822

0.16%

229,618

LPL Financial LLC

$1,302,518

0.16%

228,512

ALLIANCEBERNSTEIN L.P.

$1,292,634

0.16%

226,778

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	226,778	$1,292,634	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,236,888

0.15%

216,998

DEUTSCHE BANK AG\

$1,141,413

0.14%

200,248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	3,656	$20,839	1.8%	Defined
DWS Investments UK Ltd	196,592	$1,120,574	98.2%	Defined

STATE OF WISCONSIN INVESTMENT BOARD

$1,132,384

0.14%

198,664

Rafferty Asset Management, LLC

$1,122,626

0.14%

196,952

Creative Planning

$1,122,244

0.14%

196,885

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	732	$4,172	0.4%	Defined
Held directly	196,153	$1,118,072	99.6%	Sole

Shay Capital LLC

$1,083,000

0.13%

190,000

OSAIC HOLDINGS, INC.

$1,073,656

0.13%

188,361

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	158,257	$902,064	84.0%	Defined
LADENBURG THALMANN ASSET MANAGEMENT	16,050	$91,485	8.5%	Sole
CW Advisors, LLC	12,029	$68,565	6.4%	Sole
Osaic Advisory Services, LLC	2,025	$11,542	1.1%	Defined

VICTORY CAPITAL MANAGEMENT INC

$964,274

0.12%

169,171

PRELUDE CAPITAL MANAGEMENT, LLC

$927,390

0.11%

162,700

PRICE T ROWE ASSOCIATES INC /MD/

$904,099

0.11%

158,614

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	158,614	$904,099	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$891,998

0.11%

156,491

Pathstone Holdings, LLC

$891,348

0.11%

156,377

PRUDENTIAL FINANCIAL INC

$877,629

0.11%

153,970

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	115,970	$661,029	75.3%	Defined
Prudential Trust Co	38,000	$216,600	24.7%	Defined

CITADEL ADVISORS LLC

$869,250

0.10%

152,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	152,500	$869,250	100.0%	Defined

Invesco Ltd.

$851,391

0.10%

149,367

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	30,145	$171,826	20.2%	Defined
Invesco Trust Co joint	76,900	$438,330	51.5%	Defined
Invesco Capital Management LLC	42,322	$241,235	28.3%	Defined

ROYAL BANK OF CANADA

$837,988

0.10%

147,016

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	5,874	$33,481	4.0%	Defined
RBC Capital Markets, LLC	131,461	$749,327	89.4%	Defined
RBC Dominion Securities Inc.	8,625	$49,162	5.9%	Defined
RBC Private Counsel (USA) Inc.	1,055	$6,013	0.7%	Defined
Held directly	1	$5	0.0%	Sole

AQR CAPITAL MANAGEMENT LLC

$829,917

0.10%

145,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	61	$347	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	17	$96	0.0%	Other
Arax Advisory Partners	651	$3,710	0.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,223	$12,671	1.5%	Other
Stokes Family Office, LLC	209	$1,191	0.1%	Other
Held directly	142,439	$811,902	97.8%	Defined

Voleon Capital Management LP

$808,835

0.10%

141,901

GLR Partners, LLC

$798,963

0.10%

140,169

TWO SIGMA INVESTMENTS, LP

$780,729

0.09%

136,970

DIADEMA PARTNERS LP

$771,170

0.09%

135,293

Legal & General Group Plc

$729,873

0.09%

128,048

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	18,743	$106,835	14.6%	Defined
Legal & General Investment Management Ltd joint	109,305	$623,038	85.4%	Defined

SEI INVESTMENTS CO

$723,226

0.09%

126,882

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	1,844	$10,510	1.5%	Sole
SEI TRUST CO	125,038	$712,716	98.5%	Sole

Aquatic Capital Management LLC

$698,335

0.08%

122,515

Shay Capital LLC

$684,000

0.08%

120,000

Inspire Investing, LLC

$679,713

0.08%

119,248

Vanguard Global Advisers, LLC

$672,104

0.08%

117,913

AXQ CAPITAL, LP

$666,774

0.08%

116,978

GSA CAPITAL PARTNERS LLP

$666,694

0.08%

116,964

STIFEL FINANCIAL CORP

$658,753

0.08%

115,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	114,914	$655,009	99.4%	Defined
Held directly	657	$3,744	0.6%	Defined

MetLife Investment Management, LLC

$643,638

0.08%

112,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	112,919	$643,638	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$637,191

0.08%

111,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	88,909	$506,781	79.5%	Defined
Global X Management (AUS) Ltd joint	22,879	$130,410	20.5%	Defined

Investment Insight Wealth Management, LLC

$603,008

0.07%

105,791

MILLENNIUM MANAGEMENT LLC

$574,976

0.07%

100,873

US BANCORP \DE\

$570,000

0.07%

100,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	100,000	$570,000	100.0%	Defined

PROFUND ADVISORS LLC

$568,877

0.07%

99,803

HighTower Advisors, LLC

$554,279

0.07%

97,242

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$519,252

0.06%

91,097

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	91,097	$519,252	100.0%	Defined

Key facts CIK 1356090 CUSIP 74017N105 13F (30d) 136 filings 136 filers Visit website Investor relations