NUVB · Nuvation Bio Inc. · Holdings

$4.55 -0.03 (-0.55%)

Russell 2000 member Rebalance outlook locked

Market Cap

$1.60B

351.12M

Volume · Oct 26 1.1M Avg daily vol (3M) 5.41M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NUVB: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 247

Total Value: $1,368,934,326

Total Shares: 241,050,309

Showing 1–100 of 253 holdings by value · page 1 of 3

Institutional Ownership Trend

23 quarters

Superinvestors Holding NUVB

All superinvestors →

Stanley Druckenmiller $25,786,064 David Abrams $7,216,462 Joel Greenblatt $1,034,623 David Einhorn $198,771

Holder Concentration

Across 245 13F filers

Top Holder

21.7%

of institutional value

Top 5

52.4%

of institutional value

Top 10

66.3%

of institutional value

HHI

822

Broadly held

Who Holds NUVB

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 244 filers, like-for-like change +6.3%; actively managed books +5.7%; index-like books +7.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	32.7%	126	+4.6%	23	17
Exempt adviser	0.2%	4	-81.7%	2	1
Adviser	0.6%	5	+26.2%	1	0
Bank	7.0%	17	+7.2%	1	0
Insurer	0.0%	2	+25.5%	0	0
Broker-dealer	0.1%	2	+71.9%	0	0
Benefit plan	0.3%	5	+7.1%	0	0
Non-US	0.3%	9	-3.8%	1	0
Holding company	36.1%	9	+3.0%	0	0
Unknown	22.8%	65	+18.4%	11	8

Style	Share	Filers	Change	New	Exited
Index-like	27.9%	32	+7.8%	1	0
Systematic-like	3.4%	18	-27.5%	4	6
Concentrated	22.6%	39	-4.3%	7	5
Diversified active	46.1%	155	+15.4%	27	15
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	69.7%	141	+4.3%	14	8
Medium turnover	11.8%	46	+35.5%	10	3
High turnover	10.8%	39	+2.2%	12	12
Unknown	7.7%	18	-4.0%	3	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	8.3%	30	-2.7%	10	8
Medium horizon	30.5%	39	+6.6%	8	4
Long horizon	51.1%	155	+8.3%	16	9
Unknown	10.1%	20	+3.6%	5	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	16.7%	41	-3.5%	11	10
$1B to $10B	12.1%	59	+5.0%	12	10
$10B to $100B	7.5%	78	+42.6%	15	5
$100B or more	63.8%	66	+6.2%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.3%	55	+15.5%	11	5
Pooled investment vehicles	13.9%	30	-10.1%	7	10
Registered funds and BDCs	12.1%	17	+10.2%	1	1
Pension and profit sharing plans	0.0%	3	+8.0%	0	0
Insurance companies	0.1%	3	+16.0%	0	0
Governments and sovereign funds	1.4%	4	+52.6%	1	0
Other investment advisers	0.0%	3	+10.9%	0	0
Other	0.1%	1	+166.3%	0	0
Diversified	2.7%	10	+58.9%	3	1
Corporations	0.0%	0	—	0	0
Unknown	67.3%	118	+7.1%	16	9

Private funds	Share	Filers	Change	New	Exited
Hedge funds	13.9%	42	-4.0%	12	10
Private equity funds	0.2%	7	+12.5%	1	0
Venture capital funds	3.5%	2	-3.9%	0	1
Real estate funds	0.1%	5	+46.1%	2	1
Liquidity funds	0.0%	1	-25.6%	0	0
Securitized asset funds	0.2%	1	-0.4%	0	0
Other private funds	2.7%	12	+11.3%	1	0
Mixed private funds	0.1%	1	+13.3%	0	0
Private funds, type not stated	0.0%	1	-57.2%	1	2
No private funds	12.2%	58	+9.7%	8	4
Unknown	67.2%	114	+8.5%	14	8

Location	Share	Filers	Change	New	Exited
United States	97.1%	204	+7.1%	31	22
Outside the US	2.9%	39	-14.6%	8	4
Unknown	0.0%	1	0.0%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

244 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.05% of filers hold it in their top 10

Mar 31, 2026: 5

Holders above 5%

median weight 0.002%

Mar 31, 2026: 3

Crowding

16.8%

of shares outstanding, 50th percentile

Private-fund advisers

13.8%

of shares outstanding

Institutional ownership

67.0%

91.0% of the estimated free float

Top 10 holders

67.0%

of 13F shares, Herfindahl 0.086

Active holders

+5.7%

like-for-like share change of active filers

5% stakes on record

2 13D, 3 13G (3 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 13.0 quarters

Under 1 year 18.6% 1 to 3 years 37.5% 3 years or more 43.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $488,758 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$5.14

estimated per share

Mar 31, 2026: $5.17

Quarter-end price

$5.68

implied by 13F values

Estimated gain or loss

+10.5%

price against the estimated cost

Estimated at a loss

31.4%

of costed 13F value

Estimated cost covers 92.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies NUVB's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	NPCE NeuroPace Inc	3	0.231
2	BBOT BridgeBio Oncology Therapeutics, Inc.	4	0.198
3	XERS Xeris Biopharma Holdings, Inc.	4	0.198
4	PYXS Pyxis Oncology, Inc.	3	0.194
5	AGIO Agios Pharmaceuticals, Inc.	4	0.183
6	NAMS NewAmsterdam Pharma Co N.V.	5	0.175
7	STOK Stoke Therapeutics, Inc.	4	0.167
8	SRRK Scholar Rock Holding Corp	5	0.159
9	DBVT DBV Technologies S.A.	3	0.149
10	PLRX Pliant Therapeutics, Inc.	3	0.144

Shareholder Targets

13F filers that own its peers but not NUVB, quarter ended Jun 30, 2026

Found through its holder-overlap peers: NPCE, BBOT, XERS, PYXS, AGIO, NAMS, STOK, SRRK, DBVT, PLRX, BEAM, INSM, ANNX, MLYS, TVTX, KURA, WVE, NKTR, IDYA, CYTK. 937 filers in all.

#	Filer	In peers	Of book	Largest peers
1	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$1,879,690,736 4 held	1.24%	CYTK, INSM, STOK
2	BAKER BROS. ADVISORS LP Registered adviser, Concentrated	$1,280,486,628 6 held	6.44%	INSM, IDYA, STOK
3	Capital International Investors Adviser, Diversified active	$1,048,003,216 3 held	0.220%	INSM, CYTK, NAMS
4	Orbis Allan Gray Ltd Unknown, Diversified active	$1,033,446,436 3 held	3.55%	INSM, SRRK, NAMS
5	RTW INVESTMENTS, LP Registered adviser, Diversified active	$985,386,749 6 held	8.41%	INSM, CYTK, STOK
6	AMERIPRISE FINANCIAL INC Adviser, Diversified active	$792,591,377 15 held	0.160%	INSM, NAMS, CYTK
7	Frazier Life Sciences Management, L.P. Registered adviser, Concentrated	$722,535,096 2 held	15.7%	NAMS, CYTK
8	Siren, L.L.C. Unknown, Diversified active	$712,488,192 5 held	14.5%	SRRK, STOK, CYTK
9	RA CAPITAL MANAGEMENT, L.P. Registered adviser, Concentrated	$695,057,377 3 held	6.12%	NAMS, MLYS, WVE
10	Darwin Global Management, Ltd. Exempt adviser, Concentrated	$685,690,599 1 held	17.7%	INSM

Fund Ownership of NUVB by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 11.47% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.34%	+0.27 pp	8,209,608	57
Index ETFs	9.13%	+0.69 pp	32,063,782	42
Active ETFs	0.48%	+0.01 pp	1,678,034	10
Active funds	10.61%	+1.11 pp	37,245,707	58
Unclassified	0.02%	+0.01 pp	53,653	7
All registered funds	22.57%	+2.10 pp	79,250,784	174

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 127 Exempt adviser 4 Adviser 5 Bank 17 Insurer 2 Broker-dealer 2 Benefit plan 5 Non-US 9 Holding company 9 Unknown 67

Showing 100 of 253

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

FMR LLC

$296,668,074

21.67%

52,230,295

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	28,910,331	$164,210,680	55.4%	Defined
FIDELITY MANAGEMENT TRUST CO	23,150,408	$131,494,317	44.3%	Defined
STRATEGIC ADVISERS LLC	2	$11	0.0%	Defined
FIAM LLC	169,554	$963,066	0.3%	Defined

BlackRock, Inc.

$156,943,148

11.46%

27,630,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	701,421	$3,984,071	2.5%	Sole
BlackRock Asset Management Canada Ltd	119,584	$679,237	0.4%	Sole
BlackRock Investment Management, LLC	815,729	$4,633,340	3.0%	Sole
BLACKROCK ADVISORS LLC	1,992,150	$11,315,412	7.2%	Sole
BlackRock Fund Advisors	13,764,266	$78,181,030	49.8%	Sole
BlackRock Institutional Trust Company, N.A.	8,673,292	$49,264,298	31.4%	Sole
BlackRock Japan Co. Ltd	22,711	$128,998	0.1%	Sole
BlackRock Fund Managers Ltd.	48,629	$276,212	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	284,549	$1,616,238	1.0%	Sole
BlackRock (Netherlands) B.V.	31,557	$179,243	0.1%	Sole
BlackRock Asset Management Ireland Ltd	893,541	$5,075,312	3.2%	Sole
BlackRock Asset Management Schweiz AG	36,028	$204,639	0.1%	Sole
Aperio Group, LLC	247,380	$1,405,118	0.9%	Sole

Decheng Capital LLC

$147,421,213

10.77%

25,954,439

VANGUARD CAPITAL MANAGEMENT LLC

$67,702,839

4.95%

11,919,514

Omega Fund Management, LLC

$45,900,585

3.35%

8,081,089

Laurion Capital Management LP

$44,417,673

3.24%

7,820,013

STATE STREET CORP

$41,866,109

3.06%

7,370,794

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	7,370,794	$41,866,109	100.0%	Defined

UBS Group AG

$36,208,324

2.65%

6,374,705

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	6,374,705	$36,208,324	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$35,470,491

2.59%

6,244,805

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	920,114	$5,226,247	14.7%	Defined
Held directly	5,324,691	$30,244,244	85.3%	Defined

Duquesne Family Office LLC

$25,786,064

1.88%

4,539,800

AMERICAN CENTURY COMPANIES INC

$25,557,972

1.87%

4,499,643

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	4,499,643	$25,557,972	100.0%	Defined

BANK OF AMERICA CORP /DE/

$20,048,967

1.46%

3,529,748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	3,358,080	$19,073,894	95.1%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	13,540	$76,907	0.4%	Defined
BOFA SECURITIES, INC.	121,661	$691,034	3.4%	Defined
MANAGED ACCOUNT ADVISORS LLC	36,467	$207,132	1.0%	Defined

TANG CAPITAL MANAGEMENT LLC

$18,741,483

1.37%

3,299,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TANG KEVIN	3,299,557	$18,741,483	100.0%	Other

Redmile Group, LLC

$17,216,131

1.26%

3,031,009

VANGUARD PORTFOLIO MANAGEMENT LLC

$15,271,622

1.12%

2,688,666

AQR CAPITAL MANAGEMENT LLC

$13,384,513

0.98%

2,356,429

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	173	$982	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	30	$170	0.0%	Other
Prism Planning Partners LLC	279	$1,584	0.0%	Other
Compound Planning, Inc.	41	$232	0.0%	Other
Arax Advisory Partners	28,287	$160,670	1.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	14,800	$84,064	0.6%	Other
Stokes Family Office, LLC	6,026	$34,227	0.3%	Other
Held directly	2,306,793	$13,102,584	97.9%	Defined

NORTHERN TRUST CORP

$13,188,237

0.96%

2,321,873

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	2,152,833	$12,228,091	92.7%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	129,431	$735,167	5.6%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	39,609	$224,979	1.7%	Other

ALGERT GLOBAL LLC

$12,935,393

0.94%

2,277,358

HRT FINANCIAL LP

$12,540,184

0.92%

2,207,779

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$11,694,381

0.85%

2,058,870

DIMENSIONAL FUND ADVISORS LP

$11,631,934

0.85%

2,047,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Ireland Ltd	60	$340	0.0%	Defined
Held directly	2,047,816	$11,631,594	100.0%	Sole

ARMISTICE CAPITAL, LLC

$11,360,000

0.83%

2,000,000

CITADEL ADVISORS LLC

$11,293,713

0.83%

1,988,330

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	734,510	$4,172,016	36.9%	Defined
Held directly	1,253,820	$7,121,697	63.1%	Defined

GOLDMAN SACHS GROUP INC

$10,818,616

0.79%

1,904,686

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,406,356	$7,988,102	73.8%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	485,084	$2,755,277	25.5%	Defined
Goldman Sachs Trust Company, N.A.	13,246	$75,237	0.7%	Defined

VANGUARD FIDUCIARY TRUST CO

$10,090,826

0.74%

1,776,554

Connor, Clark & Lunn Investment Management Ltd.

$9,978,737

0.73%

1,756,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	1,754,745	$9,966,951	99.9%	Sole
Held directly	2,075	$11,786	0.1%	Sole

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$9,211,176

0.67%

1,621,686

Knoll Capital Management, LLC

$9,079,996

0.66%

1,598,591

MORGAN STANLEY

$8,277,648

0.60%

1,457,333

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	117	$664	0.0%	Defined
MORGAN STANLEY & CO. LLC	143,097	$812,790	9.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	656,878	$3,731,067	45.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	109,513	$622,033	7.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	547,728	$3,111,094	37.6%	Defined

Jump Financial, LLC

$7,715,774

0.56%

1,358,411

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC	4,611	$26,190	0.3%	Defined
Leap GP LLC joint	1,353,800	$7,689,584	99.7%	Defined

RENAISSANCE TECHNOLOGIES LLC

$7,645,251

0.56%

1,345,995

ESSEX INVESTMENT MANAGEMENT CO LLC

$7,531,277

0.55%

1,344,871

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 950503	1,344,871	$7,531,277	100.0%	Sole

FIRST TRUST ADVISORS LP

$7,397,274

0.54%

1,302,337

ABRAMS CAPITAL MANAGEMENT, L.P.

$7,216,462

0.53%

1,270,504

TWO SIGMA INVESTMENTS, LP

$7,090,963

0.52%

1,248,409

NewEdge Advisors, LLC

$6,996,243

0.51%

1,231,733

D. E. Shaw & Co., Inc.

$6,475,199

0.47%

1,140,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	312,359	$1,774,199	27.4%	Defined
D. E. Shaw Investment Management, L.L.C. joint	827,641	$4,701,000	72.6%	Defined

UBS Group AG

$6,343,882

0.46%

1,116,881

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	204	$1,158	0.0%	Defined
UBS AG	1,096,005	$6,225,308	98.1%	Defined
UBS Switzerland AG	20,672	$117,416	1.9%	Defined

Nuveen, LLC

$6,155,006

0.45%

1,083,628

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	43,203	$245,393	4.0%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	307,445	$1,746,287	28.4%	Defined
TEACHERS ADVISORS, LLC joint	732,980	$4,163,326	67.6%	Defined

SILVERCREST ASSET MANAGEMENT GROUP LLC

$5,802,267

0.42%

1,021,526

Woodline Partners LP

$5,541,021

0.40%

975,532

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,195,944

0.38%

914,779

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	914,779	$5,195,944	100.0%	Other

WELLINGTON MANAGEMENT GROUP LLP

$4,065,634

0.30%

715,781

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	227,288	$1,290,995	31.8%	Defined
Wellington Trust Company, NA joint	456,654	$2,593,794	63.8%	Defined
Wellington Management Australia Pty Ltd	31,839	$180,845	4.4%	Defined

Bank of New York Mellon Corp

$3,803,820

0.28%

669,687

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	215,357	$1,223,227	32.2%	Defined
The Bank of New York Mellon	451,159	$2,562,583	67.4%	Defined
BNY Mellon, NA joint	3,170	$18,005	0.5%	Defined
Held directly	1	$5	0.0%	Defined

Beacon Pointe Advisors, LLC

$3,591,185

0.26%

632,251

Invesco Ltd.

$3,336,385

0.24%

587,392

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	39,794	$226,029	6.8%	Defined
Invesco Trust Co joint	101,678	$577,531	17.3%	Defined
Invesco Capital Management LLC	445,920	$2,532,825	75.9%	Defined

JACOBS LEVY EQUITY MANAGEMENT, INC

$3,037,431

0.22%

534,759

ACT CAPITAL MANAGEMENT, LLC

$2,953,600

0.22%

520,000

JPMORGAN CHASE & CO

$2,929,152

0.21%

515,696

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	123,554	$701,786	24.0%	Defined
J.P. Morgan Investment Management Inc.	391,883	$2,225,895	76.0%	Defined
J.P. Morgan Securities LLC	259	$1,471	0.1%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$2,896,063

0.21%

509,871

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	2,569	$14,591	0.5%	Defined
UBS Asset Management Switzerland AG	417,967	$2,374,052	82.0%	Defined
UBS Asset Management (UK) Ltd.	40,458	$229,800	7.9%	Other
Held directly	48,877	$277,620	9.6%	Defined

Swiss National Bank

$2,765,024

0.20%

486,800

Trexquant Investment LP

$2,755,129

0.20%

485,058

Russell Investments Group, Ltd.

$2,751,548

0.20%

484,428

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	169,833	$964,650	35.1%	Defined
Russell Investments Capital, LLC joint	259,922	$1,476,356	53.7%	Other
Russell Investments Trust Company joint	54,673	$310,542	11.3%	Other

Hennion & Walsh Asset Management, Inc.

$2,537,600

0.19%

453,143

STATE OF WISCONSIN INVESTMENT BOARD

$2,484,556

0.18%

437,422

Corient Private Wealth LLC

$2,470,078

0.18%

434,873

Tema ETFs LLC

$2,380,940

0.17%

425,168

Man Group plc

$2,332,116

0.17%

410,584

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AHL Partners LLP	882	$5,009	0.2%	Defined
Numeric Investors LLC	409,702	$2,327,107	99.8%	Defined

Castle Hook Partners LP

$2,328,720

0.17%

409,986

XTX Topco Ltd

$2,277,038

0.17%

400,887

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	400,887	$2,277,038	100.0%	Defined

Tidal Investments LLC

$2,245,377

0.16%

395,313

MILLENNIUM MANAGEMENT LLC

$2,117,833

0.15%

372,858

Ishara Investments LP

$2,095,920

0.15%

369,000

PRICE T ROWE ASSOCIATES INC /MD/

$2,066,196

0.15%

363,767

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	363,767	$2,066,196	100.0%	Defined

ALPS ADVISORS INC

$1,999,331

0.15%

351,995

WELLS FARGO & COMPANY/MN

$1,880,528

0.14%

331,079

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	229,933	$1,306,019	69.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	99,946	$567,693	30.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,200	$6,816	0.4%	Defined

Palo Alto Investors LP

$1,855,139

0.14%

326,609

RHUMBLINE ADVISERS

$1,798,094

0.13%

316,566

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,682,597

0.12%

296,232

Intellectus Partners, LLC

$1,666,608

0.12%

293,417

Qube Research & Technologies Ltd

$1,631,415

0.12%

287,221

DEUTSCHE BANK AG\

$1,531,441

0.11%

269,620

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	4,749	$26,974	1.8%	Defined
DWS Investments UK Ltd	264,871	$1,504,467	98.2%	Defined

ALLIANCEBERNSTEIN L.P.

$1,529,073

0.11%

269,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	269,203	$1,529,073	100.0%	Defined

Quantinno Capital Management LP

$1,360,479

0.10%

239,521

Virtus Investment Advisers, LLC

$1,342,513

0.10%

236,358

IEQ CAPITAL, LLC

$1,335,850

0.10%

235,185

BARCLAYS PLC

$1,316,589

0.10%

231,794

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	225,633	$1,281,595	97.3%	Defined
BARCLAYS CAPITAL INC.	6,161	$34,994	2.7%	Defined

Legato Capital Management LLC

$1,296,136

0.09%

228,193

Balyasny Asset Management L.P.

$1,233,264

0.09%

217,124

CITIGROUP INC

$1,214,525

0.09%

213,825

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	213,825	$1,214,525	100.0%	Defined

GSA CAPITAL PARTNERS LLP

$1,144,020

0.08%

201,412

GROUP ONE TRADING LLC

$1,121,629

0.08%

197,470

Legal & General Group Plc

$1,093,029

0.08%

192,435

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	24,471	$138,995	12.7%	Defined
Legal & General Investment Management Ltd joint	167,964	$954,034	87.3%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$1,041,927

0.08%

183,438

Gotham Asset Management, LLC

$1,034,623

0.08%

182,152

AMI ASSET MANAGEMENT CORP

$1,004,046

0.07%

179,294

QVT Financial LP

$970,109

0.07%

170,794

Odyssean, LLC

$954,291

0.07%

168,009

Shay Capital LLC

$937,200

0.07%

165,000

Squarepoint Ops LLC

$932,718

0.07%

164,211

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	164,211	$932,718	100.0%	Defined

SEI INVESTMENTS CO

$866,927

0.06%

152,628

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	152,628	$866,927	100.0%	Sole

MetLife Investment Management, LLC

$841,185

0.06%

148,096

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	148,096	$841,185	100.0%	Defined

KORNITZER CAPITAL MANAGEMENT INC /KS

$812,529

0.06%

143,051

HSBC HOLDINGS PLC

$784,101

0.06%

138,046

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Global Asset Management (UK) Ltd	6,246	$35,477	4.5%	Defined
HSBC BANK PLC	131,800	$748,624	95.5%	Defined

WEXFORD CAPITAL LP

$771,849

0.06%

135,889

Aquatic Capital Management LLC

$759,864

0.06%

133,779

Vanguard Global Advisers, LLC

$758,972

0.06%

133,622

Meridian Wealth Management, LLC

$751,214

0.05%

132,256

Handelsbanken Fonder AB

$732,152

0.05%

128,900

FRANKLIN RESOURCES INC

$715,827

0.05%

126,026

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiduciary Trust Co International of Pennsylvania	1,000	$5,680	0.8%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	102	$579	0.1%	Defined
FRANKLIN ADVISERS INC	124,924	$709,568	99.1%	Defined

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Key facts CIK 1811063 CUSIP 67080N101 13F (30d) 30 filings 30 filers Visit website Investor relations