NPCE · NeuroPace Inc

$14.03 +0.01 (+0.07%) At close · Aug 21

Market Cap

$481.57M

34.32M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 112

Total Value: $422,298,806

Total Shares: 26,576,393

Institutional Ownership Trend

21 quarters

Holder Concentration

Across 112 13F filers · Δ vs Mar 31, 2026

Top Holder

12.4%

−0.1 pts

Top 5

53.4%

+2.0 pts

Top 10

75.3%

+0.1 pts

HHI

704

Broadly held+14

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -1

Institutional value: +21.3%

Shares held: +0.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid First Light Asset Management, LLC	+401,201	2,861,167
Mega BlackRock, Inc.	+131,270	2,477,603
Mega D. E. Shaw & Co., Inc.	+117,456	161,081
Mega VANGUARD CAPITAL MANAGEMENT LLC	+103,361	1,227,072
Small HighMark Wealth Management LLC	+100,000	163,000

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid ORBIMED ADVISORS LLC	−591,402	1,505,125
Large RENAISSANCE TECHNOLOGIES LLC	−62,612	111,699
Large SEI INVESTMENTS CO	−59,299	62,177
Mega TWO SIGMA INVESTMENTS, LP	−43,900	30,192
Large Connor, Clark & Lunn Investment Management Ltd.	−28,142	28,692

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	94,800	$1,506,372
Mega NORGES BANK	79,900	$1,269,611
Mid Susquehanna Portfolio Strategies, LLC	22,279	$354,013
Large ExodusPoint Capital Management, LP	18,770	$298,255
Mega ALLIANCEBERNSTEIN L.P.	13,710	$217,851

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Point72 Asset Management, L.P.	152,025	$1,999,128
Small Topline Capital Management, LLC	80,945	$1,064,426
Large Trexquant Investment LP	61,969	$814,892
Large LOS ANGELES CAPITAL MANAGEMENT LLC	30,993	$407,557
Mid Numerai GP LLC	23,725	$311,983

Filter: New 19 Increased 47 Reduced 36 Sold out 20 Unchanged 10

Showing 100 of 112

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Polar Capital Holdings Plc

$52,406,872

12.41%

3,298,104

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Polar Capital LLP	3,298,104	$52,406,872	100.0%	Defined

Soleus Capital Management, L.P.

$46,257,728

10.95%

2,911,122

First Light Asset Management, LLC

$45,463,943

10.77%

2,861,167

MORGAN STANLEY

$42,178,271

9.99%

2,654,391

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	98,431	$1,564,068	3.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	2,553,353	$40,572,779	96.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,161	$34,338	0.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	446	$7,086	0.0%	Defined

BlackRock, Inc.

$39,369,108

9.32%

2,477,603

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	161,841	$2,571,653	6.5%	Sole
BlackRock Investment Management, LLC	109,661	$1,742,513	4.4%	Sole
BLACKROCK ADVISORS LLC	361,020	$5,736,607	14.6%	Sole
BlackRock Fund Advisors	1,057,654	$16,806,122	42.7%	Sole
BlackRock Institutional Trust Company, N.A.	771,695	$12,262,233	31.1%	Sole
BlackRock Japan Co. Ltd	4,240	$67,373	0.2%	Sole
Aperio Group, LLC	11,492	$182,607	0.5%	Sole

ORBIMED ADVISORS LLC

$23,916,436

5.66%

1,505,125

Driehaus Capital Management LLC

$22,999,042

5.45%

1,447,391

VANGUARD CAPITAL MANAGEMENT LLC

$19,498,174

4.62%

1,227,072

DEUTSCHE BANK AG\

$14,919,422

3.53%

938,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	475	$7,547	0.1%	Defined
DWS Investments UK Ltd	938,444	$14,911,875	99.9%	Defined

ARMISTICE CAPITAL, LLC

$10,995,880

2.60%

692,000

GEODE CAPITAL MANAGEMENT, LLC

$10,587,506

2.51%

666,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	93,329	$1,482,997	14.0%	Defined
Held directly	572,971	$9,104,509	86.0%	Defined

FMR LLC

$8,815,310

2.09%

554,771

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	554,751	$8,814,993	100.0%	Defined
STRATEGIC ADVISERS LLC	20	$317	0.0%	Defined

STATE STREET CORP

$8,741,597

2.07%

550,132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	550,132	$8,741,597	100.0%	Defined

SILVERCREST ASSET MANAGEMENT GROUP LLC

$5,468,130

1.29%

344,124

NORTHERN TRUST CORP

$4,131,795

0.98%

260,025

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	241,783	$3,841,931	93.0%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	14,075	$223,651	5.4%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	4,167	$66,213	1.6%	Other

Qube Research & Technologies Ltd

$3,515,455

0.83%

221,237

VANGUARD PORTFOLIO MANAGEMENT LLC

$3,501,695

0.83%

220,371

Palumbo Wealth Management LLC

$3,324,172

0.79%

209,199

ESSEX INVESTMENT MANAGEMENT CO LLC

$3,316,290

0.79%

208,703

ALGERT GLOBAL LLC

$2,936,058

0.70%

184,774

VANGUARD FIDUCIARY TRUST CO

$2,900,465

0.69%

182,534

JPMORGAN CHASE & CO

$2,753,910

0.65%

173,311

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	10,987	$174,583	6.3%	Defined
J.P. Morgan Investment Management Inc.	39,736	$631,405	22.9%	Defined
J.P. Morgan Securities LLC	122,588	$1,947,922	70.7%	Defined

HighMark Wealth Management LLC

$2,590,070

0.61%

163,000

Russell Investments Group, Ltd.

$2,576,783

0.61%

162,164

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	92,993	$1,477,658	57.3%	Defined
Russell Investments Capital, LLC	32,713	$519,809	20.2%	Defined
Russell Investments France SAS	14,282	$226,940	8.8%	Defined
Russell Investments Trust Company	22,176	$352,376	13.7%	Defined

D. E. Shaw & Co., Inc.

$2,559,576

0.61%

161,081

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	93,092	$1,479,231	57.8%	Defined
D. E. Shaw Investment Management, L.L.C. joint	67,989	$1,080,345	42.2%	Defined

GOLDMAN SACHS GROUP INC

$2,376,603

0.56%

149,566

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	96,481	$1,533,083	64.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	53,085	$843,520	35.5%	Defined

CITADEL ADVISORS LLC

$2,046,632

0.48%

128,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	128,800	$2,046,632	100.0%	Defined

LAZARD ASSET MANAGEMENT LLC

$2,029,597

0.48%

127,728

GSA CAPITAL PARTNERS LLP

$1,835,851

0.43%

115,535

PANAGORA ASSET MANAGEMENT INC

$1,812,397

0.43%

114,059

RENAISSANCE TECHNOLOGIES LLC

$1,774,897

0.42%

111,699

TUDOR INVESTMENT CORP ET AL

$1,745,897

0.41%

109,874

Nuveen, LLC

$1,581,022

0.37%

99,498

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	6,479	$102,951	6.5%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	58,053	$922,462	58.3%	Defined
TEACHERS ADVISORS, LLC joint	34,966	$555,609	35.1%	Defined

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND

$1,506,372

0.36%

94,800

BNP PARIBAS ARBITRAGE, SA

$1,393,187

0.33%

87,677

Man Group plc

$1,335,919

0.32%

84,073

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	84,073	$1,335,919	100.0%	Defined

NORGES BANK

$1,269,611

0.30%

79,900

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$1,236,734

0.29%

77,831

Legato Capital Management LLC

$1,117,607

0.26%

70,334

SEI INVESTMENTS CO

$987,992

0.23%

62,177

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	62,177	$987,992	100.0%	Sole

Bank of New York Mellon Corp

$921,252

0.22%

57,977

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	16,976	$269,748	29.3%	Defined
The Bank of New York Mellon	40,855	$649,185	70.5%	Defined
BNY Mellon, NA joint	145	$2,304	0.3%	Defined
Held directly	1	$15	0.0%	Defined

Informed Momentum Co LLC

$630,133

0.15%

39,656

AQR CAPITAL MANAGEMENT LLC

$570,766

0.14%

35,920

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	56	$889	0.2%	Other
RF&L WEALTH MANAGEMENT, LLC	1	$15	0.0%	Other
Arax Advisory Partners	163	$2,590	0.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	90	$1,430	0.3%	Other
Stokes Family Office, LLC	13	$206	0.0%	Other
Held directly	35,597	$565,636	99.1%	Defined

JANE STREET GROUP, LLC

$547,219

0.13%

34,438

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	33,517	$532,585	97.3%	Defined
Jane Street Global Trading, LLC	921	$14,634	2.7%	Defined

RHUMBLINE ADVISERS

$503,140

0.12%

31,664

BARCLAYS PLC

$492,763

0.12%

31,011

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	30,310	$481,625	97.7%	Defined
BARCLAYS CAPITAL INC.	701	$11,138	2.3%	Defined

MILLENNIUM MANAGEMENT LLC

$486,535

0.12%

30,619

TWO SIGMA INVESTMENTS, LP

$479,750

0.11%

30,192

Connor, Clark & Lunn Investment Management Ltd.

$455,915

0.11%

28,692

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	28,692	$455,915	100.0%	Sole

WELLS FARGO & COMPANY/MN

$435,654

0.10%

27,417

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	24,103	$382,996	87.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	440	$6,991	1.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	2,800	$44,492	10.2%	Defined
Wells Fargo Securities, LLC	74	$1,175	0.3%	Defined

HSBC HOLDINGS PLC

$413,664

0.10%

26,033

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	26,033	$413,664	100.0%	Defined

GWN SECURITIES INC.

$404,718

0.10%

25,470

Western Wealth Management, LLC

$364,675

0.09%

22,950

Susquehanna Portfolio Strategies, LLC

$354,013

0.08%

22,279

CANADA PENSION PLAN INVESTMENT BOARD

$351,169

0.08%

22,100

PRICE T ROWE ASSOCIATES INC /MD/

$345,829

0.08%

21,764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	21,764	$345,829	100.0%	Defined

Squarepoint Ops LLC

$337,900

0.08%

21,265

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	21,265	$337,900	100.0%	Defined

XTX Topco Ltd

$323,901

0.08%

20,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	20,384	$323,901	100.0%	Defined

BANK OF AMERICA CORP /DE/

$321,756

0.08%

20,249

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	20,249	$321,756	100.0%	Defined

ExodusPoint Capital Management, LP

$298,255

0.07%

18,770

MetLife Investment Management, LLC

$275,183

0.07%

17,318

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	17,318	$275,183	100.0%	Defined

UBS Group AG

$262,725

0.06%

16,534

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	117	$1,859	0.7%	Defined
UBS AG	16,417	$260,866	99.3%	Defined

EntryPoint Capital, LLC

$262,073

0.06%

16,493

STATE OF WISCONSIN INVESTMENT BOARD

$256,591

0.06%

16,148

Invesco Ltd.

$227,258

0.05%

14,302

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	3,832	$60,890	26.8%	Defined
Invesco Trust Co joint	10,470	$166,368	73.2%	Defined

MARSHALL WACE, LLP

$220,997

0.05%

13,908

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	13,908	$220,997	100.0%	Other

ALLIANCEBERNSTEIN L.P.

$217,851

0.05%

13,710

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	13,710	$217,851	100.0%	Defined

Engineers Gate Manager LP

$204,027

0.05%

12,840

CITIGROUP INC

$197,289

0.05%

12,416

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	12,416	$197,289	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$193,921

0.05%

12,204

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	12,204	$193,921	100.0%	Defined

Quantinno Capital Management LP

$162,602

0.04%

10,233

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$161,347

0.04%

10,154

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	10,154	$161,347	100.0%	Other

Vanguard Global Advisers, LLC

$158,518

0.04%

9,976

Mitsubishi UFJ Asset Management Co., Ltd.

$157,152

0.04%

9,890

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	9,890	$157,152	100.0%	Defined

Police & Firemen's Retirement System of New Jersey

$145,123

0.03%

9,133

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	9,133	$145,123	100.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$122,353

0.03%

7,700

NISA INVESTMENT ADVISORS, LLC

$46,525

0.01%

2,928

Legal & General Group Plc

$41,091

0.01%

2,586

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	2,586	$41,091	100.0%	Defined

Ameritas Investment Partners, Inc.

$39,009

0.01%

2,455

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	2,455	$39,009	100.0%	Other

ROYAL BANK OF CANADA

$28,282

0.01%

1,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	806	$12,807	45.3%	Defined
RBC Capital Markets, LLC	218	$3,464	12.2%	Defined
RBC Dominion Securities Inc.	755	$11,996	42.4%	Defined
Held directly	1	$15	0.1%	Sole

Allworth Financial LP

$23,946

0.01%

1,507

Tower Research Capital LLC (TRC)

$23,819

0.01%

1,499

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	1,499	$23,819	100.0%	Defined

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$19,068

0.00%

1,200

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$7,976

0.00%

502

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	502	$7,976	100.0%	Defined

JONES FINANCIAL COMPANIES LLLP

$5,402

0.00%

340

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	340	$5,402	100.0%	Sole

Steward Partners Investment Advisory, LLC

$4,767

0.00%

300

Integrated Wealth Concepts LLC

$2,828

0.00%

178

FEDERATED HERMES, INC.

$2,685

0.00%

169

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	169	$2,685	100.0%	Defined

Quarry LP

$2,558

0.00%

161

OSAIC HOLDINGS, INC.

$2,081

0.00%

131

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	87	$1,382	66.4%	Defined
Osaic Advisory Services, LLC	44	$699	33.6%	Defined

Arax Advisory Partners

$1,938

0.00%

122

Sterling Capital Management LLC

$1,477

0.00%

Larson Financial Group LLC

$1,128

0.00%

SBI Securities Co., Ltd.

$1,112

0.00%

Optiver Holding B.V.

$985

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	62	$985	100.0%	Defined

EverSource Wealth Advisors, LLC

$793

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	6	$95	12.0%	Sole
Held directly	44	$698	88.0%	Sole

Versant Capital Management, Inc

$762

0.00%

ROTHSCHILD INVESTMENT LLC

$444

0.00%

Farther Finance Advisors, LLC

$397

0.00%

Basecamp Wealth Advisors LLC

$349

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	10	$158	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	16,887	$222,064	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	13	$170	100.0%	Defined

Key facts CIK 1528287 CUSIP 641288105 13F (30d) 107 filings 106 filers Visit website Investor relations