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NUVB · Nuvation Bio Inc. · Shareholders & Ownership

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$4.80 +0.03 (+0.63%)
Market Cap
$1.67B
Shares
351.12M
Volume · Oct 20 6.85M Avg daily vol (3M) 5.5M

Every disclosed holder of NUVB in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

Who Owns NUVB

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions
Holder group Shares % Out
Institutional (13F) 234,183,772 66.70%
Insiders (Forms 3, 4, 5) 0 0.00%
13D/G-only blocks 100,942,334 28.75%
Remaining 15,997,127 4.56%
Registered funds (N-PORT, not summed) 82,648,025 23.54%

Shares outstanding: 351,123,233, the issuer's latest cover-page count restated onto today's split basis.

Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of NUVB

# Holder Shares
1
Hung David
Insider CIK 1310880 · Jun 16, 2025
Director, issuer-wide, not summed
59,281,054
1.1
David Hung, M.D.
13D CIK 1310880 · Mar 24, 2024
61,269,498
2
FMR LLC
13F CIK 315066 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
52,230,295
2.1
Fidelity Growth Company Fund
Fund S000007119 · Registered fund · May 31, 2026
Fidelity Mt. Vernon Street Trust, not summed
17,536,601
2.2
Fidelity Growth Company K6 Fund
Fund S000065696 · Registered fund · May 31, 2026
Fidelity Mt. Vernon Street Trust, not summed
4,910,563
2.3
Fidelity Series Growth Company Fund
Fund S000042626 · Registered fund · May 31, 2026
Fidelity Mt. Vernon Street Trust, not summed
4,516,478
2.4
Fidelity Small Cap Index Fund
Fund S000033638 · Registered fund · Jul 31, 2026
Fidelity Salem Street Trust, not summed
2,755,576
2.5
Select Biotechnology Portfolio
Fund S000007486 · Registered fund · May 31, 2026
Fidelity Select Portfolios, not summed
1,758,533
3
BlackRock, Inc.
13F CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
27,630,837
3.1
iShares Russell 2000 ETF
Fund S000004344 · Registered fund · Jun 30, 2026
iShares Trust, not summed
6,570,059
3.2
iShares Russell 2000 Growth ETF
Fund S000004343 · Registered fund · Jun 30, 2026
iShares Trust, not summed
2,326,568
3.3
iShares Biotechnology ETF
Fund S000004350 · Registered fund · Jun 30, 2026
iShares Trust, not summed
1,743,392
3.4
iShares Micro-Cap ETF
Fund S000004439 · Registered fund · Jun 30, 2026
iShares Trust, not summed
844,274
3.5
BlackRock Advantage Small Cap Core Fund
Fund S000039982 · Registered fund · May 29, 2026
BlackRock Funds, not summed
811,680
4
Xiangmin Cui
13D CIK 1736814 · Sep 3, 2024
26,600,496
5
Decheng Capital LLC
13F CIK 2010850 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
25,954,439
6
Omega Fund V, L.P.
13D CIK 1641354 · Sep 4, 2024
13,072,340
7
VANGUARD CAPITAL MANAGEMENT LLC
13F CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
11,919,514
8
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
8,849,329
9
Omega Fund Management, LLC
13F CIK 1637359 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
8,081,089
10
Laurion Capital Management LP
13F CIK 1390202 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
7,820,013
11
STATE STREET CORP
13F CIK 93751 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
7,370,794
11.1
State Street(R) SPDR(R) S&P(R) Pharmaceuticals ETF
Fund S000012321 · Registered fund · Jun 30, 2026
SPDR SERIES TRUST, not summed
1,427,463
11.2
STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO
Fund S000050332 · Registered fund · Jun 30, 2026
STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
84,800
11.3
State Street(R) SPDR(R) Portfolio MSCI Global Stock Market ETF
Fund S000036082 · Registered fund · Jun 30, 2026
SPDR INDEX SHARES FUNDS, not summed
18,308
11.4
State Street Total Return V.I.S. Fund
Fund S000001637 · Registered fund · Jun 30, 2026
STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
6,363
11.5
State Street Balanced Index Fund
Fund S000082802 · Registered fund · Jun 30, 2026
STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
1,158
12
GEODE CAPITAL MANAGEMENT, LLC
13F CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
6,244,805
13
Wang Junyuan Jerry
Insider CIK 2017749 · Nov 11, 2024
Director, CEO, ANHEART THERAPEUTICS LTD., issuer-wide, not summed
6,112,686
14
Duquesne Family Office LLC
13F CIK 1536411 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
4,539,800
15
AMERICAN CENTURY COMPANIES INC
13F CIK 748054 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
4,499,643
15.1
Small Cap Growth Fund
Fund S000006193 · Registered fund · Jul 31, 2026
American Century Mutual Funds, Inc., not summed
3,423,823
16
BANK OF AMERICA CORP /DE/
13F CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
3,529,748
17
TANG CAPITAL MANAGEMENT LLC
13F CIK 1232621 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
3,299,557
18
Redmile Group, LLC
13F CIK 1425738 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
3,031,009
19
VANGUARD EXTENDED MARKET INDEX FUND
Fund S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
2,787,909
20
VANGUARD PORTFOLIO MANAGEMENT LLC
13F CIK 2100121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
2,688,666
21
AQR CAPITAL MANAGEMENT LLC
13F CIK 1167557 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
2,356,429
21.1
AQR Small Cap Momentum Style Fund
Fund S000025644 · Registered fund · Mar 31, 2026
AQR Funds, not summed
34,867
22
NORTHERN TRUST CORP
13F CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
2,321,873
22.1
Small Cap Index Fund
Fund S000001245 · Registered fund · Jun 30, 2026
Northern Funds, not summed
127,403
22.2
Small Cap Core Fund
Fund S000001244 · Registered fund · Jun 30, 2026
Northern Funds, not summed
32,781
22.3
FlexShares Morningstar US Market Factor Tilt Index Fund
Fund S000033312 · Registered fund · Jul 31, 2026
FlexShares Trust, not summed
5,348
23
ALGERT GLOBAL LLC
13F CIK 1275218 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
2,277,358
24
HRT FINANCIAL LP
13F CIK 1475597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
2,207,779
25
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F CIK 884546 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
2,058,870
25.1
Schwab U.S. Small-Cap ETF
Fund S000026636 · Registered fund · May 31, 2026
SCHWAB STRATEGIC TRUST, not summed
1,145,077
25.2
Schwab Small-Cap Index Fund
Fund S000005912 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
612,237
25.3
Schwab Total Stock Market Index Fund
Fund S000005913 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
149,199
25.4
Schwab U.S. Broad Market ETF
Fund S000026631 · Registered fund · May 31, 2026
SCHWAB STRATEGIC TRUST, not summed
146,585
26
DIMENSIONAL FUND ADVISORS LP
13F CIK 354204 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
2,047,876
26.1
U.S. MICRO CAP PORTFOLIO
Fund S000000948 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
956,074
26.2
Dimensional U.S. Small Cap ETF
Fund S000070906 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
430,890
26.3
Dimensional U.S. Core Equity 2 ETF
Fund S000070903 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
405,885
26.4
U.S. SMALL CAP PORTFOLIO
Fund S000000971 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
184,907
26.5
Dimensional U.S. Equity Market ETF
Fund S000070902 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
37,633
27
ARMISTICE CAPITAL, LLC
13F CIK 1601086 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
2,000,000
28
CITADEL ADVISORS LLC
13F CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
1,988,330
29
GOLDMAN SACHS GROUP INC
13F CIK 886982 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
1,904,686
29.1
Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF
Fund S000048296 · Registered fund · May 31, 2026
Goldman Sachs ETF Trust, not summed
64,408
29.2
Goldman Sachs Absolute Return Tracker Fund
Fund S000020314 · Registered fund · Jun 30, 2026
GOLDMAN SACHS TRUST, not summed
21,757
30
VANGUARD FIDUCIARY TRUST CO
13F CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
1,776,554
31
Connor, Clark & Lunn Investment Management Ltd.
13F CIK 1596800 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
1,756,820
32
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP
13F CIK 1164508 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
1,621,686
33
Knoll Capital Management, LLC
13F CIK 1325083 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
1,598,591
34
MORGAN STANLEY
13F CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
1,457,333
34.1
E*TRADE No Fee Total Market Index Fund
Fund S000090722 · Registered fund · Jul 31, 2026
E Trade Trust, not summed
197
35
Jump Financial, LLC
13F CIK 1831577 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
1,358,411
36
RENAISSANCE TECHNOLOGIES LLC
13F CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
1,345,995
37
ESSEX INVESTMENT MANAGEMENT CO LLC
13F CIK 201772 · Registered investment adviser · Sep 30, 2026
1,344,871
38
FIRST TRUST ADVISORS LP
13F CIK 1125816 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
1,302,337
38.1
First Trust Small Cap Growth AlphaDEX Fund
Fund S000031806 · Registered fund · Jul 31, 2026
First Trust Exchange-Traded AlphaDEX Fund, not summed
909,498
38.2
First Trust Small Cap Core AlphaDEX Fund
Fund S000017339 · Registered fund · Jul 31, 2026
First Trust Exchange-Traded AlphaDEX Fund, not summed
460,740
38.3
First Trust Multi Cap Growth AlphaDEX Fund
Fund S000017343 · Registered fund · Jul 31, 2026
First Trust Exchange-Traded AlphaDEX Fund, not summed
82,391
39
ABRAMS CAPITAL MANAGEMENT, L.P.
13F CIK 1358706 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
1,270,504
40
TWO SIGMA INVESTMENTS, LP
13F CIK 1179392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
1,248,409
41
VANGUARD RUSSELL 2000 INDEX FUND
Fund S000030003 · Registered fund · May 31, 2026
VANGUARD SCOTTSDALE FUNDS, not summed
1,238,081
42
NewEdge Advisors, LLC
13F CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
1,231,733
43
D. E. Shaw & Co., Inc.
13F CIK 1009207 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
1,140,000
44
UBS Group AG
13F CIK 1610520 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
1,116,881
45
Nuveen, LLC
13F CIK 1871926 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
1,083,628
45.1
Nuveen Small Cap Blend Index Fund
Fund S000005367 · Registered fund · Jul 31, 2026
TIAA-CREF Funds, not summed
333,442
45.2
College Retirement Equities Fund - Total Global Stock Account
Fund S000005080 · Registered fund · Jun 30, 2026
College Retirement Equities Fund, not summed
307,445
45.3
Nuveen ESG Small-Cap ETF
Fund S000055815 · Registered fund · Jul 31, 2026
NuShares ETF Trust, not summed
237,789
45.4
Nuveen Equity Index Fund
Fund S000005360 · Registered fund · Jul 31, 2026
TIAA-CREF Funds, not summed
162,734
45.5
Nuveen Life Stock Index Fund
Fund S000005094 · Registered fund · Jun 30, 2026
TIAA-CREF Life Funds, not summed
4,693
46
SILVERCREST ASSET MANAGEMENT GROUP LLC
13F CIK 1232395 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
1,021,526
47
Woodline Partners LP
13F CIK 1784547 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
975,532
48
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
914,779
49
WELLINGTON MANAGEMENT GROUP LLP
13F CIK 902219 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
715,781
50
Bank of New York Mellon Corp
13F CIK 1390777 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
669,687

30 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 331 holders

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Key facts CIK 1811063 CUSIP 67080N101 13F (30d) 24 filings 24 filers Visit website Investor relations