FIRST TRUST ADVISORS LP
Registered adviserFiling Date
Global Rank
#64
/ 8,811
—
Top Industry
Software - Infrastructure
9.4%
Period ended 4 months ago
Filed Aug 11, 2026 · 2mo
26 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$309,241,000,000
Main clients
Registered funds and BDCs
(96% of AUM)
Private funds
1 fund
· Hedge funds
Focus by fund count, roster of Oct 1, 2026
$53,000,000 gross assets
Registered funds advised
286 series
(75 index, 269 ETFs)
$155,375,268,380 net assets· N-CEN May 31, 2026
LEI
549300381GGS7S5JQ115
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $309,241,000,000 | Registered funds and BDCs (96%) |
| Apr 2025 to Mar 2026 | $256,328,000,000 | Registered funds and BDCs (97%) |
| Apr 2024 to Mar 2025 | $210,879,000,000 | Registered funds and BDCs (99%) |
| May 2023 to Mar 2024 | $190,452,000,000 | Registered funds and BDCs (99%) |
| Apr 2023 | $190,452,000,000 | Registered funds and BDCs (99%) |
| Apr 2022 to Mar 2023 | $223,555,000,000 | Registered funds and BDCs (99%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 11.4%, 283.8 effective positions, active share 50.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Medium turnover
42.6% over the last four quarters (30% to under 100%)
Horizon
Long horizon
Value-weighted holding period 22.8 quarters (12+), a floor since 76.2% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 50.5%; sector active share 15.9% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
2,650 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
1.5%
+0.2 pts
Top 5
6.3%
+0.3 pts
Top 10
11.4%
+0.9 pts
HHI
35
Diversified+4
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 32.4% | $55,108,959,079 |
| Industrials | 20.0% | $34,013,586,357 |
| Financial Services | 14.2% | $24,112,893,000 |
| Healthcare | 7.0% | $11,960,813,097 |
| Consumer Cyclical | 6.5% | $10,993,241,586 |
| Communication Services | 4.5% | $7,601,608,568 |
| Consumer Defensive | 4.2% | $7,051,857,837 |
| Unclassified | 3.3% | $5,572,036,400 |
| Energy | 2.8% | $4,679,568,017 |
| Utilities | 2.6% | $4,411,077,670 |
| Basic Materials | 1.4% | $2,344,398,240 |
| Real Estate | 1.2% | $2,053,850,690 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| INFY | Infosys Ltd | +10,423,898 | 28,009,803 | $293,822,833 | |
| ARRY | Array Technologies, Inc. | +10,005,767 | 10,341,255 | $76,628,699 | |
| CLVT | Clarivate PLC | +8,014,499 | 13,537,100 | $29,240,136 | |
| ADMA | Adma Biologics, Inc. | +7,438,134 | 7,798,351 | $65,272,197 | |
| FNB | Fnb Corp/Pa/ | +5,305,735 | 16,284,370 | $310,705,779 | |
| RF | Regions Financial Corp | +5,185,777 | 18,544,746 | $560,051,329 | |
| KLAC | Kla Corp | +4,775,120 | 5,340,970 | $1,611,424,058 | |
| NTSK | Netskope Inc | +4,225,414 | 4,235,756 | $46,339,170 | |
| GTM | ZoomInfo Technologies Inc. | +4,182,385 | 4,996,717 | $14,640,380 | |
| NEO | Neogenomics Inc | +3,950,890 | 10,113,261 | $147,552,477 | |
| LUV | Southwest Airlines Co | +3,494,605 | 4,145,711 | $213,172,459 | |
| KTOS | Kratos Defense & Security Solutions, Inc. | +3,314,308 | 6,016,073 | $299,961,399 | |
| SBS | Companhia De Saneamento Basico Do Estado De Sao Paulo-Sabesp | +3,255,102 | 4,085,378 | $23,613,484 | |
| BKNG | Booking Holdings Inc. | +3,190,917 | 3,331,826 | $593,864,666 | |
| USB | US Bancorp De | +2,953,669 | 11,072,514 | $668,779,845 | |
| CMCSA | Comcast Corp | +2,945,808 | 16,537,957 | $406,006,844 | |
| TE | T1 Energy Inc. | +2,709,134 | 3,175,151 | $30,100,431 | |
| JCI | Johnson Controls International plc | +2,671,770 | 8,433,447 | $1,232,210,941 | |
| BB | BLACKBERRY Ltd | +2,646,340 | 19,147,278 | $242,213,066 | |
| TU | Telus Corp | +2,610,186 | 12,454,284 | $131,641,781 | |
| PYPL | PayPal Holdings, Inc. | +2,589,592 | 7,713,570 | $333,071,952 | |
| DNOW | DNOW Inc. | +2,541,346 | 6,607,074 | $85,693,749 | |
| PM | Philip Morris International Inc. | +2,443,921 | 2,835,056 | $512,889,980 | |
| VZ | Verizon Communications Inc | +2,438,292 | 17,145,993 | $725,961,343 | |
| QTEC | First Trust NASDAQ-100-Technology Sector Index Fund | +2,426,716 | 2,428,884 | $812,923,185 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| WIT | Wipro Ltd | −13,785,063 | 4,772,214 | $10,737,481 | |
| F | Ford Motor Co | −9,847,626 | 7,723,464 | $107,356,149 | |
| SHLS | Shoals Technologies Group, Inc. | −6,004,170 | 1,299,894 | $12,868,950 | |
| XOM | ExxonMobil Holdings Corp | −5,018,915 | 1,163,440 | $159,065,516 | |
| KOS | Kosmos Energy Ltd. | −3,680,965 | 4,013,283 | $8,468,027 | |
| HBAN | Huntington Bancshares Inc /Md/ | −3,397,494 | 6,828,688 | $121,072,638 | |
| NOV | NOV Inc. | −3,307,327 | 3,885,408 | $72,074,318 | |
| ACAD | Acadia Pharmaceuticals Inc | −3,159,482 | 184,386 | $4,664,965 | |
| LUMN | Lumen Technologies, Inc. | −2,630,411 | 10,142,312 | $77,892,956 | |
| PR | Permian Resources Corp | −2,434,488 | 3,130,040 | $57,624,036 | |
| MRNA | Moderna, Inc. | −2,368,591 | 24,102 | $1,687,863 | |
| APA | APA Corp | −2,233,529 | 1,920,772 | $62,559,544 | |
| ACGL | Arch Capital Group Ltd. | −2,183,542 | 442,606 | $42,959,338 | |
| COP | Conocophillips | −1,979,518 | 775,147 | $80,584,282 | |
| CVS | CVS HEALTH Corp | −1,911,654 | 432,993 | $44,793,125 | |
| SNDR | Schneider National, Inc. | −1,888,109 | 389,611 | $14,232,489 | |
| MRK | Merck & Co., Inc. | −1,873,713 | 2,591,856 | $333,053,496 | |
| ABT | Abbott Laboratories | −1,809,085 | 2,370,637 | $215,111,601 | |
| NFLX | Netflix Inc | −1,711,984 | 3,881,183 | $277,116,466 | |
| FFBC | First Financial Bancorp /Oh/ | −1,691,819 | 351,094 | $11,877,510 | |
| INGR | Ingredion Inc | −1,671,814 | 1,382,335 | $130,920,947 | |
| FITB | Fifth Third Bancorp | −1,658,871 | 1,571,987 | $88,612,907 | |
| EOG | Eog Resources Inc | −1,554,714 | 1,891,288 | $245,356,792 | |
| FTXL | First Trust Nasdaq Semiconductor ETF | −1,537,333 | 2,854,912 | $813,507,174 | |
| PPG | Ppg Industries Inc | −1,536,569 | 750,692 | $91,051,432 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| FXL | First Trust Technology AlphaDEX Fund | 3,725,523 | $809,258,106 | |
| HONA | Honeywell Aerospace Inc. | 516,276 | $114,138,297 | |
| SPCX | Space Exploration Technologies Corp | 614,962 | $105,072,407 | |
| — | 842,208 | $70,526,497 | ||
| FPA | First Trust Exchange-Traded Fund II | 1,185,499 | $63,447,906 | |
| FG | F&G Annuities & Life, Inc. | 1,032,974 | $27,466,778 | |
| RLAY | Relay Therapeutics, Inc. | 1,075,126 | $20,115,607 | |
| PGX | Invesco Ltd. | 1,796,651 | $19,475,696 | |
| GRID | First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund | 100,495 | $19,269,916 | |
| PDFS | Pdf Solutions Inc | 261,686 | $18,524,751 | |
| ANAB | Anaptysbio, Inc | 258,989 | $17,481,757 | |
| TNGX | Tango Therapeutics, Inc. | 509,309 | $15,920,999 | |
| GLUE | Monte Rosa Therapeutics, Inc. | 647,796 | $15,676,663 | |
| HCSG | Healthcare Services Group Inc | 542,855 | $13,332,518 | |
| AG | First Majestic Silver Corp | 782,958 | $13,278,967 | |
| CBL | Cbl & Associates Properties Inc | 247,024 | $13,114,504 | |
| INBX | Inhibrx Biosciences, Inc. | 128,424 | $12,168,174 | |
| ASTE | Astec Industries Inc | 198,599 | $12,152,272 | |
| PGEN | Precigen, Inc. | 2,014,659 | $11,483,556 | |
| IBRX | ImmunityBio, Inc. | 1,214,667 | $10,634,409 | |
| SNDX | Syndax Pharmaceuticals Inc | 456,700 | $9,983,462 | |
| BH-A | Biglari Holdings Inc. | 4,481 | $9,431,070 | |
| FDXF | FedEx Freight Holding Company, Inc. | 62,160 | $9,386,160 | |
| DNTH | Dianthus Therapeutics, Inc. /DE/ | 94,152 | $9,177,936 | |
| HUT | Hut 8 Corp. | 77,343 | $8,928,862 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| FXN | First Trust Energy AlphaDEX Fund | 29,937,777 | $672,402,471 | |
| MISL | First Trust Indxx Aerospace & Defense ETF | 14,692,155 | $656,886,250 | |
| FCA | First Trust Exchange-Traded AlphaDEX Fund II | 2,038,422 | $63,884,145 | |
| FKU | First Trust United Kingdom AlphaDEX Fund | 1,149,823 | $57,905,086 | |
| ACHC | Acadia Healthcare Company, Inc. | 1,689,442 | $39,516,048 | |
| TPG | TPG Inc. | 375,675 | $15,218,594 | |
| CRBG | Corebridge Financial, Inc. | 593,627 | $14,163,940 | |
| PCOR | Procore Technologies, Inc. | 165,619 | $9,440,283 | |
| VAL | Valaris Ltd | 86,452 | $8,475,754 | |
| — | 44,887 | $7,994,374 | ||
| FDLO | Fidelity Low Volatility Factor ETF | 123,227 | $7,959,231 | |
| CIM | Chimera Investment Corp | 543,101 | $6,815,917 | |
| GRAL | GRAIL, Inc. | 112,122 | $5,794,464 | |
| EVLV | Evolv Technologies Holdings, Inc. | 957,731 | $5,794,272 | |
| WGS | GeneDx Holdings Corp. | 74,602 | $4,790,940 | |
| PLNT | Planet Fitness, Inc. | 64,188 | $4,774,303 | |
| EPC | EDGEWELL PERSONAL CARE Co | 205,543 | $4,386,287 | |
| SAFE | Safehold Inc. | 317,170 | $4,291,310 | |
| TFPM | Triple Flag Precious Metals Corp. | 122,615 | $4,255,966 | |
| MQ | Marqeta, Inc. | 1,034,889 | $4,222,347 | |
| ULCC | Frontier Group Holdings, Inc. | 1,179,019 | $4,161,937 | |
| BOW | Bowhead Specialty Holdings Inc. | 172,305 | $3,864,801 | |
| CXM | Sprinklr, Inc. | 634,417 | $3,806,502 | |
| CC | Chemours Co | 162,565 | $3,581,306 | |
| CBRL | Cracker Barrel Old Country Store, Inc | 124,739 | $3,506,413 | |
| No positions match the current search. | ||||
2,650 tracked positions ·
$169,903,890,541 total
· filing declares
2,938 positions · $170,014,832,747
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 2,650 positions by value
· page 1 of 53
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| CSCO |
Cisco Systems, Inc.
Technology
|
Reduced | 21,358,742 | $2,508,797,834 | 1.48% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 10,869,435 | $2,174,865,249 | 1.28% | |
| AVGO |
Broadcom Inc.
Technology
|
Reduced | 5,141,470 | $1,942,190,292 | 1.14% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 5,404,045 | $1,931,243,561 | 1.14% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Reduced | 5,255,509 | $1,792,233,679 | 1.05% | |
| AMAT |
Applied Materials Inc /De
Technology
|
Reduced | 2,462,125 | $1,780,116,375 | 1.05% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 4,667,043 | $1,740,900,379 | 1.02% | |
| AAPL |
Apple Inc.
Technology
|
Added | 5,833,307 | $1,687,925,713 | 0.99% | |
| FTNT |
Fortinet, Inc.
Technology
|
Reduced | 10,815,814 | $1,661,525,346 | 0.98% | |
| KLAC |
Kla Corp
Technology
|
Added | 5,340,970 | $1,611,424,058 | 0.95% | |
| LRCX |
Lam Research Corp
Technology
|
Reduced | 3,617,460 | $1,567,553,941 | 0.92% | |
| CRWD |
CrowdStrike Holdings, Inc.
Technology
|
Reduced | 1,900,484 | $1,450,335,359 | 0.85% | |
| PWR |
Quanta Services, Inc.
Industrials
|
Added | 1,945,228 | $1,400,641,969 | 0.82% | |
| ETN |
Eaton Corp plc
Industrials
|
Added | 3,125,697 | $1,331,922,005 | 0.78% | |
| MU |
Micron Technology Inc
Technology
|
Added | 1,148,631 | $1,325,853,276 | 0.78% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 2,212,729 | $1,246,408,118 | 0.73% | |
| JCI |
Johnson Controls International plc
Industrials
|
Added | 8,433,447 | $1,232,210,941 | 0.73% | |
| GEV |
GE Vernova Inc.
Industrials
|
Added | 1,010,178 | $1,186,817,725 | 0.70% | |
| IBM |
International Business Machines Corp
Technology
|
Added | 3,649,008 | $1,026,137,539 | 0.60% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 4,210,806 | $1,003,603,502 | 0.59% | |
| NET |
Cloudflare, Inc.
Technology
|
Reduced | 3,756,643 | $921,429,395 | 0.54% | |
| FBT |
First Trust NYSE Arca Biotechnology Index Fund
|
Reduced | 3,388,725 | $840,031,040 | 0.49% | |
| MLI |
Mueller Industries Inc
Industrials
|
Added | 6,832,391 | $839,905,825 | 0.49% | |
| SNA |
Snap-on Inc
Industrials
|
Added | 2,070,244 | $833,066,185 | 0.49% | |
| FTXL |
First Trust Nasdaq Semiconductor ETF
|
Reduced | 2,854,912 | $813,507,174 | 0.48% | |
| QTEC |
First Trust NASDAQ-100-Technology Sector Index Fund
|
Added | 2,428,884 | $812,923,185 | 0.48% | |
| FXL |
First Trust Technology AlphaDEX Fund
|
NEW | 3,725,523 | $809,258,106 | 0.48% | |
| FTXR |
First Trust Nasdaq Transportation ETF
|
Added | 17,572,217 | $800,801,073 | 0.47% | |
| ORCL |
Oracle Corp
Technology
|
Added | 5,336,948 | $782,129,729 | 0.46% | |
| ANET |
Arista Networks, Inc.
Technology
|
Added | 4,591,762 | $780,048,528 | 0.46% | |
| CINF |
Cincinnati Financial Corp
Financial Services
|
Added | 4,145,056 | $767,415,667 | 0.45% | |
| STRL |
Sterling Infrastructure, Inc.
Industrials
|
Added | 895,943 | $752,018,716 | 0.44% | |
| FIX |
Comfort Systems USA Inc
Industrials
|
Reduced | 375,090 | $743,409,625 | 0.44% | |
| ROST |
Ross Stores, Inc.
Consumer Cyclical
|
Reduced | 3,419,275 | $727,792,683 | 0.43% | |
| VLTO |
Veralto Corp
Industrials
|
Added | 8,190,187 | $726,305,782 | 0.43% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Added | 17,145,993 | $725,961,343 | 0.43% | |
| DDOG |
Datadog, Inc.
Technology
|
Reduced | 2,780,074 | $723,820,066 | 0.43% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 2,203,107 | $721,143,014 | 0.42% | |
| TXN |
Texas Instruments Inc
Technology
|
Reduced | 2,404,732 | $716,778,467 | 0.42% | |
| COST |
Costco Wholesale Corp /New
Consumer Defensive
|
Added | 755,150 | $706,420,169 | 0.42% | |
| CRM |
Salesforce, Inc.
Technology
|
Added | 4,484,194 | $702,493,832 | 0.41% | |
| V |
Visa Inc.
Financial Services
|
Added | 2,025,535 | $694,940,802 | 0.41% | |
| BAC |
Bank Of America Corp /De/
Financial Services
|
Added | 11,888,923 | $677,430,832 | 0.40% | |
| ADP |
Automatic Data Processing Inc
Technology
|
Added | 3,002,029 | $672,304,394 | 0.40% | |
| USB |
US Bancorp De
Financial Services
|
Added | 11,072,514 | $668,779,845 | 0.39% | |
| MPWR |
Monolithic Power Systems, Inc.
Technology
|
Reduced | 482,781 | $667,377,143 | 0.39% | |
| GE |
General Electric Co
Industrials
|
Reduced | 1,768,117 | $660,798,366 | 0.39% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 3,932,543 | $651,858,326 | 0.38% | |
| ACN |
Accenture plc
Technology
|
Added | 5,235,822 | $651,545,689 | 0.38% | |
| WSM |
Williams Sonoma Inc
Consumer Cyclical
|
Added | 2,790,554 | $650,478,137 | 0.38% |
Showing the top 50 of 2,650 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.