STOK · Stoke Therapeutics, Inc. · Holdings

$26.61 +1.79 (+7.21%)

Russell 2000 member Rebalance outlook locked

Market Cap

$1.60B

64.53M

Volume · Oct 20 2M Avg daily vol (3M) 896.52K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of STOK: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 198

Total Value: $2,489,800,144

Total Shares: 76,344,090

Showing 1–100 of 200 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 198 13F filers

Top Holder

7.7%

of institutional value

Top 5

32.5%

of institutional value

Top 10

53.9%

of institutional value

HHI

391

Broadly held

Who Holds STOK

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 197 filers, like-for-like change +7.0%; actively managed books +6.6%; index-like books +8.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	46.2%	96	+4.8%	20	14
Adviser	5.1%	7	+101.1%	0	1
Bank	9.9%	14	+7.4%	1	0
Insurer	0.1%	2	-2.4%	0	1
Broker-dealer	0.0%	1	-42.7%	0	0
Benefit plan	0.2%	4	-4.6%	0	1
Non-US	0.9%	7	-8.7%	0	1
Holding company	24.6%	7	+3.3%	0	1
Exempt adviser	0.0%	0	-100.0%	0	1
Unknown	12.9%	59	+4.7%	5	9

Style	Share	Filers	Change	New	Exited
Index-like	24.7%	30	+8.2%	0	3
Systematic-like	1.9%	18	+72.6%	9	1
Concentrated	21.5%	28	-4.9%	6	8
Diversified active	51.9%	121	+10.6%	11	17
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	48.8%	93	+3.8%	5	11
Medium turnover	39.7%	63	+7.0%	8	8
High turnover	4.1%	27	+49.6%	12	7
Unknown	7.4%	14	+12.1%	1	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	8.2%	22	+8.1%	6	7
Medium horizon	20.5%	31	+15.0%	7	6
Long horizon	65.7%	128	+5.3%	10	15
Unknown	5.6%	16	-0.7%	3	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	7.2%	29	-16.6%	6	8
$1B to $10B	18.2%	51	+2.4%	11	8
$10B to $100B	21.8%	54	+2.1%	7	9
$100B or more	52.8%	63	+15.6%	2	4
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.5%	28	+5.6%	7	9
Pooled investment vehicles	31.4%	31	-1.3%	9	2
Registered funds and BDCs	12.6%	19	+20.3%	1	0
Pension and profit sharing plans	0.0%	1	+4.3%	0	0
Insurance companies	0.1%	3	+24.8%	0	0
Governments and sovereign funds	0.3%	3	+74.5%	2	1
Other investment advisers	0.0%	2	+4.3%	0	0
Diversified	1.3%	8	+18.6%	0	2
Unknown	53.8%	102	+9.0%	7	15

Private funds	Share	Filers	Change	New	Exited
Hedge funds	32.2%	37	+0.6%	11	5
Private equity funds	0.2%	5	+12.3%	1	0
Venture capital funds	0.0%	1	-0.3%	0	0
Real estate funds	0.0%	3	-5.6%	1	1
Securitized asset funds	0.1%	1	+12.1%	0	0
Other private funds	5.6%	7	+21.1%	0	0
Mixed private funds	0.1%	1	+49.2%	0	0
Private funds, type not stated	0.0%	1	-52.2%	0	0
No private funds	8.0%	39	+10.8%	6	9
Unknown	53.8%	102	+9.2%	7	14

Location	Share	Filers	Change	New	Exited
United States	89.8%	154	+8.1%	24	22
Outside the US	10.2%	43	-2.4%	2	7

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

197 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.03% of filers hold it in their top 10

Mar 31, 2026: 4

Holders above 5%

median weight 0.002%

Mar 31, 2026: 2

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

53.9%

of 13F shares, Herfindahl 0.039

Active holders

+6.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 9 13G (6 institutional, 2 passive, 0 exempt)

How long holders have held it value-weighted 14.3 quarters

Under 1 year 19.0% 1 to 3 years 31.7% 3 years or more 49.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$20.40

estimated per share

Mar 31, 2026: $18.29

Quarter-end price

$32.72

implied by 13F values

Estimated gain or loss

+60.4%

price against the estimated cost

Estimated at a loss

2.53%

of costed 13F value

Estimated cost covers 49.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies STOK's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	FHTX Foghorn Therapeutics Inc.	6	0.369
2	ANNX Annexon, Inc.	9	0.367
3	XENE Xenon Pharmaceuticals Inc.	13	0.355
4	GPCR Structure Therapeutics Inc.	12	0.354
5	IDYA IDEAYA Biosciences, Inc.	9	0.347
6	NGNE Neurogene Inc.	6	0.340
7	EWTX Edgewise Therapeutics, Inc.	9	0.302
8	SNDX Syndax Pharmaceuticals Inc	9	0.287
9	TARS Tarsus Pharmaceuticals, Inc.	7	0.286
10	XNCR Xencor Inc	5	0.283

Shareholder Targets

13F filers that own its peers but not STOK, quarter ended Jun 30, 2026

Found through its holder-overlap peers: FHTX, ANNX, XENE, GPCR, IDYA, NGNE, EWTX, SNDX, TARS, XNCR, ZYME, IMVT, IRON, ALKS, DNTH, CGEM, OLMA, TCRX, ENTX, ABSI. 697 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Deep Track Capital, LP Adviser, Diversified active	$1,083,021,760 6 held	16.5%	IMVT, GPCR, TARS
2	ORBIMED ADVISORS LLC Registered adviser, Diversified active	$876,272,273 7 held	17.3%	EWTX, GPCR, XENE
3	Avoro Capital Advisors LLC Registered adviser, Concentrated	$700,583,255 2 held	6.29%	GPCR, XENE
4	Paradigm Biocapital Advisors LP Registered adviser, Concentrated	$698,222,189 3 held	15.2%	EWTX, TARS, OLMA
5	Driehaus Capital Management LLC Registered adviser, Diversified active	$660,387,623 7 held	3.84%	XENE, EWTX, GPCR
6	RA CAPITAL MANAGEMENT, L.P. Registered adviser, Concentrated	$605,121,593 3 held	5.33%	EWTX, IRON, XNCR
7	TCG Crossover Management, LLC Unknown, Diversified active	$480,234,364 5 held	11.5%	IMVT, DNTH, IRON
8	AMERICAN CENTURY COMPANIES INC Unknown, Diversified active	$422,334,808 10 held	0.190%	ALKS, GPCR, XENE
9	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$402,133,560 7 held	0.240%	IMVT, TARS, DNTH
10	RENAISSANCE TECHNOLOGIES LLC Registered adviser, Diversified active	$398,477,012 11 held	0.550%	ALKS, IMVT, XENE

Fund Ownership of STOK by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 15.36% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.79%	+0.53 pp	1,798,214	60
Index ETFs	12.58%	+2.00 pp	8,115,864	43
Active ETFs	1.09%	+0.12 pp	702,352	22
Active funds	16.01%	+6.32 pp	10,331,780	104
Unclassified	0.00%	0.00 pp	1,593	4
All registered funds	32.47%	+8.97 pp	20,949,803	233

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 96 Adviser 7 Bank 14 Insurer 2 Broker-dealer 1 Benefit plan 4 Non-US 7 Holding company 7 Unknown 60

Showing 100 of 200

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$192,307,116

7.72%

5,877,357

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	111,772	$3,657,179	1.9%	Sole
BlackRock Investment Management (Australia) Ltd	176	$5,758	0.0%	Sole
BlackRock Asset Management Canada Ltd	245	$8,016	0.0%	Sole
BlackRock Investment Management, LLC	178,819	$5,850,957	3.0%	Sole
BLACKROCK ADVISORS LLC	768,771	$25,154,187	13.1%	Sole
BlackRock Fund Advisors	2,419,428	$79,163,684	41.2%	Sole
BlackRock Institutional Trust Company, N.A.	1,614,475	$52,825,622	27.5%	Sole
BlackRock Fund Managers Ltd.	6,407	$209,637	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	62,781	$2,054,194	1.1%	Sole
BlackRock (Netherlands) B.V.	17,839	$583,692	0.3%	Sole
BlackRock Asset Management Ireland Ltd	239,914	$7,849,986	4.1%	Sole
BlackRock (Luxembourg) S.A.	385,496	$12,613,429	6.6%	Sole
BlackRock Asset Management Schweiz AG	5,002	$163,665	0.1%	Sole
Aperio Group, LLC	66,152	$2,164,493	1.1%	Sole
SpiderRock Advisors, LLC	80	$2,617	0.0%	Sole

RTW INVESTMENTS, LP

$184,001,738

7.39%

5,623,525

FMR LLC

$173,844,631

6.98%

5,313,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	4,613,950	$150,968,444	86.8%	Defined
STRATEGIC ADVISERS LLC	125	$4,090	0.0%	Defined
Fidelity Institutional Asset Management Trust Co	592,840	$19,397,724	11.2%	Defined
FIAM LLC	106,185	$3,474,373	2.0%	Defined

Lynx1 Capital Management LP

$132,136,578

5.31%

4,038,404

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Lynx1 Capital Advisors LLC	4,038,404	$132,136,578	100.0%	Other

Redmile Group, LLC

$129,110,502

5.19%

3,945,920

WELLINGTON MANAGEMENT GROUP LLP

$115,151,526

4.62%

3,519,301

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	2,979,817	$97,499,612	84.7%	Defined
Wellington Managment Canada LLC	513	$16,785	0.0%	Defined
Wellington Management Singapore Pte. Ltd.	56,082	$1,835,003	1.6%	Defined
Wellington Management International Ltd	28,913	$946,033	0.8%	Defined
Wellington Trust Company, NA joint	441,972	$14,461,323	12.6%	Defined
Wellington Management Australia Pty Ltd	10,831	$354,390	0.3%	Defined
Wellington Management Europe GmbH	1,173	$38,380	0.0%	Defined

MORGAN STANLEY

$112,975,449

4.54%

3,452,795

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	43	$1,406	0.0%	Defined
MORGAN STANLEY & CO. LLC	46,616	$1,525,275	1.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	3,373,441	$110,378,989	97.7%	Defined
MORGAN STANLEY SMITH BARNEY LLC	4,931	$161,342	0.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	27,764	$908,437	0.8%	Defined

BAKER BROS. ADVISORS LP

$109,176,725

4.38%

3,336,697

TORONTO DOMINION BANK

$103,829,001

4.17%

3,173,258

STATE STREET CORP

$93,325,292

3.75%

2,852,240

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,852,240	$93,325,292	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$87,092,099

3.50%

2,661,739

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	92,884	$3,039,164	3.5%	Defined
Held directly	2,568,855	$84,052,935	96.5%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$84,644,578

3.40%

2,586,937

BVF INC/IL

$83,356,065

3.35%

2,547,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BVF PARTNERS L P/IL	2,547,557	$83,356,065	100.0%	Defined

T. Rowe Price Investment Management, Inc.

$79,023,348

3.17%

2,415,139

Siren, L.L.C.

$65,287,753

2.62%

1,995,347

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invus Group, LLC	1,995,347	$65,287,753	100.0%	Defined

DEERFIELD MANAGEMENT COMPANY, L.P.

$59,664,920

2.40%

1,823,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deerfield UGP, LLC	1,823,500	$59,664,920	100.0%	Defined

Jupiter Topco LLC

$59,367,429

2.38%

1,814,408

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	18,900	$618,408	1.0%	Defined
JANUS HENDERSON INVESTORS US LLC	1,795,508	$58,749,021	99.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$49,875,389

2.00%

1,524,309

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	206,272	$6,749,219	13.5%	Defined
Held directly	1,318,037	$43,126,170	86.5%	Defined

DIMENSIONAL FUND ADVISORS LP

$33,175,165

1.33%

1,013,911

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	5,722	$187,223	0.6%	Defined
DFA Australia Ltd.	12,478	$408,280	1.2%	Defined
Dimensional Fund Advisors Pte. Ltd.	460	$15,051	0.0%	Defined
Dimensional Ireland Ltd	40,579	$1,327,744	4.0%	Defined
Held directly	954,672	$31,236,867	94.2%	Sole

Assenagon Asset Management S.A.

$30,700,332

1.23%

1,180,782

Polar Capital Holdings Plc

$27,279,187

1.10%

833,716

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Polar Capital LLP	833,716	$27,279,187	100.0%	Defined

EcoR1 Capital, LLC

$24,049,200

0.97%

735,000

MPM BIOIMPACT LLC

$23,666,834

0.95%

723,314

Opaleye Management Inc.

$22,904,000

0.92%

700,000

GOLDMAN SACHS GROUP INC

$18,825,254

0.76%

575,344

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	390,443	$12,775,294	67.9%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	184,901	$6,049,960	32.1%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$18,552,010

0.75%

566,993

BAILLIE GIFFORD & CO

$16,925,236

0.68%

517,275

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAILLIE GIFFORD & CO LTD	135,734	$4,441,216	26.2%	Defined
BAILLIE GIFFORD OVERSEAS LTD	56,726	$1,856,074	11.0%	Defined
Baillie Gifford Investment Management (Europe) Ltd	76,237	$2,494,474	14.7%	Defined
Held directly	248,578	$8,133,472	48.1%	Sole

NORTHERN TRUST CORP

$16,364,055

0.66%

500,124

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	471,471	$15,426,530	94.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	20,161	$659,667	4.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	8,492	$277,858	1.7%	Other

Troluce Capital Advisors LLC

$16,242,731

0.65%

496,416

FIRST TRUST ADVISORS LP

$16,062,673

0.65%

490,913

CITADEL ADVISORS LLC

$16,009,927

0.64%

489,301

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	253,383	$8,290,691	51.8%	Defined
Held directly	235,918	$7,719,236	48.2%	Defined

Candriam S.C.A.

$15,710,049

0.63%

480,136

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$15,280,632

0.61%

467,012

Granahan Investment Management, LLC

$15,103,813

0.61%

461,608

Erste Asset Management GmbH

$14,016,626

0.56%

428,381

VANGUARD FIDUCIARY TRUST CO

$13,169,898

0.53%

402,503

Parkman Healthcare Partners LLC

$11,630,094

0.47%

355,443

Artisan Partners Limited Partnership

$11,620,606

0.47%

355,153

JANE STREET GROUP, LLC

$10,853,256

0.44%

331,701

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	120,198	$3,932,878	36.2%	Defined
Jane Street Global Trading, LLC	211,503	$6,920,378	63.8%	Defined

TANG CAPITAL MANAGEMENT LLC

$9,816,000

0.39%

300,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TANG KEVIN	300,000	$9,816,000	100.0%	Other

MILLENNIUM MANAGEMENT LLC

$8,540,836

0.34%

261,028

BANK OF AMERICA CORP /DE/

$8,497,644

0.34%

259,708

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	129,179	$4,226,736	49.7%	Defined
BOFA SECURITIES, INC.	130,529	$4,270,908	50.3%	Defined

JPMORGAN CHASE & CO

$8,485,995

0.34%

259,352

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	28,721	$939,751	11.1%	Defined
J.P. Morgan Investment Management Inc.	83,993	$2,748,250	32.4%	Defined
JPMorgan Asset Management (UK) Ltd	140,437	$4,595,098	54.1%	Defined
J.P. Morgan Markets Ltd	6,201	$202,896	2.4%	Defined

UBS Group AG

$6,776,702

0.27%

207,112

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	665	$21,758	0.3%	Defined
UBS AG	205,168	$6,713,096	99.1%	Defined
UBS Switzerland AG	1,279	$41,848	0.6%	Defined

Birchview Capital, LP

$5,827,759

0.23%

178,110

Bank of New York Mellon Corp

$5,375,011

0.22%

164,273

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	58,174	$1,903,453	35.4%	Defined
The Bank of New York Mellon	101,457	$3,319,673	61.8%	Defined
BNY Mellon, NA joint	4,640	$151,820	2.8%	Defined
Held directly	2	$65	0.0%	Defined

NORGES BANK

$5,339,904

0.21%

163,200

FRANKLIN RESOURCES INC

$4,790,043

0.19%

146,395

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	127	$4,155	0.1%	Defined
FRANKLIN ADVISERS INC	142,911	$4,676,047	97.6%	Defined
PUTNAM ADVISORY CO LLC	3,357	$109,841	2.3%	Defined

DAFNA Capital Management LLC

$4,282,230

0.17%

130,875

ExodusPoint Capital Management, LP

$4,242,475

0.17%

129,660

Nuveen, LLC

$4,020,535

0.16%

122,877

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	6,053	$198,054	4.9%	Defined
TEACHERS ADVISORS, LLC joint	116,824	$3,822,481	95.1%	Defined

GILDER GAGNON HOWE & CO LLC

$3,699,486

0.15%

113,065

Jump Financial, LLC

$3,414,332

0.14%

104,350

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	104,350	$3,414,332	100.0%	Defined

Schonfeld Strategic Advisors LLC

$3,344,932

0.13%

102,229

Palo Alto Investors LP

$2,769,126

0.11%

84,631

BOOTHBAY FUND MANAGEMENT, LLC

$2,649,272

0.11%

80,968

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$2,634,679

0.11%

80,522

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	75,441	$2,468,429	93.7%	Defined
Global X Management (AUS) Ltd joint	5,081	$166,250	6.3%	Defined

XTX Topco Ltd

$2,604,937

0.10%

79,613

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	79,613	$2,604,937	100.0%	Defined

RHUMBLINE ADVISERS

$2,484,462

0.10%

75,931

Swiss National Bank

$2,427,824

0.10%

74,200

Trexquant Investment LP

$2,404,102

0.10%

73,475

PRINCIPAL FINANCIAL GROUP INC

$2,286,472

0.09%

69,880

CITIGROUP INC

$2,268,345

0.09%

69,326

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	69,326	$2,268,345	100.0%	Defined

Invesco Ltd.

$2,213,832

0.09%

67,660

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	8,372	$273,930	12.4%	Defined
Invesco Trust Co joint	21,987	$719,414	32.5%	Defined
Invesco Capital Management LLC	37,301	$1,220,488	55.1%	Defined

TD Asset Management Inc

$2,198,784

0.09%

67,200

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$2,164,755

0.09%

66,160

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	66,160	$2,164,755	100.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$2,134,258

0.09%

65,228

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,324	$43,321	2.0%	Defined
UBS Asset Management Switzerland AG	56,861	$1,860,491	87.2%	Defined
UBS Asset Management (UK) Ltd.	7,043	$230,446	10.8%	Defined

Rhenman & Partners Asset Management AB

$2,110,440

0.08%

64,500

ALPS ADVISORS INC

$2,061,687

0.08%

63,010

ALLIANCEBERNSTEIN L.P.

$2,041,400

0.08%

62,390

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	62,390	$2,041,400	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$2,040,779

0.08%

62,371

HighVista Strategies LLC

$2,006,259

0.08%

61,316

STATE OF WISCONSIN INVESTMENT BOARD

$1,968,664

0.08%

60,167

PANAGORA ASSET MANAGEMENT INC

$1,925,342

0.08%

58,843

D. E. Shaw & Co., Inc.

$1,892,753

0.08%

57,847

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	21,355	$698,735	36.9%	Defined
D. E. Shaw Investment Management, L.L.C. joint	36,492	$1,194,018	63.1%	Defined

DEUTSCHE BANK AG\

$1,890,692

0.08%

57,784

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	1,039	$33,996	1.8%	Defined
DWS Investments UK Ltd	56,745	$1,856,696	98.2%	Defined

WELLS FARGO & COMPANY/MN

$1,663,319

0.07%

50,835

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	50,244	$1,643,983	98.8%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	515	$16,850	1.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	76	$2,486	0.1%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,640,515

0.07%

50,138

Woodline Partners LP

$1,639,926

0.07%

50,120

Quantinno Capital Management LP

$1,633,644

0.07%

49,928

NEW YORK STATE COMMON RETIREMENT FUND

$1,623,271

0.07%

49,611

Moran Wealth Management, LLC

$1,569,807

0.06%

47,977

VICTORY CAPITAL MANAGEMENT INC

$1,469,128

0.06%

44,900

Creative Planning

$1,451,720

0.06%

44,368

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	4,020	$131,534	9.1%	Defined
Held directly	40,348	$1,320,186	90.9%	Sole

Rafferty Asset Management, LLC

$1,431,238

0.06%

43,742

HUSSMAN STRATEGIC ADVISORS, INC.

$1,374,240

0.06%

42,000

Quadrature Capital Ltd

$1,348,882

0.05%

41,225

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	41,225	$1,348,882	100.0%	Other

PLATINUM INVESTMENT MANAGEMENT LTD

$1,335,466

0.05%

40,815

Legal & General Group Plc

$1,168,266

0.05%

35,705

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	5,347	$174,953	15.0%	Defined
Legal & General Investment Management Ltd joint	30,358	$993,313	85.0%	Defined

LOS ANGELES CAPITAL MANAGEMENT LLC

$1,164,766

0.05%

35,598

SCHRODER INVESTMENT MANAGEMENT GROUP

$1,115,817

0.04%

34,102

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management Limited	33,746	$1,104,169	99.0%	Sole
Schroder Investment Management North America Inc.	356	$11,648	1.0%	Sole

MetLife Investment Management, LLC

$1,051,359

0.04%

32,132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	32,132	$1,051,359	100.0%	Defined

Corient Private Wealth LLC

$1,008,528

0.04%

30,823

OMERS ADMINISTRATION Corp

$981,600

0.04%

30,000

Squarepoint Ops LLC

$959,023

0.04%

29,310

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	29,310	$959,023	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$883,832

0.04%

27,012

Vanguard Global Advisers, LLC

$871,628

0.04%

26,639

AQR CAPITAL MANAGEMENT LLC

$865,408

0.03%

26,449

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	5	$163	0.0%	Other
Compound Planning, Inc.	9	$294	0.0%	Other
Arax Advisory Partners	134	$4,384	0.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	65	$2,126	0.2%	Other
Stokes Family Office, LLC	61	$1,995	0.2%	Other
Held directly	26,175	$856,446	99.0%	Defined

CANADA LIFE ASSURANCE Co

$824,445

0.03%

25,197

VANGUARD ASSET MANAGEMENT, Ltd

$821,730

0.03%

25,114

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Key facts CIK 1623526 CUSIP 86150R107 13F (30d) 10 filings 10 filers Visit website Investor relations