SYM FINANCIAL Corp

Registered adviser

CIK

764739

Location

WINONA LAKE, IN

Portfolio Value

Mid $1,233,787,422

Diversification

Moderately concentrated

Filing Date

Global Rank

#2,164 / 8,815 ▲ 133

Top Industry

Semiconductors 10.5%

Period ended 4 months ago

Filed Aug 4, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 107517

Roster of Oct 1, 2026

Regulatory AUM

$5,813,231,190

Main clients

Individuals and high net worth (65% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$5,813,231,190	Individuals and high net worth (65%)
Apr 2025 to Mar 2026	$4,879,622,399	Individuals and high net worth (63%)
Apr 2024 to Mar 2025	$4,055,387,303	Individuals and high net worth (63%)
May 2023 to Mar 2024	$3,330,241,056	Individuals and high net worth (60%)
Apr 2023	$3,330,241,056	Individuals and high net worth (60%)
Apr 2022 to Mar 2023	$3,706,905,162	Individuals and high net worth (61%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 79.6% of the book (60%+)

Turnover

Low turnover

11.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.3 quarters (12+), a floor since 18.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 75.0%; sector active share 67.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

530 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

35.4%

+8.6 pts

Top 5

74.3%

+2.1 pts

Top 10

79.6%

−0.1 pts

HHI

1,743

Moderately concentrated+361

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	79.8%	$984,490,477	201
Technology	6.3%	$77,916,452	66
Financial Services	3.1%	$38,160,904	68
Healthcare	2.2%	$26,813,397	35
Industrials	2.1%	$25,502,126	42
Basic Materials	1.6%	$20,212,637	15
Consumer Cyclical	1.5%	$18,290,267	26
Communication Services	1.0%	$12,809,286	14
Consumer Defensive	0.8%	$10,405,226	20
Energy	0.8%	$10,283,941	19
Utilities	0.5%	$6,508,931	15
Real Estate	0.2%	$2,393,778	9

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFAU	Dimensional US Core Equity Market ETF	+2,913,225	3,036,703	$156,967,178
DFAI	Dimensional International Core Equity Market ETF	+210,762	6,729,230	$277,580,737
GOVT	iShares U.S. Treasury Bond ETF	+121,682	3,845,020	$87,589,555
NTSI	WisdomTree International Efficient Core Fund	+21,654	2,462,956	$114,773,749
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+13,197	125,776	$6,337,852
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+11,789	13,226	$1,580,771
LYG	Lloyds Banking Group plc	+7,164	23,958	$139,675
PFE	Pfizer Inc	+6,696	16,120	$388,169
KLAC	Kla Corp	+5,946	6,592	$1,988,872
VUG	VANGUARD GROWTH INDEX FUND	+5,342	5,644	$486,174
HBAN	Huntington Bancshares Inc	+4,889	19,035	$337,490
WFC	Wells Fargo & Company	+4,689	11,096	$916,973
MFG	Mizuho Financial Group Inc	+4,613	51,490	$493,274
SAN	Banco Santander, S.A.	+4,547	39,750	$548,550
ABT	Abbott Laboratories	+4,292	8,189	$743,069
SONY	Sony Group Corp	+3,923	14,311	$287,078
VO	VANGUARD MID-CAP INDEX FUND	+3,451	4,628	$372,877
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	+3,399	176,450	$4,351,257
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	+3,365	36,648	$1,897,633
BKNG	Booking Holdings Inc.	+3,256	3,451	$615,106
OXY	Occidental Petroleum Corp	+3,243	6,698	$325,321
PCG	PG&E Corp	+3,098	47,173	$793,449
TAK	Takeda Pharmaceutical Co Ltd	+2,963	19,133	$306,701
MUFG	Mitsubishi Ufj Financial Group Inc	+2,508	25,296	$503,137
UGI	Ugi Corp	+2,504	9,520	$328,820
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
VEA	Vanguard FTSE Developed Markets ETF	−73,276	14,476	$1,031,415
VXUS	Vanguard Total International Stock ETF	−70,762	136,634	$11,680,840
LKFN	Lakeland Financial Corp	−34,464	30,711	$1,895,482
NVDA	Nvidia Corp	−8,502	56,493	$11,303,684
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−7,132	269,521	$99,733,550
WIT	Wipro Ltd	−6,180	35,418	$79,690
NOW	ServiceNow, Inc.	−5,467	2,326	$230,925
URTH	iShares MSCI World ETF	−5,291	1,778	$360,293
INTC	Intel Corp	−5,226	11,153	$1,557,293
SCHB	Schwab U.S. Broad Market ETF	−4,450	1,187,558	$34,391,679
MNST	Monster Beverage Corp	−4,234	2,584	$248,374
DFAC	Dimensional U.S. Core Equity 2 ETF	−4,133	12,962	$574,994
AAPL	Apple Inc.	−3,998	47,836	$13,841,824
DD	DuPont de Nemours, Inc.	−3,554	1,566	$212,412
S	SentinelOne, Inc.	−3,548	11,051	$187,535
MSFT	Microsoft Corp	−3,131	18,239	$6,803,511
GOOGL	Alphabet Inc.	−2,638	15,424	$5,512,074
APH	Amphenol Corp	−2,490	8,428	$1,486,024
AMZN	Amazon Com Inc	−2,477	24,244	$5,778,314
AVGO	Broadcom Inc.	−2,367	12,051	$4,552,265
SNOW	Snowflake Inc.	−2,352	1,900	$483,550
VIOV	VANGUARD S&P SMALL-CAP 600 VALUE INDEX FUND	−2,139	114,517	$13,436,279
A	Agilent Technologies, Inc.	−2,101	3,536	$469,686
CPRT	Copart Inc	−2,064	14,902	$420,087
NFLX	Netflix Inc	−1,911	7,002	$499,942
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SPMO	Invesco Ltd.	25,602	$4,135,747
STX	Seagate Technology Holdings plc	739	$713,135
SNDK	Sandisk Corp	259	$588,896
ES	Eversource Energy	7,813	$564,645
WCN	Waste Connections, Inc.	3,134	$522,406
MRVL	Marvell Technology, Inc.	1,662	$495,093
SNPS	Synopsys Inc	1,019	$454,545
AWK	American Water Works Company, Inc.	3,085	$405,924
CL	Colgate Palmolive Co	4,209	$385,881
HPE	Hewlett Packard Enterprise Co	8,476	$382,352
DKNG	DraftKings Inc.	14,721	$371,852
INVH	Invitation Homes Inc.	12,226	$369,347
CRWD	CrowdStrike Holdings, Inc.	477	$364,017
AMKR	Amkor Technology, Inc.	4,160	$358,716
PAYX	Paychex Inc	3,500	$344,155
PANW	Palo Alto Networks Inc	974	$332,153
CHTR	Charter Communications, Inc.	2,335	$332,060
NNN	Nnn REIT, Inc.	7,087	$329,758
DG	Dollar General Corp	2,840	$326,912
MS	Morgan Stanley	1,546	$323,175
BA	Boeing Co	1,441	$311,933
ARW	Arrow Electronics, Inc.	1,429	$304,962
CRS	Carpenter Technology Corp	479	$295,466
PH	Parker-Hannifin Corp	294	$287,567
EOG	Eog Resources Inc	2,125	$275,676
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
CMCSA	Comcast Corp	15,598	$447,818
CMG	Chipotle Mexican Grill Inc	13,645	$436,776
IDXX	Idexx Laboratories Inc	777	$436,588
MLM	Martin Marietta Materials Inc	675	$397,359
CRM	Salesforce, Inc.	1,921	$358,593
ORLY	O Reilly Automotive Inc	3,756	$346,716
CI	Cigna Group	1,294	$345,174
MKTX	Marketaxess Holdings Inc	1,874	$309,172
HII	Huntington Ingalls Industries, Inc.	770	$292,523
CHRW	C. H. Robinson Worldwide, Inc.	1,572	$261,062
CG	Carlyle Group Inc.	5,382	$260,434
UBER	Uber Technologies, Inc	3,598	$258,804
KMX	Carmax Inc	6,087	$253,097
ROP	Roper Technologies Inc	715	$253,009
HON	Honeywell International Inc	1,098	$248,180
IT	Gartner Inc	1,533	$242,735
TRU	TransUnion	3,485	$241,127
BMRN	Biomarin Pharmaceutical Inc	4,235	$239,235
TSN	Tyson Foods, Inc.	3,662	$234,624
ANF	Abercrombie & Fitch Co	2,528	$230,983
ISRG	Intuitive Surgical Inc	489	$225,424
MLI	Mueller Industries Inc	2,007	$222,375
MCK	Mckesson Corp	253	$218,936
LULU	lululemon athletica inc.	1,373	$210,206
MANH	Manhattan Associates Inc	1,568	$208,732
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

530 tracked positions · $1,233,787,422 total · filing declares 531 positions · $1,244,071,050 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 530 positions by value · page 1 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
DFAI	Dimensional International Core Equity Market ETF	Added	6,729,230	+210,762	$277,580,737	+9.3%	15	$25.59	22.50%
DFAU	Dimensional US Core Equity Market ETF	Added	3,036,703	+2,913,225	$156,967,178	+2717.4%	13	$49.36	12.72%
NTSI	WisdomTree International Efficient Core Fund	Added	2,462,956	+21,654	$114,773,749	+6.8%	15	unpriced	9.30%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Added	569,031	+1,837	$112,440,525	+7.6%	15	unpriced	9.11%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	269,521	-7,132	$99,733,550	+12.4%	26+	before history	8.08%
GOVT	iShares U.S. Treasury Bond ETF	Added	3,845,020	+121,682	$87,589,555	+2.7%	12	unpriced	7.10%
SCHB	Schwab U.S. Broad Market ETF	Reduced	1,187,558	-4,450	$34,391,679	+14.9%	26+	before history	2.79%
DOW	Dow Inc. Basic Materials	Added	554,157	+2,386	$15,161,735	−34.0%	26+	before history	1.23%
AAPL	Apple Inc. Technology	Reduced	47,836	-3,998	$13,841,824	+5.2%	26+	before history	1.12%
VIOV	VANGUARD S&P SMALL-CAP 600 VALUE INDEX FUND	Reduced	114,517	-2,139	$13,436,279	—	15	unpriced	1.09%
VXUS	Vanguard Total International Stock ETF	Reduced	136,634	-70,762	$11,680,840	−27.0%	26+	before history	0.95%
NVDA	Nvidia Corp Technology	Reduced	56,493	-8,502	$11,303,684	−0.3%	14	unpriced	0.92%
IEFA	iShares Core MSCI EAFE ETF	Added	108,747	+506	$10,502,785	+7.2%	13	unpriced	0.85%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Reduced	64,497	-148	$10,122,804	+13.2%	26+	before history	0.82%
LLY	ELI LILLY & Co Healthcare	Added	7,406	+26	$8,882,979	+30.9%	26+	before history	0.72%
MSFT	Microsoft Corp Technology	Reduced	18,239	-3,131	$6,803,511	−14.0%	26+	before history	0.55%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	125,776	+13,197	$6,337,852	+23.3%	5	$41.94	0.51%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	24,244	-2,477	$5,778,314	+3.8%	12	$193.60	0.47%
GOOGL	Alphabet Inc. CALL + SHARES Communication Services	Reduced	15,524	-2,638	$5,547,811	+6.2%	11	$188.70	0.45%
AVGO	Broadcom Inc. Technology	Reduced	12,051	-2,367	$4,552,265	+2.0%	12	unpriced	0.37%
MU	Micron Technology Inc Technology	Reduced	3,931	-87	$4,537,513	+234.3%	5	$132.33	0.37%
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	Added	176,450	+3,399	$4,351,257	+0.9%	26+	before history	0.35%
SPMO	Invesco Ltd. Financial Services	NEW	25,602	NEW	$4,135,747	NEW	1	$140.96	0.34%
JPM	Jpmorgan Chase & Co Financial Services	Added	11,784	+755	$3,857,256	+18.9%	26+	before history	0.31%
QWLD	State Street(R) SPDR(R) MSCI World StrategicFactors(SM) ETF	Added	23,518	+53	$3,572,689	+6.4%	15	unpriced	0.29%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	32,898	+551	$3,256,244	+1.4%	26+	before history	0.26%
WMT	Walmart Inc. Consumer Defensive	Reduced	25,842	-306	$2,926,864	−9.9%	25	$65.60	0.24%
GE	General Electric Co Industrials	Added	7,079	+218	$2,645,634	+35.9%	15	unpriced	0.21%
SPY	Spdr S&P 500 ETF Trust	Added	3,410	+13	$2,546,485	+15.3%	26+	before history	0.21%
JPIB	JPMorgan International Bond Opportunities ETF	Added	50,530	+1,096	$2,443,125	+3.4%	26+	before history	0.20%
CSCO	Cisco Systems, Inc. Technology	Added	19,834	+302	$2,329,701	+53.7%	11	$63.31	0.19%
TSLA	Tesla, Inc. Consumer Cyclical	Added	5,449	+652	$2,291,849	+28.5%	13	$308.28	0.19%
JNJ	Johnson & Johnson Healthcare	Reduced	8,776	-27	$2,228,840	+3.6%	12	$160.12	0.18%
AMAT	Applied Materials Inc Technology	Added	3,077	+113	$2,224,671	+119.6%	11	$196.48	0.18%
META	Meta Platforms, Inc. Communication Services	Reduced	3,888	-1,481	$2,190,071	−28.7%	12	$521.96	0.18%
LRCX	Lam Research Corp Technology	Reduced	5,050	-23	$2,188,316	+101.9%	7	unpriced	0.18%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	4,176	+646	$2,089,628	+23.5%	12	$435.91	0.17%
GEV	GE Vernova Inc. Industrials	Added	1,748	+84	$2,053,655	+41.4%	8	$281.36	0.17%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	19,962	+216	$2,012,369	+1.3%	22	$100.55	0.16%
KLAC	Kla Corp Technology	Added	6,592	+5,946	$1,988,872	+109.1%	9	unpriced	0.16%
ACWI	iShares MSCI ACWI ETF	Reduced	12,384	-341	$1,943,916	+10.4%	26+	before history	0.16%
GOOG	Alphabet Inc. Communication Services	Added	5,481	+469	$1,936,601	+34.7%	11	$207.28	0.16%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	36,648	+3,365	$1,897,633	+21.5%	5	$44.03	0.15%
LKFN	Lakeland Financial Corp Financial Services	Reduced	30,711	-34,464	$1,895,482	−49.3%	12	$56.68	0.15%
XOM	ExxonMobil Holdings Corp Energy	Added	12,669	+304	$1,732,105	−17.4%	19	$111.57	0.14%
TRGP	Targa Resources Corp. Energy	Added	6,130	+12	$1,643,698	+7.2%	12	$86.06	0.13%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	13,226	+11,789	$1,580,771	—	26+	before history	0.13%
JBL	Jabil Inc Technology	Added	4,085	+143	$1,574,685	+50.4%	12	$123.36	0.13%
INTC	Intel Corp Technology	Reduced	11,153	-5,226	$1,557,293	+115.5%	7	$21.52	0.13%
V	Visa Inc. Financial Services	Added	4,467	+1,073	$1,532,583	+49.4%	11	$303.58	0.12%

Showing the top 50 of 530 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.